Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 1 January 2018. 01/09/2018 Notified 01/09/2018 2
ICLREU2 ICE Clear Europe Limited modified Part H of its Delivery Procedures to correct an inconsistency in the delivery timetable for routine deliveries of Daily ICE Endex German THE Natural Gas Futures Contracts. 01/27/2023 Notified 01/27/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/11/2019 Notified 01/11/2019 2
ICLREU2 Ice Clear Europe Limited amends its Treasury Documentation. 08/30/2019 Certified 09/13/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee 10/22/2020 Certified 11/05/2020 2
CCD Rule certification of the CCD Risk Management Procedures, 11/01/2023 Certified 11/16/2023 2
ICLR US Amendments to the ICE Clear U.S. Inc.'s Risk Management Framework -- Liquidity Requirements and Cash Investments 10/16/2024 Certified 10/30/2024 2
OCC This proposed rule change amends OCC' s Schedule of Fees in order to correct an inadvertent oversight in a prior rule change. #SR-OCC-2014-11 05/14/2014 Certified 05/29/2014 2
ICLREU2 Amendments to ICEU Delivery Procedures 10/04/2018 Certified 10/19/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/23/2020 Notified 10/23/2020 2
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
SGX-DC Weekly notification of rule amendments for the week of 12 December 2016. 12/19/2016 Notified 12/19/2016 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/05/2018 Notified 10/05/2018 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 10/06/2016 Certified 10/20/2016 2
ICLREU2 The purpose of the changes is to make certain amendments to ICE Clear Europe's Articles of Association. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
CME Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption of a Contracts Eligible for Offset Table. 03/28/2019 Certified 04/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 027-22 and 028-22 related to the listing of Futures on STOXX Global Thematic Indices and the discontinuation of EU Secured Funding Futures 04/13/2022 Certified 04/27/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-17 relating to introduction of options on seven iShares ETFs 04/03/2017 Certified 04/17/2017 2
SGX-DC Weekly notification of rule amendments for the week of 30 October 2017. 11/05/2017 Notified 11/05/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/08/2018 Notified 06/08/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 039-24 related to the introduction of automatic intra-day margin processing and intra-day margin call communication enhancement 06/07/2024 Certified 06/21/2024 2
OCC Proposed rule change by The Options Clearing Corporation concerning its Margin Policy. 01/11/2018 Certified 01/26/2018 2
SGX-DC Weekly notification of rule amendments for the week of 26 February 2018. 03/04/2018 Notified 03/04/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/20/2018 Notified 04/20/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 05/16/2019 Certified 05/31/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/10/2020 Notified 01/10/2020 2
ICECC ICC proposes amendments to its Clearing Rules. 01/07/2021 Certified 01/22/2021 2
ICECC ICC proposes changes to the ICC Treasury Operations Policies and Procedures. 04/19/2021 Certified 05/03/2021 2
CME Notification to the Commission that its New York Data Center will migrate to New Jersey 06/08/2021 Certified 08/06/2021 2
NADEX amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors 09/08/2023 Certified 09/22/2023 2
NODALCL Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. 05/19/2017 Certified 06/05/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
OCC Proposed rule change concerning OCC's Default Management Policy. 11/06/2017 Certified 11/21/2017 2
ICE NGX Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund 01/31/2023 Certified 02/14/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/26/2024 Notified 01/26/2024 2
ICLR US ICUS is amending its Risk Management Framework in order to implement revised margin statistics. 09/02/2015 Certified 09/17/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-19 related to the introduction of Capitalab, a Division of BGC Brokers LP, as an additional multilateral portfolio compression provider for EurexOTC Clear Interest Rate Derivatives 09/03/2019 Certified 09/17/2019 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-20 related to Eurex EnLight fees for Eurex Dividend Derivatives and fees with respect to EURO STOXX 50? Realized Dispersion Index Futures 02/27/2020 Certified 03/12/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046/21 related to the the launch of Daily USD/KRW Futures on Eurex Deutschland. 06/09/2021 Certified 06/23/2021 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 06/27/2022 Certified 07/12/2022 2
OCC Rule Certification by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations 06/22/2023 Certified 07/07/2023 2
SGX-DC Weekly notification of rule amendments for the week of 15 May 2017. 05/22/2017 Notified 05/22/2017 2
CME Modifications to CME Clearing's Risk Management Framework 11/17/2022 Certified 12/02/2022 2
SGX-DC Weekly notification of rule amendments for the week of 21 November 2016. 11/27/2016 Notified 11/27/2016 2
ICLREU2 The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. 05/22/2017 Certified 06/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 16 April 2018. 04/23/2018 Notified 04/23/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-19 related to introduction of futures and options on the STOXXr Europe Select 50 Index 01/14/2019 Certified 02/08/2019 2
CME Modifications to the Post-Trade Fee Schedule for FEX Natural Gas Products 08/12/2022 Certified 08/26/2022 2