Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/11/2022 Notified 03/11/2022 2
ICECC ICC proposes amending the Risk Management Framework and the Risk Management Model Description. 06/30/2022 Certified 07/15/2022 2
ICLREU2 ICE Clear Europe Limited proposes to modify its Clearing Membership Procedures to make certain clarifications and updates. 10/04/2022 Certified 10/19/2022 2
NADEX Nadex is amending the Underlying Rollover Schedule for its Gold and Silver contracts. 07/31/2024 Certified 08/14/2024 2
SGX-DC Weekly notification of rule amendments for the week of 5 November 2018. 11/16/2018 Notified 11/16/2018 2
ICECC ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures 04/27/2020 Certified 05/11/2020 2
ICECC ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. 11/17/2015 Certified 12/02/2015 2
SGX-DC Weekly notification of rule amendments for the week of 16 July 2018. 07/23/2018 Notified 07/23/2018 2
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Procedures to enhance certain procedures for monitoring and addressing potential uncollateralized exposure to Clearing Members during overnight hours. 11/16/2018 Certified 12/03/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 049-19 related to the liquidity management framework for the OTC currency clearing service. (These are not applicable to U.S. participants, and OTC currency is currently outside the scope of the DCO.) 05/20/2019 Certified 06/04/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and/or Risk Working Group. 09/06/2019 Notified 09/06/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 015-21 related to the launch of FTSEr 100 Index Total Return Futures, FTSEr 100 Declared Dividend Index Futures, FTSEr 100 Index Futures, and FTSEr 100 Index Options on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
CME Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Certified 11/26/2014 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/10/2017 Notified 11/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members 01/16/2018 Certified 01/30/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/16/2018 Notified 11/16/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-21 related to the launch of Index Total Return Futures on the EURO STOXXr Banks (TESB) and EURO STOXXr Select Dividend 30 (TEDV) on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part A1 addressing ICE Deliverable UK Emissions Futures Contracts. 04/27/2021 Certified 05/10/2021 2
LCHLTD LCH Limited Margin Collateral Haircut Schedule Change 10/09/2017 Certified 10/23/2017 2
ICECC ICC hereby submits an additional notification of changes to risk parameters established by ICC. 02/01/2019 Notified 02/01/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 017-21 related to eliminating an obsolete product group reference in the Price List, aligning with the CSDR, and expanding the non-disclosure offering for certain listed products 03/06/2021 Certified 03/19/2021 2
NODALCL Amendment to Nodal Clear Cash Management Fee Advisory 07/01/2022 Certified 07/18/2022 2
ICLREU2 ICE Clear Europe Limited amends its Operational Risk and Resilience Policy to enhance scenario analysis and testing relating to operational risk and resilience, introduce an element for emerging risks, and update the review process for the document. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is retiring its Liquidity Stress Testing Procedures, which the Clearing House has determined are unnecessary in light of other Clearing House documentation and practices. 02/01/2024 Certified 02/15/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 113-17 related to specifying the timing for replacement transactions 11/10/2017 Certified 11/27/2017 2
SGX-DC Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. 04/05/2019 Certified 04/18/2019 2
SGX-DC Weekly notification of rule amendments for the week of 13 May 2019. 05/21/2019 Notified 05/21/2019 2
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
ICLREU2 Amendments to Auction Terms for Futures and Options Default Auctions 06/05/2020 Notified 06/05/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-21 related to Eurex Deutschland's offering of an infrastructure to enable third-party compression providers to offer compression services for listed derivatives to Exchange Participants 03/06/2021 Certified 03/19/2021 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/01/2022 Notified 07/01/2022 2
ICECC Weekly notification of rule amendments 08/02/2024 Notified 08/02/2024 2
EUREX Proposed rule changes in Eurex Clearing Circular 122-16 related to the introduction of a new product, Eurex Daily Futures on Mini-KOSPI200-Futures 10/12/2016 Certified 10/25/2016 2
ICLR US ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements 06/26/2017 Withdrawn 07/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-17 related to aligning the Clearing Conditions with MIFIR's 10-second rule requirement, implementing a logic for ISDA or DRV novation, and decommissioning restrictions on Stub Periods 11/10/2017 Certified 11/27/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. 02/05/2019 Certified 02/20/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/08/2019 Notified 11/08/2019 2
ICECC ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. 10/05/2021 Certified 10/20/2021 2
MIAX Revisions to Risk Manual 11/15/2021 Certified 11/30/2021 2
ICLREU2 ICE Clear Europe is amending its Futures and Options Risk Procedures to make various updates and clarifications, including to add a section describing the existing F&O Guaranty Fund, make reference to the recently revised Model Risk Policy. 09/13/2023 Certified 09/27/2023 2
ICLR US Rule Amendments 11/13/2024 10 Day Review 11/13/2024 2
SGX-DC Weekly notification of rule amendments for the week of 8 October 2018. 10/16/2018 Notified 10/16/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 March 2019. 04/05/2019 Notified 04/05/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-20 related to removing obsolete transitional ICM provisions, clarifying pledges over excess collateral, liquidity surveys, clarifying auction participation, and remote access for DMC meetings 04/29/2020 Certified 05/13/2020 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 12/17/2021 Certified 01/04/2022 2
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework (to be renamed the Model Risk Policy) to expand its current scope to include certain risk frameworks and to distinguish between BAU and non-BAU parameter changes, among other changes. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is amending its Clearing Rule 106 relating to Confidentiality and Information. 12/19/2023 Certified 01/04/2024 2
ICE NGX Amending CPA and RMF to reflect changes in how positive financial sales credit amounts are reflected in a Contracting Partys margin requirements. 09/11/2024 Withdrawn 09/24/2024 2