CME |
Modifications to the OTC FX Non-Deliverable Forwards Incentive Program |
02/28/2018 |
Certified |
03/14/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions |
04/17/2018 |
Certified |
05/01/2018 |
|
2 |
LX |
Amending fee schedule for new participants. |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 118-20 related to amending the fees for certain MSCI futures |
01/04/2021 |
Certified |
01/19/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/05/2021 |
Notified |
11/05/2021 |
|
2 |
CME |
Modifications to CME's Risk Management Policies |
06/09/2022 |
Certified |
06/24/2022 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/23/2022 |
Notified |
09/23/2022 |
|
2 |
ICECC |
Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/16/2022 |
Notified |
12/16/2022 |
|
2 |
MGEX |
Amendments to MGEX Rulebook and Risk Manual re: Bitnomial Bitcoin Hashrate US Dollar Petahash Futures |
05/07/2024 |
Certified |
05/21/2024 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 148-18 relating to amending the Price List, introducing a notification requirement, harmonizing certain ISA Direct provisions, dispute resolution, partial settlement, and discontinuing certain products |
12/15/2016 |
Certified |
12/30/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes |
12/05/2019 |
Certified |
12/19/2019 |
|
2 |
LX |
LedgerX Operations Manual Revision |
10/20/2020 |
Certified |
11/03/2020 |
|
2 |
LX |
DCO Rulebook Amendments |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 3 June 2019. |
06/11/2019 |
Notified |
06/11/2019 |
|
2 |
ICECC |
Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/20/2023 |
Notified |
01/20/2023 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
09/06/2023 |
Certified |
09/19/2023 |
|
2 |
ICE NGX |
Submission to implement changes to ICE NGX RMF to document annual updates. |
05/07/2024 |
Certified |
05/21/2024 |
|
2 |
NYMEX |
Incentive Program for OTC Energy Options Products |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-17 related to the introduction of the Liquidity Provider Framework, and requirements and incentives for Liquidity Providers for quotation during Stressed Market Conditions |
09/27/2017 |
Certified |
10/12/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-19 related to amending the Price List related to the Management Board of Eurex Deutschland's decision to introduce additional futures and options on MSCI indexes |
03/25/2019 |
Certified |
04/08/2019 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). |
09/28/2021 |
Certified |
10/13/2021 |
|
2 |
CME |
Modifications to CME Clearing's Risk Management Framework |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
LX |
Amendment to Participant Agreement |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circulars 032-24, 033-24 related to exemption for the "Penalty Amount" in case of non-deliveries for Fixed Income Futures and EMIR Risk Committee Member rotation |
05/08/2024 |
Certified |
05/21/2024 |
|
2 |
NADEX |
Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. |
12/13/2012 |
Withdrawn |
12/13/2012 |
|
2 |
ICLR US |
Changes to acceptable collateral |
03/30/2017 |
Certified |
04/13/2017 |
|
2 |
CME |
Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts |
03/25/2019 |
Certified |
03/25/2019 |
|
2 |
CME |
Modifications to CME Clearing's Credit Risk Assessment Methodology Policy |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/10/2022 |
Notified |
06/10/2022 |
|
2 |
NODALCL |
Transaction Fee Schedule Amendment |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 034-24 related to the launch of FTSE®?All-World Index Futures denominated in USD on Eurex Deutschland |
05/08/2024 |
Certified |
05/21/2024 |
|
2 |
ICECC |
ICC proposes to formalize its Stress Testing Framework. |
12/16/2016 |
Certified |
01/03/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code |
09/28/2017 |
Certified |
10/13/2017 |
|
2 |
ICECC |
ICC proposes updates to the Model Validation Framework. |
06/10/2022 |
Certified |
06/27/2022 |
|
2 |
ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. |
12/15/2023 |
Notified |
12/15/2023 |
|
2 |
NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process |
07/08/2016 |
Certified |
07/22/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 April 2018. |
04/19/2018 |
Notified |
04/19/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/05/2022 |
Notified |
08/05/2022 |
|
2 |
NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
ICLREU2 |
The amendments to the Clearing Membership Policy and Clearing Membership Procedures are intended principally to reflect the termination of CDS clearing at ICEU and therefore remove references to CDS Clearing Members, among other clarifications. |
06/05/2024 |
Certified |
06/20/2024 |
|
2 |
LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
CME |
Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR |
04/14/2014 |
Certified |
04/29/2014 |
|
2 |
OCC |
Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. |
11/02/2017 |
Certified |
11/17/2017 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. |
06/07/2018 |
Certified |
06/21/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes |
01/07/2019 |
Certified |
02/08/2019 |
|
2 |
OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. |
07/16/2019 |
Certified |
07/30/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/17/2020 |
Notified |
07/17/2020 |
|
2 |
ICECC |
ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. |
02/04/2015 |
Certified |
02/19/2015 |
|
2 |
ICECC |
ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. |
07/27/2015 |
Certified |
08/10/2015 |
|
2 |