Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients 02/27/2017 Certified 03/13/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/08/2019 Notified 02/08/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers 07/29/2019 Certified 08/12/2019 2
EUREX Rule amendments in Eurex Clearing Circular 086-22 related to amendments to the Price List re: an additional fee for USD cash deliveries that lead to an overcollateralization on quarter ends and other clarifications 11/22/2022 Certified 12/07/2022 2
OCC Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. 03/22/2010 Non-Approval 06/14/2010 2
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
EUREX Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. 04/28/2016 Certified 05/12/2016 2
ICLREU2 Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation 08/30/2016 Certified 09/13/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-19 related to amending the Price List to include nine physically delivered single stock futures contracts newly introduced at Eurex Deutschland 07/29/2019 Certified 08/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 047-20 related to the contribution factor to contributions to the Default Fund and removing the clause that the calculation methodology for the Default Fund Contribution forms part of the Clearing Condit 06/09/2020 Certified 06/23/2020 2
CME Implementation of the Post-Trade Fee Schedule for FEX Products 03/10/2021 Certified 03/24/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-22 related to products cleared outside Eurex Clearing's DCO license (Eurex Deutschland, Repo, Frankfurter Wertpapierbrse) 10/11/2022 Certified 10/25/2022 2
CME Changes to CME's offering for cleared interest rate swaps; 12-204 06/15/2012 Certified 06/30/2012 2
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
ICLREU2 To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. 04/28/2016 Certified 05/12/2016 2
ICLREU2 Filing for F&O Stress Testing Policy and Methodology 07/31/2020 Certified 08/14/2020 2
ICECC Weekly notification of changes to risk parameters. 06/14/2024 Notified 06/14/2024 2
NYMEX NYMEX Early Adopter Liquidity Provider Program; 12-207 06/18/2012 Certified 07/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-17 relating to introducing a minimum size for block trades and flexible options in Options Contracts on Euro-OAT Futures 02/27/2017 Certified 03/13/2017 2
SGX-DC Weekly notification of rule amendments for the week of 26 June 2017. 07/02/2017 Notified 07/02/2017 2
SGX-DC Weekly notification of rule amendments for the week of 19 November 2018. 11/25/2018 Notified 11/25/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 April 2019. 04/10/2019 Notified 04/10/2019 2
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. 07/31/2020 Certified 08/14/2020 2
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
ICECC ICC proposes updates to the Governance Playbook. 04/18/2022 Certified 05/02/2022 2
MGEX Amendments to MGEX Bylaws and Board Committee Charters 06/14/2024 10 Day Review 06/14/2024 2
NYMEX Legacy GreenX Broker Broker Member Incentives Program; 12-205 06/18/2012 Certified 07/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC 05/02/2018 Certified 05/16/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
OCC Proposed rule change concerning changes to OCC's management structure. 02/27/2017 Certified 03/13/2017 2
EUREX Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) 07/05/2017 Certified 07/19/2017 2
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
SGX-DC Weekly notification of rule amendments for the week of 23 April 2018. 05/03/2018 Notified 05/03/2018 2
ICE NGX This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. 11/26/2018 Certified 12/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-20 related to changing the the tick sizes and transaction fees for futures for outright or calendar spreads in DAXr, Mini-DAXr, and EURO STOXXr Banks Sector Index Futures 08/01/2020 Certified 08/14/2020 2
ICLREU2 ICEU proposes to modify its Delivery Procedures to add a new Part HH to address new ICE Endex French PEG Natural Gas Futures and ICE Endex French PEG Natural Gas Daily Futures which are futures contracts traded on ICE Endex and cleared through ICEU 12/23/2021 Certified 01/10/2022 2
NYMEX Legacy GreenX Volume and Liquidity Provider Program; 12-209 06/18/2012 Certified 07/03/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/04/2018 Notified 05/04/2018 2
CME Modifications to CME Clearing's Investment Policy 11/22/2021 Withdrawn 12/03/2021 2
ICLREU2 ICEU proposes to modify its Delivery Procedures to revise the delivery specifications related to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures consistent with changes to contract terms made by ICE Future Europe and other changes 12/23/2021 Certified 01/10/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-22 related to Article 9 (14) of the CCP Recovery & Resolution Regulation's requirement that Eurex Clearing implement a second layer of pre-funded own resources, called SSITG 11/28/2022 Certified 12/12/2022 2
OCC Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. 05/02/2013 Withdrawn 05/15/2013 2
EUREX Proposed rule changes in Eurex Clearing Circular 127-16 related to the introduction of EURO STOXX 50 Total Return Futures 10/21/2016 Certified 11/04/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-17 relating to clarifying amendments to the Default Management Process 07/05/2017 Certified 07/19/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 087-18 related to requiring that FCM Clearing Members generally perform a take-up or reject any incoming client swap transaction within ten minutes and further clarifying amendments 10/19/2018 Certified 11/02/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/12/2021 Notified 03/12/2021 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Procedures principally to reflect the introduction of the ICE Risk Model 2 for certain products, consistent with the current ICE Clear Europe F&O Risk Policy. 05/15/2024 Certified 05/30/2024 2
NYMEX Legacy GreenX Member Trader Incentive Program; 12-211 06/18/2012 Certified 07/03/2012 2
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2