Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change to revise The Options Clearing Corporation's Schedule of Fees. 03/12/2019 Certified 03/26/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions 05/28/2019 Certified 06/11/2019 2
SGX-DC Weekly notification of rule amendments for the week of 11 November 2019. 11/20/2019 Notified 11/20/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-20 related to the introduction of a fee for non-disclosed block trades in index options on the DAXr (ODAX), EURO STOXXr Banks (OESB) or SMIr (OSMI) 03/31/2020 Certified 04/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments 11/09/2020 Certified 11/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-21 related to launch of Daily Futures on KOSPI 200 Futures on Eurex Deutschland 02/10/2021 Certified 02/25/2021 2
MGEX Revisions to Risk Manual 09/15/2021 Withdrawn 09/30/2021 2
ICECC ICE Clear Credit proposes amending Chapter 26 of its Rulebook. 04/05/2022 Certified 04/19/2022 2
OCC Amend Bylaws to allow OCC to approve OCC's form of clearing member application and form of clearing agreement; SR-OCC-2012-12 07/10/2012 Withdrawn 07/16/2012 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 02/01/2017 Certified 02/15/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures 11/09/2020 Certified 11/24/2020 2
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. 04/18/2023 Certified 05/02/2023 2
LCHSA LCH SA is proposing to expand the eligible collateral (CADES...) to be posted by a clearing member to satisfy the margin requirements. 07/17/2023 Certified 07/28/2023 2
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures U.S. RIN and RVO Futures and Option on Futures Contracts. 01/15/2024 Certified 01/29/2024 2
CME Introduction of FX spot, forward and swap transactions 09/23/2011 Certified 10/08/2011 2
SGX-DC Weekly notification of rule amendments for the week of 20 May 2019. 05/29/2019 Notified 05/29/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission 11/09/2020 Certified 11/24/2020 2
OCC Proposed rule change concerning the implementation of new Sufficiency Scenarios in The Options Clearing Corporation's stress testing inventory. 12/16/2020 Certified 12/31/2020 2
EUREX Proposed amendments in Eurex Clearing Circular 022-22 to the Clearing Conditions and Price List relating to discontinuation of clearing services for equity and equity index on derivatives on Russian underlyings. 04/06/2022 Certified 04/20/2022 2
EUREX Proposed amendments in Eurex Clearing Circular 036-22 to the Clearing Conditions and the Price List with regard to the implementation of a new equity index derivatives. 05/20/2022 Certified 06/06/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-23 related to the launch of DAX® Index End-of-Day Options Contracts on Eurex Deutschland 10/17/2023 Certified 10/30/2023 2
OCC This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. 10/21/2014 Certified 11/04/2014 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 09/13/2017 Certified 09/27/2017 2
SGX-DC Weekly notification of rule amendments for the week of 14 May 2018. 05/23/2018 Notified 05/23/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2
OCC Proposed Rule Change to Enhance The Options Clearing Corporation's Stock Loan Close-Out Process 09/01/2020 Certified 09/16/2020 2
ICECC ICC proposes updates to its Operational Risk Management Framework. 02/10/2021 Certified 02/25/2021 2
LCHSA As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. 12/19/2014 Certified 01/06/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/02/2020 Notified 07/02/2020 2
ICLREU2 ICE Clear Europe Limited proposes to modify Part N of its Delivery Procedures to to include delivery specifications applicable to a new ICE Futures Europe futures contract, the ICE Deliverable Carbon Credit Contract 04/07/2022 Certified 04/20/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/20/2022 Notified 05/20/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Removing and Replacing Certain Scenarios Used in Stress Tests - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 07/25/2022 Certified 08/08/2022 2
CME Migration of Open Interest from the Options on E-mini S&P 500 Index Futures - Quarterly PM (European-Style) Contract to the Weekly Options on E-mini S&P 500 Index Futures - Week 3 (European-Style) Contract 12/13/2022 Certified 12/28/2022 2
CME New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. 12/06/2012 Approved 03/06/2013 2
CME Changes to Collateral Haircut Model 07/28/2017 Certified 08/11/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-17 relating to introduction of FX Rolling Spot Futures 09/13/2017 Certified 09/27/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-19 related to accepting U.S. dollar ("USD") as currency for initial margin payments under its LSOC model 07/09/2019 Certified 07/23/2019 2
ICLREU2 Changes to Clearing Rules (Part 7 & 8) - EDSP/ERCOT Rule changes 06/17/2022 Certified 07/01/2022 2
ICLREU2 ICE Clear Europe is retiring its Risk Identification Framework, which the Clearing House believes is outdated and has been superseded by other of the Clearing House's rules, policies, procedures and risk management practices. 12/06/2023 Certified 12/20/2023 2
SGX-DC Weekly notification of rule amendments for the week of 24 July 2017. 07/30/2017 Notified 07/30/2017 2
EUREX Proposed rule changes in Eurex Clearing Circular 017-18 related to Eurex Bonds termination, editorial amendments, specifications for debt collateral, STM Model, charging of mistrade fees, and securities lending 02/13/2018 Certified 02/27/2018 2
SGX-DC Weekly notification of rule amendments for the week of 21 January 2019. 01/31/2019 Notified 01/31/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 054-19 related to discontinuation of the Value Based Allocation Method within the Elementary Clearing Model and certain service fees and discounts in the Price List 05/29/2019 Certified 06/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-19 related to allowing non-U.S. Clearing Members to clear OTC IRD for U.S. Person Direct Clients that are affiliates and increasing the maximum number of Clearing Members for listed transactions 07/09/2019 Certified 07/23/2019 2
SGX-DC Weekly notification of rule amendments for the week of 2 April 2018. 04/12/2018 Notified 04/12/2018 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Section 11 and a new Part FF to address delivery relating to the ICE NYH ULSD Futures Contracts and the NYH ULSHO Futures Contracts 07/10/2019 Certified 07/23/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/17/2022 Notified 06/17/2022 2
ICLREU2 ICE Clear Europe Limited proposes to amend its Delivery Procedures to make certain clarifications and updates 11/04/2022 Certified 11/18/2022 2