Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
ICE NGX Amendments to RMF re Enhance Financial Resources 03/18/2022 Certified 04/01/2022 2
OCC Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. 05/06/2022 Certified 05/20/2022 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 07/07/2023 Certified 07/20/2023 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICLREU2 The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. 12/07/2016 Certified 12/21/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules 04/20/2017 Certified 05/04/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. 08/06/2018 Certified 08/20/2018 2
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
ICE NGX RMF changes re annual review 03/18/2022 Certified 04/01/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/02/2022 Notified 12/02/2022 2
ICLR US Rule Amendments 02/22/2024 Certified 03/07/2024 2
EUREX Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange 09/12/2016 Certified 09/26/2016 2
SGX-DC Weekly notification of rule amendments for the week of 19 March 2018. 03/26/2018 Notified 03/26/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland 05/14/2018 Certified 05/29/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-19 related to amending the Participation Agreement/Appendix 1 of the Default Management Committee Rules to cover affiliated Disclosed Direct Clients and other minor, clarifying amendments 02/25/2019 Certified 03/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-19 related to amending the Price List to introduce an alternative version of the existing Standard Pricing Model for Disclosed Clients with System Access or Basic Disclosed Clients with Reports 02/25/2019 Certified 03/11/2019 2
ICLR US Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. 09/27/2019 Certified 10/11/2019 2
ICLREU2 ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits applicable to all Clearing Members for house and customer accounts. 10/17/2022 Certified 10/31/2022 2
ICLREU2 ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. 09/28/2023 Certified 10/12/2023 2
ICECC New rule governing SDR reporting obligations. 03/14/2013 Withdrawn 03/22/2013 2
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2
ICLREU2 To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. 11/24/2014 Certified 12/09/2014 2
SGX-DC Weekly notification of rule amendments for the week of 30 July 2018. 08/07/2018 Notified 08/07/2018 2
ICLREU2 Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. 02/25/2019 Certified 03/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-23 related to extension of Eurex Clearing's clearing offering with respect to Eurex Repo Transactions (outside the DCO scope) to U.S.-based entities that are registered as broker-dealers 05/19/2023 Certified 06/05/2023 2
ICLREU2 ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. 11/16/2023 Certified 12/01/2023 2
ICLREU2 New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. 03/15/2013 Withdrawn 03/21/2013 2
SGX-DC Weekly notification of rule amendments for the week of 11 June 2018. 06/20/2018 Notified 06/20/2018 2
SGX-DC The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. 10/31/2018 Certified 11/15/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/06/2020 Notified 11/06/2020 2
CCD Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. 04/09/2024 Certified 04/23/2024 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 06/30/2015 Withdrawn 07/10/2015 2
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
LCHLTD LCH LTD changes to its Margin Collateral Haircut Schedule. 03/27/2018 Certified 04/09/2018 2
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
EUREX Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) 10/01/2019 Certified 10/16/2019 2
CME Modifications to CME Risk Management Framework 12/10/2020 Certified 12/24/2020 2
EUREX Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." 08/13/2021 Certified 08/26/2021 2
ICE NGX Amendments to the ICE NGX Default Management Procedures 03/18/2022 Certified 04/01/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046-23 related to the discontinuation of the infrastructure for portfolio compression service providers to offer compression services to Exchange Participants for listed derivatives 07/10/2023 Certified 07/24/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/23/2024 Notified 02/23/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-24 related to updated reporting according to Article 9 of EMIR for ETD contracts 04/10/2024 Certified 04/24/2024 2
OCC OCC is amending the proposed definition of "Section 871(m) Implementation Date" in its By-Laws to revise the date by which certain of OCC's Clearing Members must provide documentation to OCC showing that they are Qualified Derivatives Dealers. 12/08/2016 Notified 12/08/2016 2
SGX-DC Weekly notification of rule amendments for the week of 9 January 2017. 01/16/2017 Notified 01/16/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/02/2018 Notified 02/02/2018 2
SGX-DC Weekly notification of rule amendments for the week of 29 July 2019. 08/07/2019 Notified 08/07/2019 2
EUREX Proposed amendments to the Price List in Eurex Clearing Circular 073/21 relating to the launch of four new MSCI futures at Eurex Frankfurt. 08/13/2021 Certified 08/26/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-23 related to cancellation of admission to trading for Futures on iSTOXXr Europe Factor Indices, which are listed on Eurex Deutschland 05/22/2023 Certified 06/06/2023 2
CME Regulation 40.10 Submission Regarding Chicago Mercantile Exchange Inc.'s Acceptance of Swaptions for Clearing 09/04/2014 Certified 12/15/2014 2