| KCC |
Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. |
03/13/2018 |
Certified |
03/27/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 039-19 related to determination of final settlement price for certain MSCI products, providing settlement information to KRX, and granting of access to reports |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is now retiring its CDS Documents, which consist of policies and procedures that were relevant only to CDS clearing and are no longer applicable following the termination of the CDS clearing service. |
02/07/2024 |
Certified |
02/22/2024 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Liquidity and Investment Management Policy and Liquidity Management Procedures with certain updates relating to liquidity risk management, as well as other minor clarifications. |
04/02/2024 |
Certified |
04/16/2024 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
11/09/2018 |
Notified |
11/09/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-19 related to clearing for Total Return Futures on Shares of EUR denominated equities and Basket Trades of Equity Total Return Futures |
04/09/2019 |
Certified |
04/23/2019 |
|
2 |
| OCC |
OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model |
04/30/2021 |
Certified |
05/14/2021 |
|
2 |
| OCC |
Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description |
10/06/2021 |
Certified |
10/21/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions |
09/15/2023 |
Certified |
09/29/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group |
02/07/2019 |
Certified |
02/22/2019 |
|
2 |
| OCC |
Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| ICE NGX |
RMF amendments - enhancements of documentation of Portfolio Margin Model |
12/21/2021 |
Certified |
01/06/2022 |
|
2 |
| ICLREU2 |
Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. |
08/31/2012 |
Withdrawn |
10/12/2012 |
|
2 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 078-18 related to clarifying amendments to the Statutes for the EMIR Risk Committee |
09/10/2018 |
Certified |
09/24/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 January 2019. |
02/08/2019 |
Notified |
02/08/2019 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. |
05/04/2020 |
Certified |
05/18/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/19/2022 |
Notified |
08/19/2022 |
|
2 |
| ICLREU2 |
The Clearing House is amending its Collateral and Haircut Procedures to make certain clarifications for collateral eligibility criteria relating to market risk. |
04/03/2024 |
Certified |
04/17/2024 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 126-16 relating to introduction of an option on VSTOXX futures |
10/18/2016 |
Certified |
11/01/2016 |
|
2 |
| ICECC |
ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. |
01/05/2017 |
Certified |
01/20/2017 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
| CME |
Modifications to the CME Operational Risk Management Framework |
02/10/2023 |
Certified |
02/27/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/15/2023 |
Notified |
09/15/2023 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 2 September 2019. |
09/12/2019 |
Notified |
09/12/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/31/2020 |
Notified |
07/31/2020 |
|
2 |
| ICECC |
ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. |
10/07/2021 |
Certified |
10/22/2021 |
|
2 |
| LCHLTD |
Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
02/08/2019 |
Notified |
02/08/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| EUREX |
Rule amendments in Eurex Clearing Circular 086-22 related to amendments to the Price List re: an additional fee for USD cash deliveries that lead to an overcollateralization on quarter ends and other clarifications |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
| OCC |
Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. |
03/22/2010 |
Non-Approval |
06/14/2010 |
|
2 |
| CME |
Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| ICLREU2 |
Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation |
08/30/2016 |
Certified |
09/13/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-19 related to amending the Price List to include nine physically delivered single stock futures contracts newly introduced at Eurex Deutschland |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-20 related to the contribution factor to contributions to the Default Fund and removing the clause that the calculation methodology for the Default Fund Contribution forms part of the Clearing Condit |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
| CME |
Implementation of the Post-Trade Fee Schedule for FEX Products |
03/10/2021 |
Certified |
03/24/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 075-22 related to products cleared outside Eurex Clearing's DCO license (Eurex Deutschland, Repo, Frankfurter Wertpapierbrse) |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
| CME |
Changes to CME's offering for cleared interest rate swaps; 12-204 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
| CME |
Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program |
02/12/2015 |
Certified |
02/27/2015 |
|
2 |
| ICLREU2 |
To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. |
04/28/2016 |
Certified |
05/12/2016 |
|
2 |
| ICLREU2 |
Filing for F&O Stress Testing Policy and Methodology |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
| ICECC |
Weekly notification of changes to risk parameters. |
06/14/2024 |
Notified |
06/14/2024 |
|
2 |
| ICECC |
Weekly notification of rule amendments |
08/09/2024 |
Notified |
08/09/2024 |
|
2 |
| NYMEX |
NYMEX Early Adopter Liquidity Provider Program; 12-207 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 018-17 relating to introducing a minimum size for block trades and flexible options in Options Contracts on Euro-OAT Futures |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 26 June 2017. |
07/02/2017 |
Notified |
07/02/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 19 November 2018. |
11/25/2018 |
Notified |
11/25/2018 |
|
2 |
