| LCHLTD |
LCH Limited Self-Certification: Complaints Procedure |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 15, 2021 |
02/24/2021 |
Notified |
02/24/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 7, 2022 |
11/15/2022 |
Notified |
11/15/2022 |
|
1 |
| LCHLTD |
Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate |
06/19/2023 |
Notified |
06/19/2023 |
|
1 |
| CBT |
Deletion of swap product traded and cleared OTC (ethanol previous month) |
07/25/2007 |
Certified |
08/14/2007 |
|
1 |
| NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
| CMECE |
Expansion of Product Listing Cycle European Ethanol; 11-467 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
| CME |
Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
| LCHLLC |
Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| CME |
Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract |
11/03/2014 |
Certified |
11/03/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). |
06/09/2015 |
Certified |
06/22/2015 |
|
1 |
| CMECE |
Weekly Notification of rule amendments issued from the date of CMECE's DCO Registration (November 30, 2016) through to the week of December 5, 2016. |
12/16/2016 |
Notified |
12/16/2016 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. |
11/01/2017 |
Certified |
11/16/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 19, 2018 |
03/01/2018 |
Notified |
03/01/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 16, 2020 |
11/23/2020 |
Notified |
11/23/2020 |
|
1 |
| OCC |
Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees |
09/28/2021 |
Certified |
10/13/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - May 27, 2024 |
06/05/2024 |
Notified |
06/05/2024 |
|
1 |
| CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
| LCHLTD |
Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. |
06/06/2012 |
Certified |
06/21/2012 |
|
1 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
| LCHLTD |
Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| LCHLTD |
LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. |
11/02/2017 |
Notified |
11/02/2017 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of December 31, 2018 |
01/07/2019 |
Notified |
01/07/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. |
12/15/2021 |
Notified |
12/15/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 3, 2022 |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative that offers portfolio margining between deliverable and non-deliverable segments. |
01/26/2023 |
Certified |
02/09/2023 |
|
1 |
| OCC |
OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service |
05/15/2006 |
Certified |
05/15/2006 |
|
1 |
| LCHLTD |
Amendment to introduce new Collateral Management System |
02/09/2012 |
Certified |
02/25/2012 |
|
1 |
| ICLREU2 |
Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. |
11/29/2012 |
Certified |
12/13/2012 |
|
1 |
| OCC |
Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. |
08/11/2014 |
Certified |
08/25/2014 |
|
1 |
| CME |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
| LCHLTD |
LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. |
09/29/2017 |
Certified |
10/13/2017 |
|
1 |
| MIAX |
Notification of margin change to outright and spread products |
11/02/2017 |
Notified |
11/02/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 28, 2018 |
06/06/2018 |
Notified |
06/06/2018 |
|
1 |
| SGX-DC |
Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. |
05/15/2019 |
Certified |
05/29/2019 |
|
1 |
| OCC |
Proposed Rule Change to Modify the Sequence for Processing Options Transactions |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
| CME |
Modifications to CME Clearing's Schedule of Acceptable Performance Bond |
07/17/2020 |
Certified |
07/31/2020 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 14 Jan 2022. |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) |
06/20/2023 |
Notified |
06/20/2023 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of December 11, 2023 |
12/15/2023 |
Notified |
12/15/2023 |
|
1 |
| ICE NGX |
Non-substantive changes, including a move of a definition, and slight amendment to definition. |
03/15/2024 |
Notified |
03/15/2024 |
|
1 |
| OCC |
OCC-2006-04, 4.26.06, Policy Statement on Internet Access |
04/26/2006 |
Certified |
04/26/2006 |
|
1 |
| OCC |
Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| OCC |
This proposed rule change concerns updated to clearing member documents. |
11/04/2014 |
Certified |
11/19/2014 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 26, 2015 |
02/04/2015 |
Notified |
02/04/2015 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 9, 2018 |
04/19/2018 |
Notified |
04/19/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 12, 2020 |
10/21/2020 |
Notified |
10/21/2020 |
|
1 |
