Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of February 28, 2022 03/07/2022 Notified 03/07/2022 1
EUREX Weekly Notification of Rule Amendments - Week of April 29, 2024 05/03/2024 Notified 05/03/2024 1
OCC OCC 2006-08, 5/24/06, Effect of Stock Splits 05/24/2006 Certified 05/24/2006 1
NYMEX Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 04/10/2012 Certified 04/25/2012 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
LCHLTD The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. 03/22/2019 Notified 03/22/2019 1
ICE NGX revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended 01/07/2020 Certified 01/22/2020 1
SGX-DC Weekly notification of rule amendments for the week of 14 November 2016. 11/20/2016 Notified 11/20/2016 2
ICECC ICC proposes to formalize the ICC Model Validation Framework. 03/28/2017 Certified 04/11/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 108-17 related to amending the last trading day and final settlement day for listed FX futures and options contracts 10/27/2017 Certified 11/13/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-18 related to broadening the scope of the Multiple Clearing Relationship Framework, align outsourcing rules with German law, and amending one technical agreement 02/27/2018 Certified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 055-18 related to termination fees for compression runs, repayment of excess prefunding amounts, and editorial changes 06/01/2018 Certified 06/15/2018 2
ICLREU2 ICE Clear Europe Limited proposes to amend Part H of its Delivery Procedures to cover ICE Endex German THE Natural Gas Daily Futures Contracts 03/08/2022 Certified 03/21/2022 2
OCC Proposed rule change concerning the requirement for Clearing Members to participate in default management testing. 03/28/2017 Certified 04/11/2017 2
SGX-DC Weekly notification of rule amendments for the week of 28 May 2018. 06/04/2018 Notified 06/04/2018 2
ICECC ICC proposes amendments to the ICC Rulebook relating to Mark-to-Market Margin. 07/11/2018 Certified 07/25/2018 2
ICLREU2 ICE Clear Europe proposes a revised approach to computing single name CDS liquidity charges. Specifically, ICE Clear Europe proposes to introduce minimum instrument liquidity requirements independent of instrument maturities. 05/13/2019 Certified 05/28/2019 2
ICE NGX Amendments to ICE NGX's Risk Management Framework 02/19/2021 Certified 03/05/2021 2
LX LedgerX revised Rulebook 12/15/2021 Certified 12/30/2021 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. 06/19/2017 Certified 07/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 047-19 related to providing the fees applicable for Xetra order book and off-book transactions in cash equity products 05/13/2019 Certified 05/28/2019 2
CME See filing. 01/19/2023 Certified 02/02/2023 2
LCHLTD Changes to the LCH Margin Collateral Haircut Schedule 11/21/2016 Withdrawn 11/29/2016 2
LCHLTD LCH plans to begin accepting Caisse D'amort Dette Soc (Cades) securities as collateral to meet initial margin requirements. 11/05/2021 Certified 11/19/2021 2
CCD Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. 10/31/2023 Certified 11/15/2023 2
OCC This proposed rule change concerns enhancements to OCC's governance arrangements. 02/24/2016 Certified 03/09/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 045-19 related to providing more detail regarding the repayment of cash collateral provided in a non-clearing currency 05/13/2019 Certified 05/28/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/21/2020 Notified 02/21/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 075-20 related to a fee holiday for trading certain Asian MSCI Futures in the order book 09/11/2020 Certified 09/25/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-20 related to adjusting the performance obligations for delivery of Short-Term Euro-BTP Futures Contracts 10/19/2020 Certified 11/02/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/20/2020 Notified 11/20/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-23 related to launch of Futures on FTSE Bitcoin Index in EUR and USD on Eurex Deutschland 03/23/2023 Certified 04/06/2023 2
CCD Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. 10/31/2023 Certified 11/15/2023 2
EUREX Proposed rule changes in Eurex Clearing Circular 106-16 related to the settlement cycle for Spanish equities, allowable currencies for multicurrency cash accounts, an additional collaterization type for specific lenders, and publication of rule changes 08/19/2016 Certified 09/02/2016 2
ICECC The principal purpose of the proposed rule change is to make revisions to the ICC End-of-Day Price Discovery Policies and Procedures related to the market variability bid-offer width scaling methodology, as well as additional clean-up changes. 06/20/2017 Certified 07/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 23 October 2017. 10/29/2017 Notified 10/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 24 December 2018. 01/03/2019 Notified 01/03/2019 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 11/05/2021 Certified 11/22/2021 2
CME Modifications to CME Clearing's Risk Management Framework and Manual of Operations 09/22/2022 Certified 10/06/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/15/2024 Notified 03/15/2024 2
ICE NGX NGX is adopting a new margin methodology 03/29/2017 Certified 04/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 092-17 relating to delisting of Daily Futures on TAIEX Derivatives 09/25/2017 Certified 10/10/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/08/2017 Notified 12/08/2017 2
ICLREU2 ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 102-20 related to introducing a specific provision with respect to the novation of CCP Transactions resulting out of a CCP Portfolio Switch 11/20/2020 Certified 12/07/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/24/2023 Notified 03/24/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-24 related to the introduction of a new juniorisation scheme for Interest Rate Derivative Transactions and OTC NDF Transactions in DM Auctions 05/07/2024 Certified 05/20/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2
SGX-DC Weekly notification of rule amendments for the week of 20 March 2017. 03/29/2017 Notified 03/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 September 2017. 09/26/2017 Notified 09/26/2017 2