Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA LCH SA is submitting for self-certification some amendments to its Liquidity Risk Modeling Framework (Operational Target...). 02/23/2023 Certified 03/08/2023 2
NYMEX NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 11/14/2011 Certified 11/30/2011 2
OCC Changes to ensure technical compliance with final CFTC Part 39 regulations 12/19/2011 Certified 01/05/2012 2
EUREX Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices 06/08/2016 Certified 06/22/2016 2
SGX-DC Weekly notification of rule amendments for the week of 2 January 2017 01/13/2017 Notified 01/13/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions 05/08/2018 Certified 05/22/2018 2
ICLREU2 ICE Clear Europe proposes to amend certain provisions of its Clearing Rules (and specifically its Continuing CDS Rule Provisions) relating to termination by the Clearing House of the membership of a CDS Clearing Member. 01/24/2019 Certified 02/07/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 025-21 related to supporting the Eurex EnLight product scope extension for FX derivatives 03/17/2021 Certified 03/31/2021 2
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees 05/10/2021 Certified 05/24/2021 2
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
CME Modifications to the CME Incentive Program for Over-The-Counter Interest Rate Swaps 12/02/2016 Certified 12/16/2016 2
ICECC ICC proposes revising its End-of-Day Price Discovery Policies and Procedures to make changes related to the implementation of ICC's new Clearing Participant direct price submission process. 03/08/2017 Certified 03/22/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee 05/08/2018 Certified 05/22/2018 2
SGX-DC Weekly notification of rule amendments for the week of 3 September 2018. 09/13/2018 Notified 09/13/2018 2
ICLREU2 ICE Clear Europe is adopting a new Model Risk Governance Framework (the "MRGF"), which is intended to establish overall standards and principles for managing and mitigating model risk, for all product categories. 02/19/2019 Certified 03/05/2019 2
LCHLTD LCH Limited is submitting for self-certification updates to the ForexClear fee schedule that will be effective not earlier than April 1, 2021. 03/17/2021 Certified 03/31/2021 2
OCC OCC Rule Certification Concerning Changes to its Governance Arrangements 08/09/2021 Certified 08/23/2021 2
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
SGX-DC Weekly notification of rule amendments for the week of 22 January 2018. 01/28/2018 Notified 01/28/2018 2
EUREX Proposed amendments in Eurex Clearing Circular 016-22 relating to updating the daily settlement price determination provisions for future contracts 03/16/2022 Certified 03/30/2022 2
NYMEX OTC Broker Incentive Program 12/20/2011 Withdrawn 01/05/2012 2
ICLR US Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts 05/23/2019 Certified 06/07/2019 2
SGX-DC Weekly notification of rule amendments for the week of 9 December 2019. 12/17/2019 Notified 12/17/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/22/2021 Notified 01/22/2021 2
ICLREU2 ICE Clear Europe modifies its Articles of Association. 06/22/2021 Certified 07/07/2021 2
OCC Rule change to specify auction process as one possible way to liquidate a defaulting clearing member 06/30/2011 Certified 06/30/2011 2
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
SGX-DC Rule amendments to clarify the scope of Clearing Members' obligation to provide information to SGX-DC for trade reporting purposes. 03/07/2014 Certified 03/22/2014 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/13/2017 Notified 01/13/2017 2
OCC Proposed rule change concerning The Options Clearing Corporation's System for Theoretical Analysis and Numerical Simulation ("STANS") Methodology Documentation. 01/22/2021 Certified 02/05/2021 2
CME Modifications to the CME Risk Management Framework 06/22/2021 Certified 07/07/2021 2
OCC Proposed rule change by The Options Clearing Corporation concerning a new Stock Options and Futures Settlement Agreement ("New Accord") between OCC and the National Securities Clearing Corporation. 06/06/2017 Certified 06/20/2017 2
OCC Proposed rule change by The Options Clearing Corporation concerning enhanced and new tools for recovery scenarios. 07/31/2018 Certified 08/14/2018 2
SGX-DC Weekly notification of rule amendments for the week of 11 February 2019. 02/21/2019 Notified 02/21/2019 2
SGX-DC Weekly notification of rule amendments for the week of 9 September 2019. 09/19/2019 Notified 09/19/2019 2
SGX-DC Weekly notification of rule amendments for the week of 28 November 2016. 12/04/2016 Notified 12/04/2016 2
ICLREU2 Ice Clear Europe Ltd amends its CDS Clearing Back-Testing Policy. 09/19/2019 Certified 10/02/2019 2
OCC OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility 02/15/2024 Certified 03/01/2024 2
CCD Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. 04/05/2024 Certified 04/19/2024 2
SGX-DC Weekly notification of rule amendments for the week of 24 October 2016. 10/31/2016 Notified 10/31/2016 2
SGX-DC Weekly notification of rule amendments for the week of 7 January 2019. 01/25/2019 Notified 01/25/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 09/19/2019 Certified 10/03/2019 2
ICE NGX CPA, DMP and RMF amendments regarding new environmental products. 02/15/2024 Certified 03/01/2024 2
OCC This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. 03/15/2016 Withdrawn 07/15/2016 2
SGX-DC Weekly notification of rule amendments for the week of 14 January 2019. 01/25/2019 Notified 01/25/2019 2
ICLR US Risk Management Framework Amendments 01/23/2020 Certified 02/06/2020 2
SGX-DC Weekly notification of rule amendments for the week of 20 November 2017. 11/26/2017 Notified 11/26/2017 2
ICECC ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. 09/02/2014 Certified 12/15/2014 2
ICECC The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. 10/15/2015 Certified 10/29/2015 2
EUREX Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric 10/31/2016 Certified 11/15/2016 2