Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change concerning OCC's Risk Management Framework 10/25/2017 Certified 11/08/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 091-19 related to the determination of interest rates with respect to Eligible Margin Assets in the form of cash 10/11/2019 Certified 10/28/2019 2
ICLR US Amendments to (i) the ICE Clear U.S. Risk Management Framework related to Bitcoin futures shortfall and (ii) the ICE Clear U.S. Default Management Procedures. 02/03/2021 Certified 02/18/2021 2
ICECC ICE Clear Credit LLC proposes revisions to its Risk Parameter Setting and Review Policy. 10/04/2023 Certified 10/19/2023 2
OCC Rule Certification Concerning the Modification of its Margin Methodology, System for Theoretical Analysis and Numerical (STANS), to Conform its Margin Model to the Contract Specifications for a New Exchange Product. 07/01/2024 Certified 07/16/2024 2
NADEX Nadex is amending certain rules to improve the efficiency and effectiveness of its disciplinary process. 09/27/2024 Certified 10/11/2024 2
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-085 03/15/2012 Certified 03/30/2012 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 12/22/2015 Withdrawn 08/03/2016 2
ICLREU2 The purpose of the amendments is to modify certain aspects of the ICEU Finance Procedures to add South African rand ("ZAR") as a currency eligible for Variation Margin and settlement payments for F&S contracts which settle in such currency. 11/09/2016 Certified 11/25/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 039-17 relating to currencies for OTC DCMs, treatment of fractions of securities under the ECM, contact persons for extended hours, termination process for 2 contracts, and certain settlement hours 04/27/2017 Certified 05/11/2017 2
SGX-DC Weekly notification of rule amendments for the week of 7 May 2018. 05/16/2018 Notified 05/16/2018 2
CME Amendments to CME Rulebook Chapters 600 and 8-F and CME, CBOT, NYMEX/COMEX Rule 900. 08/14/2019 Certified 08/28/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and/or Risk Working Group. 10/11/2019 Notified 10/11/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 091-22 related to extending the enhanced volume rebate methodology for Eurex Exchange order book and off-book transactions, which was introduced in March 2019, for an unlimited period 12/07/2022 Certified 12/21/2022 2
SGX-DC Weekly notification of rule amendments for the week of 6 August 2018. 08/13/2018 Notified 08/13/2018 2
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear Risk Methodology and CDS Clearing Rules to allow clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents 10/11/2019 Certified 10/28/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-21 related to amending the transaction and post-trade fees in EURO STOXXr Banks Futures (FESB) and STOXXr Europe 600 Banks Futures (FSTB) 02/04/2021 Certified 02/19/2021 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules 09/10/2021 Certified 09/24/2021 2
ICECC Weekly notification of changes to risk parameters. 05/24/2024 Notified 05/24/2024 2
ICECC New rule governing SDR reporting obligations. 03/22/2013 Withdrawn 04/04/2013 2
CME Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. 03/17/2014 Certified 04/01/2014 2
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
ICLR US Margin related rule changes 03/16/2017 Withdrawn 03/21/2017 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 06/28/2018 Certified 07/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-19 related to the introduction of 43 additional single stock dividend futures listed on Eurex Deutschland (not available to U.S. participants) 07/01/2019 Certified 07/16/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 024-23 related to the introduction of Czech Koruna (CZK) and Hungarian Forint (HUF) Interest Rate Derivatives for EurexOTC Clear 04/13/2023 Certified 04/27/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 02/05/2016 Notified 02/05/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-19 related to introducing a possibility to repay cash collateral provided in a non-clearing currency 03/05/2019 Certified 03/19/2019 2
CME New Rule 815: Third Party Execution Platforms for Swaps 02/12/2014 Certified 02/28/2014 2
OCC OCC proposes to amend its Schedule of Fees, effective April 1, 2014, to reflect the elimination of a discount to OCC's clearing fee schedule. 03/17/2014 Certified 04/01/2014 2
OCC Proposed rule change concerning The Options Clearing Corporation's Collateral Risk Management Policy. 11/29/2017 Certified 12/13/2017 2
LCHLTD LCH LTD Margin Collateral Haircut Change 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-18 related to taxation of U.S. derivatives under IRC Section 871(m) and migration to new product group 08/14/2018 Certified 08/28/2018 2
OCC Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility 10/15/2019 Certified 10/29/2019 2
OCC Rule Certification Concerning Corrections to OCC's By-Laws 10/24/2022 Certified 11/07/2022 2
MIAX Amendments to MGEX Risk Manual 01/09/2023 Certified 01/24/2023 2
SGX-DC Weekly notification of rule amendments for the week of 28 August 2017. 09/06/2017 Notified 09/06/2017 2
ICLREU2 ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. 12/19/2017 Certified 01/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 17 September 2018. 09/26/2018 Notified 09/26/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 February 2019. 03/06/2019 Notified 03/06/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-21 related to the the launch of two new Fixed Income ESG Index Futures and the withdrawal of EURO STOXX 50 Corporate Bond Index futures. 07/01/2021 Certified 07/16/2021 2
ICE NGX RMF Amendments re Same-Day Margin Calls 09/06/2022 Certified 09/20/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures 01/21/2017 Certified 02/03/2017 2
ICLREU2 ICE Clear Europe is amending its CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and is implementing new CDS Parameters Review Procedures. 03/26/2021 Certified 04/09/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/13/2022 Notified 05/13/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 078-22 related to enhancements of Eurex Clear Release 14.0 related to Nordic currencies and PLN 10/25/2022 Certified 11/08/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-07 relating to amending the Auction Terms to amend the delivery term times for buy-ins for participants and to provide that participants will have 15 business days' notice 01/21/2017 Certified 02/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 135-71 related to delisting of IPDr UK Annual All Property, UK Annual All Retail, UK Annual All Office and UK Annual All Industrial Index Futures 12/19/2017 Certified 01/04/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/26/2021 Notified 03/26/2021 2