Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. 07/01/2021 Certified 07/16/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-22 related to additional validations for bunched order workflow and adoption of Advanced Risk Netting Units under EMIR and LSOC clearing models 09/06/2022 Certified 09/20/2022 2
ICECC Weekly Notification of rule amendment 08/30/2024 Notified 08/30/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 067-24 related to the introduction of EurexOTC Clear Release 18.0. 10/31/2024 Certified 11/15/2024 2
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
SGX-DC Weekly notification of rule amendments for the week of 16 January 2017. 01/23/2017 Notified 01/23/2017 2
CME Amendments to CME Rule 8G802.B. 09/06/2017 Certified 09/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions 12/19/2017 Certified 01/04/2018 2
ICLREU2 ICE Clear Europe Limited is amending its Delivery Procedures to add a new Part N2 thereto, which will apply to certain ICE Futures Europe Deliverable Carbon Contracts. 03/07/2023 Certified 03/20/2023 2
ICE NGX Submission to implement changes to the Risk Management Framework. 07/05/2024 Certified 07/19/2024 2
SGX-DC Weekly notification of rule amendments for the week of 24 April 2017. 05/01/2017 Notified 05/01/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures 06/14/2017 Certified 06/28/2017 2
OCC Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. 12/20/2017 Certified 01/05/2018 2
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy 03/24/2020 Certified 04/07/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-23 related to changing Eurex Clearing's collateral concentration add-on fee, removing the securities over-collateralization charge for Default Fund Contributions, and introducing a cash ratio right 04/17/2023 Certified 05/01/2023 2
ICLREU2 ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits 01/24/2017 Certified 02/06/2017 2
NODALCL Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. 09/30/2020 Certified 10/14/2020 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 05/16/2022 Certified 05/31/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-22 related to the introduction of Euro High Yield Index Futures on Eurex Deutschland 09/08/2022 Certified 09/22/2022 2
ICLREU2 ICE Clear Europe is adopting a new Futures and Options Default Management Policy, which will address procedures and requirements for the Clearing House's management of an Event of Default with respect to an F&O Clearing Member. 04/17/2023 Certified 05/01/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circulars 035-24, 036-24 related to the introduction of EurexOTC Clear Release 17.0 and OTC SCIS and their integration into OTC IRD Pricing Pack subscriptions and multilateral compression services 05/29/2024 Certified 06/12/2024 2
NYMEX Changes to Incentive Program for OTC Energy Options Products; 12-089 03/19/2012 Certified 04/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 051-20 related to Eurex Deutschland's introduction of options on Euro Buxl Futures 06/26/2020 Certified 07/13/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts 09/30/2020 Certified 10/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/05/2021 Notified 02/05/2021 2
LCHLTD LCH is submitting for self-certification the proposed amendments to the Terms of Reference of the Remuneration Committee, which is a committee of the LCH Board. 05/16/2022 Certified 05/31/2022 2
ICLR US Risk Management Framework Amendment - Collateral Haircut Methodology 09/08/2022 Certified 09/22/2022 2
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification 03/29/2021 Certified 04/12/2021 2
EUREX Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. 07/02/2021 Certified 07/16/2021 2
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 10/01/2024 Certified 10/16/2024 2
CME Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S 06/10/2014 Certified 06/25/2014 2
SGX-DC Weekly notification of rule amendments for the week of 3 December 2018. 12/11/2018 Notified 12/11/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/08/2019 Notified 03/08/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2
ICECC ICC hereby submits notification of non-substantive changes to the ICC Rules. 06/26/2020 Notified 06/26/2020 2
ICLR US Amendments to ICE Clear U.S.'s Rules 10/27/2022 Certified 11/10/2022 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 06/01/2023 Certified 06/14/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 063-23 related to the launch of Great British pence (GBX) denominated Equity Total Return Futures (ETRFs) on Eurex Deutschland 10/09/2023 Certified 10/20/2023 2
CCD Update to Margin Model and Margin Model Governance Policy 04/18/2024 Certified 05/02/2024 2
ICECC ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. 01/23/2015 Certified 02/06/2015 2
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 09/30/2020 Certified 10/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/20/2021 Notified 08/20/2021 2
ICLREU2 ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. 05/18/2018 Certified 06/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version 09/28/2018 Certified 10/15/2018 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/02/2024 Certified 10/16/2024 2
OCC This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. 07/24/2014 Certified 08/07/2014 2
SGX-DC Weekly notification of rule amendments for the week of 5 December 2016. 12/13/2016 Notified 12/13/2016 2