Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 2 April 2018. 04/12/2018 Notified 04/12/2018 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Section 11 and a new Part FF to address delivery relating to the ICE NYH ULSD Futures Contracts and the NYH ULSHO Futures Contracts 07/10/2019 Certified 07/23/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/17/2022 Notified 06/17/2022 2
ICLREU2 ICE Clear Europe Limited proposes to amend its Delivery Procedures to make certain clarifications and updates 11/04/2022 Certified 11/18/2022 2
LX Amendments to operations manual as previously discussed with DCR staff. 04/13/2018 Certified 04/27/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. 04/30/2019 Certified 05/14/2019 2
LX Updated LedgerX Compliance Manual 07/10/2019 Certified 07/24/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 108-19 related to refreshing the OTC Interest Rate Derivatives Pricing Packages for 2020 and renewing the CCP Switch Incentive Program 11/21/2019 Certified 12/06/2019 2
ICE NGX Amendments to the ICE NGX Canada Inc. rules. 07/08/2021 Certified 07/22/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/04/2022 Notified 11/04/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/13/2023 Notified 01/13/2023 2
NYMEX NYMEX Energy Products Incentive Program for High Volume Hedging Contributors; 12-229 07/11/2012 Certified 07/26/2012 2
CME Enhancements to CDS Risk Model 10/23/2014 Certified 12/22/2014 2
SGX-DC Weekly notification of rule amendments for the week of 1 May 2017. 05/07/2017 Notified 05/07/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 088-17 relating to introduction of options on Euro-BTP Futures 09/14/2017 Certified 09/28/2017 2
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products 04/13/2018 Certified 04/27/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 062-18 related to a clarifying, non-substantive change in one section of Chatper VIII, moving the CLS cut-off time, and providng that notices will be published via electronic circulars in English only 07/03/2018 Certified 07/18/2018 2
SGX-DC Weekly notification of rule amendments for the week of 14 October 2019. 10/24/2019 Notified 10/24/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 079-20 related to the introduction of futures and options on the EURO STOXX 50r ESG and DAXr 50 ESG Indices 10/06/2020 Certified 10/21/2020 2
ICE NGX Submission to implement changes to ICE NGX RMF to document the treatment of Force Majeure ("FM") events \r\nin the calibration of stress testing parameters. 03/05/2024 Certified 03/19/2024 2
NYMEX Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program; 12-236 07/16/2012 Withdrawn 07/27/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 087-17 relating to introduction of SARON overnight interest rate swaps and expansion of lending CCP to clearing of loan securities in Austrian and Italian equities 09/14/2017 Certified 09/28/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/06/2020 Notified 03/06/2020 2
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add Standard Subordinated European Insurance Corporate Single Name Contracts. 04/21/2023 Certified 05/05/2023 2
NYMEX NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program; 12-239 07/16/2012 Certified 07/31/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 032-21 related to Eurex Clearing changing its CLS provider for FX Futures and clarifying that Eurex Clearing can switch to a bilateral physical settlement for FX Futures in an emergency case 04/07/2021 Certified 04/21/2021 2
ICLREU2 ICEU proposes to modify its Operational Risk Management Policy to make certain clarifications and updates and add to its rule framework a Risk Identification Framework to provide ICE Clear Europe with a structure to explore identify and monitor risks. 05/24/2022 Certified 06/07/2022 2
ICECC ICC hereby submits notifications of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/21/2023 Notified 04/21/2023 2
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to change the calculation of single name Firm Trade notional limits to be at a Clearing Participant affiliate group level. 05/17/2016 Certified 06/01/2016 2
ICLREU2 ICE Clear Europe Limited proposes to modify Part HH of its Delivery Procedures to correct a drafting inconsistency. 06/20/2022 Notified 06/20/2022 2
ICE NGX Submission to implement certain changes to the ICE NGX RMF to refine the methodology for calibrating the seasonality factor in the Shortfall Margin (\"SMF\") calculation. 04/21/2023 Certified 05/05/2023 2
ICLREU2 ICE Clear Europe is amending its Capital Replenishment Plan principally to reflect certain requirements under EMIR Regulatory Technical Standards. The amendments will also remove a reference to the SEC as a regulator that supervises ICE Clear Europe. 07/16/2024 Certified 07/29/2024 2
EUREX Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc 08/09/2016 Certified 08/23/2016 2
OCC Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options Clearing Corporation's margin methodology. 05/01/2019 Withdrawn 05/06/2019 2
ICLREU2 ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. 05/31/2019 Certified 06/13/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/12/2019 Notified 07/12/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/18/2020 Notified 12/18/2020 2
ICLREU2 ICE Clear Europe is amending its Operational Risk and Resilience Policy to rename its "Three Lines of Defence Model" for managing risks as the "Three Lines Model", as well as make various conforming changes. 07/16/2024 Certified 07/29/2024 2
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 01/13/2012 Certified 01/31/2012 2
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. 12/31/2015 Certified 01/15/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 047-18 related to allowin for consolidated calculation of volume rebates in futures products for Non-Clearing Members or Clearing Members that opt to have Multiple Clearing Relationships 05/24/2018 Certified 06/08/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/07/2020 Notified 02/07/2020 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- ICE Risk Model 1 Concentration Charges 10/04/2024 Certified 10/21/2024 2
NYMEX NYMEX European and Asian Petroleum Products Incentive Program, 12-014 01/13/2012 Certified 01/31/2012 2
NYMEX International Crude and Refined Products Incentive Program; 12-243 07/20/2012 Certified 08/04/2012 2
EUREX Proposed rule changes in Eurex Clearing Circular 080-16 related to clarifying transaction fees for OTC Interest Rate Derivative transactions, the pledge agreement for certain securities accounts, and responsibilities for Clearing Fund contributions 06/23/2016 Certified 07/08/2016 2
ICECC ICC proposes revising the ICC Risk Management Model Description document to incorporate risk model enhancements. 08/10/2016 Certified 08/24/2016 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/14/2018 Notified 12/14/2018 2
LX Revised Enterprise Risk Management Plan 05/31/2019 Withdrawn 06/13/2019 2
ICLR US Amendments to ICUS's Risk Management Framework 10/25/2019 Certified 11/08/2019 2