| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF |
01/10/2017 |
Certified |
01/25/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 10 June 2019. |
06/18/2019 |
Notified |
06/18/2019 |
|
2 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. |
07/31/2019 |
Certified |
08/14/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
| OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
| ICLREU2 |
New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 014-19 related to considering take-up volumes for rebate calculations to mitigate the negative impacts resulting from new Brexit-related structures that many market participants are implementing |
02/14/2019 |
Certified |
03/01/2019 |
|
2 |
| CME |
Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. |
08/01/2019 |
Certified |
08/15/2019 |
|
2 |
| ICLR US |
Rule Amendments |
01/19/2021 |
Certified |
02/02/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering |
06/30/2023 |
Certified |
07/17/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 067-17 relating to amending the Price List for repo transactions |
07/07/2017 |
Certified |
07/21/2017 |
|
2 |
| LX |
Modification to the number of confirmations before Participant bitcoin is available for use as collateral. |
11/29/2018 |
Certified |
12/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| EUREX |
Proposed amendments to the DCO Compliance Manual |
12/05/2020 |
Certified |
12/18/2020 |
|
2 |
| CME |
Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME # 14-165 |
05/29/2014 |
Withdrawn |
06/04/2014 |
|
2 |
| OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures |
07/26/2016 |
Certified |
08/09/2016 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. |
08/01/2019 |
Withdrawn |
01/16/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. |
02/16/2023 |
Certified |
03/03/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. |
08/09/2023 |
Certified |
08/23/2023 |
|
2 |
| CME |
Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil |
09/29/2014 |
Certified |
09/29/2014 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 29 May 2017. |
06/04/2017 |
Notified |
06/04/2017 |
|
2 |
| LCHLTD |
LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. |
10/24/2018 |
Certified |
11/07/2018 |
|
2 |
| LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
| ICLR US |
Rule Amendment. |
03/11/2020 |
Certified |
03/25/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-20 related to decommissioning the Enhanced Risk Solution due to the implementation of Portfolio Based Margining |
05/13/2020 |
Certified |
05/28/2020 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
| ICE NGX |
NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. |
09/07/2016 |
Certified |
09/21/2016 |
|
2 |
| ICLREU2 |
Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. |
01/21/2021 |
Certified |
02/03/2021 |
|
2 |
| ICECC |
ICE Clear Credit proposes changes to its Clearing Rules |
09/16/2024 |
Certified |
09/30/2024 |
|
2 |
| ICECC |
ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. |
09/30/2014 |
Certified |
11/04/2014 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 037-7 relating to the introduction of futures on four additional MSCI indexes |
04/12/2017 |
Certified |
04/26/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 30 April 2018. |
05/06/2018 |
Notified |
05/06/2018 |
|
2 |
| EUREX |
Amendments for Eurex Clearing Circular 030-10 |
03/14/2016 |
Certified |
03/28/2016 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. |
11/17/2017 |
Notified |
11/17/2017 |
|
2 |
| OCC |
Proposed rule change concerning OCC's Model Risk Management Policy. |
01/23/2018 |
Certified |
02/06/2018 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/06/2021 |
Notified |
08/06/2021 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures |
12/21/2022 |
Certified |
01/06/2023 |
|
2 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. |
03/31/2023 |
Certified |
04/14/2023 |
|
2 |
| CME |
Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees |
05/20/2024 |
Certified |
06/04/2024 |
|
2 |
| CME |
Amendments to CME Rule 204A04. ("Daily Settlement Price") and Expansion of Listing Schedule of the Malaysian Palm Oil Calendar Swap (Cleared Only) Contract |
05/03/2016 |
Certified |
05/17/2016 |
|
2 |
| ICLR US |
ICUS is amending Chapter 2 of the Rules to revise, reorganize andclarify various membership requirementsRule Numbers: |
07/10/2017 |
Certified |
07/24/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 15 January 2018. |
01/23/2018 |
Notified |
01/23/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 050-20 related to allowing USD OIS with a maximum remaining term of 50 years and 10 business days, SOFR-based OIS, SOFR-USD LIBOR basis swaps and SOFR-EFFR basis swaps, and other |
06/15/2020 |
Certified |
06/29/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
| ICE NGX |
amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. |
01/31/2022 |
Certified |
02/14/2022 |
|
2 |
| CME |
Modifications to the CME Operational Risk Management Framework |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
| ICECC |
Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. |
06/24/2014 |
Withdrawn |
08/08/2014 |
|
2 |
