Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 073-19 related to the introduction of the new "GC Pooling Cheapest-to-Deliver (CTD) Basket" containing deliverable Bonds for Fixed Income Futures Expiries 07/19/2019 Certified 08/02/2019 2
ICLREU2 Amendments to the ICE Clear Europe Clearing Rules which constitute non-substantive revisions 09/18/2020 Notified 09/18/2020 2
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group 11/18/2022 Notified 11/18/2022 2
ICECC The principal purpose of the purposed rule change is to make changes to the ICE CDS Clearing: Stress-Testing Framework 08/05/2024 Certified 08/19/2024 2
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
SGX-DC Weekly notification of rule amendments for the week of 19 December 2016. 12/28/2016 Notified 12/28/2016 2
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/27/2017 Certified 07/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models 03/07/2018 Certified 03/21/2018 2
EUREX Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange 09/04/2018 Certified 09/18/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for incorporating variations inimplied volatility. 11/19/2018 Certified 12/04/2018 2
ICE NGX Amendments to the Contracting Party Agreement and Risk Management Framework with respect to how we manage collateral related settlement payments. 11/14/2024 10 Day Review 11/14/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/05/2019 Notified 04/05/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-23 related to reducing the delivery period from five business days to one business days whenever Eurex Clearing adjusts the Contribution Requirement for a Clearing Member 05/08/2023 Certified 05/22/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 021-24 related to the introduction of a provision to allow Eurex Clearing to assign Clearing Capacities to Clearing Members during the Default Management Process. 03/28/2024 Certified 04/11/2024 2
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 08/06/2015 Certified 08/20/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/07/2017 Notified 04/07/2017 2
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-23 related to the migration of physical delivery transactions settling at Euroclear UK & International and decommissioning of the Securities CCP service 11/06/2023 Certified 11/21/2023 2
MIAX Amendments to MGEX Bylaws 02/02/2024 Certified 02/16/2024 2
LCHLTD Changes to SwapClear default fund, default management process and membership criteria 04/16/2012 Certified 05/01/2012 2
SGX-DC Weekly notification of rule amendments for the week of 19 June 2017. 06/27/2017 Notified 06/27/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-17 relating to changes to the pricing model for single stock dividend futures 08/15/2017 Certified 08/29/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 129-17 related to delisting of options on the VSTOXX Index 12/12/2017 Certified 12/27/2017 2
LCHSA LCH SA is submitting for self certification the amendments to the CDSClear client clearing fee grid. 10/17/2018 Certified 10/31/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-20 related to the introduction of the March 2021 contracts (as of 9 June 2020) to include those green twin bonds of the Federal Republic of Germany to be deliverable into the German Euro-Fixed Income 04/30/2020 Certified 05/14/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/05/2020 Notified 06/05/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/18/2020 Notified 09/18/2020 2
ICLREU2 ICEU is amending its Outsourcing Policy to clarify its overall strategy in regard to the use of third party services, requirements for exit planning for critical or important functions, and the role of executive oversight of outsourcing arrangements. 03/28/2024 Certified 04/11/2024 2
LCHLLC LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. 11/13/2014 Certified 11/28/2014 2
ICLR US Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. 04/07/2017 Certified 04/21/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005-18 related to listing futures on MSCI Japan (NTR, JPY) and MSCI EM Asia ex Korea (NTR, USD) and waiving fees for three other MSCI futures 01/17/2018 Certified 01/31/2018 2
NODALCL CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures 11/11/2019 Certified 11/25/2019 2
ICECC ICC hereby submits notification of non-substantive changes to the ICC Liquidity Risk Management Framework. 10/30/2020 Notified 10/30/2020 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters 02/05/2024 Certified 02/20/2024 2
CME Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. 12/26/2012 Certified 01/11/2013 2
CME Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) 11/13/2014 Certified 11/28/2014 2
CME Weekly Notification of Rule Amendments - Week of December 19, 2016 12/30/2016 Notified 12/30/2016 2
CME Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program 01/17/2018 Certified 01/31/2018 2
CME Implementation of the Stress Shortfall Margin Add-on Policy 06/14/2018 Certified 06/28/2018 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 08/02/2023 Certified 08/15/2023 2
ICLREU2 ICE Clear Europe proposes to adopts a circular addressing the interpretation of certain Rules and Procedures in the event of the departure of the UK from the EU. 04/08/2019 Certified 04/22/2019 2
SGX-DC Weekly notification of rule amendments for the week of 4 November 2019. 11/12/2019 Notified 11/12/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 12/12/2019 Certified 12/27/2019 2
ICECC ICC proposes updates to its Clearing Participant Default Management Procedures. 01/13/2021 Certified 01/28/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 100-17 related to the implementation of a partnership program related to the clearing of interest rate swaps 10/10/2017 Certified 10/24/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 115-17 related to amending the original term for the underlying debt securities for futures contracts on notional debt securities of the Kingdom of Spain 11/14/2017 Certified 11/29/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/09/2018 Notified 03/09/2018 2
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures Europe UK Electricity Futures Contracts. 11/07/2023 Certified 11/21/2023 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2024 04/01/2024 Certified 04/15/2024 2
LCHSA In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. 01/12/2015 Certified 01/27/2015 2