Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. 07/31/2020 Certified 08/14/2020 2
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
ICECC ICC proposes updates to the Governance Playbook. 04/18/2022 Certified 05/02/2022 2
NYMEX Legacy GreenX Broker Broker Member Incentives Program; 12-205 06/18/2012 Certified 07/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC 05/02/2018 Certified 05/16/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
OCC Proposed rule change concerning changes to OCC's management structure. 02/27/2017 Certified 03/13/2017 2
EUREX Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) 07/05/2017 Certified 07/19/2017 2
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
SGX-DC Weekly notification of rule amendments for the week of 23 April 2018. 05/03/2018 Notified 05/03/2018 2
ICE NGX This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. 11/26/2018 Certified 12/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-20 related to changing the the tick sizes and transaction fees for futures for outright or calendar spreads in DAXr, Mini-DAXr, and EURO STOXXr Banks Sector Index Futures 08/01/2020 Certified 08/14/2020 2
ICLREU2 ICEU proposes to modify its Delivery Procedures to add a new Part HH to address new ICE Endex French PEG Natural Gas Futures and ICE Endex French PEG Natural Gas Daily Futures which are futures contracts traded on ICE Endex and cleared through ICEU 12/23/2021 Certified 01/10/2022 2
NYMEX Legacy GreenX Volume and Liquidity Provider Program; 12-209 06/18/2012 Certified 07/03/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/04/2018 Notified 05/04/2018 2
CME Modifications to CME Clearing's Investment Policy 11/22/2021 Withdrawn 12/03/2021 2
ICLREU2 ICEU proposes to modify its Delivery Procedures to revise the delivery specifications related to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures consistent with changes to contract terms made by ICE Future Europe and other changes 12/23/2021 Certified 01/10/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-22 related to Article 9 (14) of the CCP Recovery & Resolution Regulation's requirement that Eurex Clearing implement a second layer of pre-funded own resources, called SSITG 11/28/2022 Certified 12/12/2022 2
OCC Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. 05/02/2013 Withdrawn 05/15/2013 2
EUREX Proposed rule changes in Eurex Clearing Circular 127-16 related to the introduction of EURO STOXX 50 Total Return Futures 10/21/2016 Certified 11/04/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-17 relating to clarifying amendments to the Default Management Process 07/05/2017 Certified 07/19/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 087-18 related to requiring that FCM Clearing Members generally perform a take-up or reject any incoming client swap transaction within ten minutes and further clarifying amendments 10/19/2018 Certified 11/02/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/12/2021 Notified 03/12/2021 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Procedures principally to reflect the introduction of the ICE Risk Model 2 for certain products, consistent with the current ICE Clear Europe F&O Risk Policy. 05/15/2024 Certified 05/30/2024 2
NYMEX Legacy GreenX Member Trader Incentive Program; 12-211 06/18/2012 Certified 07/03/2012 2
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2
SGX-DC Weekly notification of rule amendments for the week of 17 October 2016. 10/24/2016 Notified 10/24/2016 2
SGX-DC Weekly notification of rule amendments for the week of 20 February 2017. 02/27/2017 Notified 02/27/2017 2
SGX-DC Weekly notification of rule amendments for the week of 22 May 2017. 05/28/2017 Notified 05/28/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 062-17 relating to the introduction of futures on the EURO STOXX 50 Corporate Bond Index 07/05/2017 Certified 07/19/2017 2
LCHLTD LCH Limited Self-certification of a new Schedule of Securities Acceptable for Margin Cover Purposes (Margin Collateral Haircut Change) 02/12/2019 Certified 02/27/2019 2
ICECC ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. 08/02/2021 Certified 08/16/2021 2
ICLREU2 ICE Clear Europe is adopting a new Anti-Procyclicality Policy, which will supersede in its entirety the current policy. 05/15/2024 Certified 05/30/2024 2
OCC Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. 05/02/2013 Withdrawn 05/13/2013 2
SGX-DC Weekly notification of rule amendments for the week of 14 August 2017. 08/20/2017 Notified 08/20/2017 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Section 10 and a new Part DD regarding delivery procedures relating to a new Permian West Texas Intermediate Crude Oil Storage Futures Contract. 02/12/2019 Certified 02/27/2019 2
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle 07/29/2019 Certified 08/12/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers 11/13/2019 Certified 11/27/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 068/21 related to the launch of clearing services for seven new FX Futures on Scandinavian currency pairs (EUR/NOK, EUR/SEK, EUR/DKK, USD/NOK, USD/SEK, USD/DKK, NOK/SEK) at Eurex Deutschland. 08/02/2021 Certified 08/16/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/24/2021 Notified 12/24/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/08/2022 Notified 07/08/2022 2
EUREX Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service 12/27/2021 Certified 01/10/2022 2
ICE NGX Amendments to RMF 07/08/2022 Certified 07/22/2022 2
ICECC The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. 05/27/2014 Withdrawn 06/09/2014 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland 02/09/2024 Certified 02/23/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/16/2018 Notified 03/16/2018 2
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. 06/11/2020 Certified 06/25/2020 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/22/2023 Notified 12/22/2023 2