Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 095-18 relating to stated policy that, effective December 2018, Eurex Clearing will expand its repo clearing service to repo transactions in Specials and GC Baskets traded at the NEX Broker 11/07/2018 Certified 11/23/2018 2
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework to extend the scope of instruments eligible to margin collateral to EUR bonds issued by Supranational and Agency entities and the relevant fee changes. 10/18/2019 Certified 10/31/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 092-21 relating to the revision of the initial-margin model-parameters of the stress period VaR floor 10/28/2021 Certified 11/12/2021 2
ICE NGX RMF Changes - Enhanced Stress Testing 06/15/2022 Certified 06/30/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 034-23 related to the introduction of EurexOTC Clear Release 15.0 and corresponding updates to certain novation criteria 06/02/2023 Certified 06/16/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 096-23 related to the introduction of Bloomberg Emerging Market USD Sovereign & Sovereign Owned Index Futures and Sterling Liquid Corporate Bond Index Futures on Eurex Deutschland 01/12/2024 Certified 01/26/2024 2
ICLREU2 ICE Clear Europe is adopting amendments to its Clearing Rules and Procedures in order for it to commence clearing natural gas spot contracts traded on the ICE Endex UK and ICE Endex Continental markets. 06/02/2015 Certified 06/16/2015 2
ICECC ICC proposes to formalize the ICC Governance Playbook. 05/16/2016 Certified 05/31/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 010-07 related to certain default management rules 01/27/2017 Certified 02/10/2017 2
SGX-DC The amendmment is to update the Handbook to clarify that gap risk add-ons may be applied to all OTCF contracts. 03/23/2017 Certified 04/05/2017 2
ICLR US Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. 01/29/2019 Certified 02/12/2019 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract. 02/09/2021 Certified 02/24/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-21 related to the launch of futures on STOXXr Europe 600 and USA 500 Factor Indices on Eurex Deutschland 03/30/2021 Certified 04/12/2021 2
CME Application of SPAN 2 Framework to Equity Product Group 10/02/2024 Certified 10/17/2024 2
SGX-DC Weekly notification of rule amendments for the week of 17 July 2017. 07/27/2017 Notified 07/27/2017 2
CME Modifications to CME Clearing Manual of Operations 01/30/2019 Certified 02/13/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/16/2019 Notified 08/16/2019 2
ICLREU2 ICE Clear Europe is amending its CDS Procedures 12/23/2019 Certified 01/08/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/27/2020 Notified 03/27/2020 2
EUREX Proposed stated policy in Eurex Clearing Circular 074/21 to adopt the 2021 ISDA Interest Rate Derivatives Definitions as part of EurexOTC Clear Release 11.3. 08/23/2021 Certified 09/07/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-23 related to changes to the benchmark for interest rate calculation on cash margin in EUR and CHF and amendments to and activation of the securities collateral concentration add-on fee 10/13/2023 Certified 10/26/2023 2
CME Concentration Margin Program Updates 10/02/2024 Certified 10/17/2024 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 12/13/2016 Certified 12/28/2016 2
ICLREU2 ICEU proposes to adopt amendmendments to the CDS Risk Policy related to portfolio margining. 09/12/2017 Certified 09/26/2017 2
SGX-DC Weekly notification of rule amendments for the week of 24 September 2018. 10/03/2018 Notified 10/03/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/02/2020 Notified 10/02/2020 2
SGX-DC Weekly notification of rule amendments for the week of 4 September 2017. 09/13/2017 Notified 09/13/2017 2
ICLREU2 ICE Clear Europe is proposing to make certain amendments to its Liquidity Plan to address changes in its treasury activities and to make certain enhancements to liquidity risk stress testing scenarios and other clarifications. 10/03/2018 Certified 10/17/2018 2
SGX-DC Weekly notification of rule amendments for the week of 4 March 2019. 03/12/2019 Notified 03/12/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. 04/23/2019 Certified 05/07/2019 2
ICE NGX RMF amendments re Enhanced Liquidity & PMM 12/10/2021 Withdrawn 12/21/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland 06/05/2023 Certified 06/20/2023 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 10/13/2023 Notified 10/13/2023 2
OCC Rule Certification Concerning Updates to OCCs Collateral Risk Management Policy and Margin Policy 12/04/2023 Certified 12/18/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-24 related to the introduction of Total Return Futures on STOXX Europe 600 Index and delisting of iSTOXX Collateral Index Total Return Futures on Eurex Deutschland 09/06/2024 Certified 09/19/2024 2
SGX-DC Weekly notification of rule amendments for the week of 23 January 2017. 01/31/2017 Notified 01/31/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. 11/19/2019 Certified 12/04/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. 09/15/2021 Certified 09/28/2021 2
ICE NGX Certification of Investment Guidelines 12/10/2021 Certified 12/27/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/22/2022 Notified 07/22/2022 2
MIAX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange 12/05/2023 Certified 12/18/2023 2
ICECC Weekly Notification of rule amendment 09/06/2024 Notified 09/06/2024 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 03/24/2016 Certified 04/06/2016 2
OCC Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. 03/23/2017 Certified 04/06/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/05/2017 Notified 05/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 December 2017. 12/25/2017 Notified 12/25/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. 11/19/2019 Certified 12/04/2019 2
EUREX Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members 11/01/2022 Certified 11/16/2022 2