Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 18 March 2019. 03/28/2019 Notified 03/28/2019 2
ICLR US Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 2
MIAX Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts 10/01/2021 Certified 10/18/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/12/2022 Notified 08/12/2022 2
NYMEX Temporary 50% reduction in clearing fees for power futures 10/14/2011 Certified 10/29/2011 2
ICECC ICC proposes amendments to its Clearing Rules relating to Venezuela CDS contracts. 10/05/2017 Certified 10/20/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/12/2018 Notified 01/12/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 October 2018. 10/08/2018 Notified 10/08/2018 2
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. 11/30/2020 Certified 12/11/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/28/2023 Notified 07/28/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 033-17 relating to introduction of six futures on the ISTOXXr Europe Factor Indexes 04/05/2017 Certified 04/19/2017 2
SGX-DC Weekly notification of rule amendments for the week of 7 August 2017. 08/14/2017 Notified 08/14/2017 2
SGX-DC Weekly notification of rule amendments for the week of 4 June 2018. 06/11/2018 Notified 06/11/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/01/2019 Notified 02/01/2019 2
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates 03/09/2022 Certified 03/23/2022 2
ICLREU2 The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 09/03/2015 Certified 09/18/2015 2
SGX-DC Weekly notification of rule amendments for the week of 13 February 2017. 02/19/2017 Notified 02/19/2017 2
ICLREU2 ICE Clear Europe is amending its Rules and Procedures (including the Clearing Procedures, CDS Procedures and Finance Procedures) to update relevant references to, and facilitate compliance with, applicable European Union ("EU") and United Kingdom ("UK"). 09/05/2019 Certified 09/18/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/29/2020 Notified 05/29/2020 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/01/2021 Certified 10/18/2021 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part II thereto ("Part II") as well as a conforming change elsewhere in the Delivery Procedures. Part II will apply to the new ICE Futures Europe Dutch TTF Natural Gas Futures Contracts. 02/02/2023 Certified 02/16/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 085-19 related to the upcoming transition from EONIA to ?STR across products and services and providing further methodologies with regard to handling certain index cessation events 09/05/2019 Certified 09/19/2019 2
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. 05/20/2016 Certified 06/06/2016 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. 02/20/2017 Certified 03/06/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/06/2017 Notified 10/06/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency 03/02/2020 Certified 03/16/2020 2
ICLREU2 ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. 04/23/2020 Certified 05/06/2020 2
LCHLTD LCH Limited self-certification of a new margin collateral haircut schedule. 11/30/2020 Certified 12/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures 04/22/2021 Certified 05/06/2021 2
OCC Rule Certification Concerning The Options Clearing Corporation's Implied Volatility Simulation Models 03/10/2022 Certified 03/24/2022 2
EUREX Proposed stated policy in Eurex Clearing Circular 045-24 related to a change to the calculation of the Contribution Requirements by introducing a Default Fund Operational Buffer component to the calculation formula 07/29/2024 Certified 08/12/2024 2
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. 01/05/2015 Certified 01/20/2015 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. 02/20/2017 Certified 03/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 20 August 2018. 08/30/2018 Notified 08/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules 11/06/2019 Certified 11/21/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/11/2021 Notified 06/11/2021 2
LX Updates to Participant Agreement 06/07/2024 Certified 06/24/2024 2
FCEX Temporary expanded trading hours between November 3, 2024 and November 8, 2024. 10/17/2024 Certified 10/31/2024 2
SGX-DC Weekly notification of rule amendments for the week of 2 December 2019. 12/10/2019 Notified 12/10/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/24/2020 Notified 04/24/2020 2
CME Modifications to CME Risk Management Framework 05/29/2020 Certified 06/12/2020 2
ICLREU2 ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. 07/22/2020 Certified 08/05/2020 2
ICLREU2 ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. 02/03/2023 Certified 02/17/2023 2
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/07/2016 Notified 10/07/2016 2