Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Changes to IRS Manual; 13-313 08/12/2013 Certified 08/27/2013 1
LCHLTD LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
CME Weekly Notification of Rule Amendments - Week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
LCHLTD LCH Limited self certifies changes to its rules to enable SwapClear Clearing Members ("SCMs") to register SwapClear Contracts subject to post-registration allocation, subject to certain conditions. 08/10/2017 Certified 08/24/2017 1
CME Weekly Notification of Rule Amendments - Week of January 1, 2018 01/10/2018 Notified 01/10/2018 1
LCHSA LCH SA is submitting for self-certification an incentive fee programme (CCP Switch Programme) proposed to existing and new potential clearing members and clients of its CDSClear service. 08/10/2022 Certified 08/23/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and the RepoClear Deposit Rate. 09/27/2022 Notified 09/27/2022 1
EUREX Weekly Notification of Rule Amendments - Week of September 4, 2023 09/08/2023 Notified 09/08/2023 1
OCC Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 08/15/2013 Certified 08/30/2013 1
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
CME Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program 03/11/2014 Certified 03/25/2014 1
CME Revisions to Rule 814 (Settlement Variation) 12/31/2014 Certified 01/15/2015 1
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") 02/16/2017 Certified 03/03/2017 1
EUREX Weekly Notification of Rule Amendments - Week of August 7, 2017 08/10/2017 Notified 08/10/2017 1
LCHLTD LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. 11/06/2017 Certified 11/21/2017 1
CME Weekly Notification of Rule Amendments - Week of April 13, 2020 04/21/2020 Notified 04/21/2020 1
LCHLTD LCH Limited is submitting for self-certification revisions to the LCH rules to clarify that LCH will cease clearing of new NDF transactions denominated in the US Dollar-Russian Ruble ("USD-RUB") currency pair on or after 5 December 2022. 11/17/2022 Certified 12/02/2022 1
EUREX Weekly Notification of Rule Amendments - Week of January 22, 2024 01/26/2024 Notified 01/26/2024 1
LCHLTD LCH Limited Self-Certification: SwapClear Tradesharer fees 03/21/2024 Certified 04/04/2024 1
EUREX Weekly Notification of Rule Amendments - Week of June 3, 2024 06/07/2024 Notified 06/07/2024 1
OCC Amendment to clarify use of suspended clearing member's margin deposits in order to meet liquidity needs. 10/12/2011 Certified 10/27/2011 1
OCC This proposed rule change would allow a clearing fee waiver for exchange new products. 09/02/2015 Certified 09/17/2015 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 12/11/2017 Certified 12/26/2017 1
LCHLTD LCH Limited Self-Certification: Clarification Change on Default Fund Additional Margin (DFAM) for the SwapClear and ForexClear Services 04/21/2020 Certified 05/05/2020 1
CME Weekly Notification of Rule Amendments - Week of April 12, 2021 04/19/2021 Notified 04/19/2021 1
ICE NGX Change in subscription fees. 07/19/2021 Certified 08/02/2021 1
LCHLTD Weekly Notification of addition of a new SwapClear trading venue - TradeAgent 03/21/2024 Notified 03/21/2024 1
ICE NGX Amendments to the CPA to change the Transaction Fees applicable to Yesterday products 06/07/2024 Certified 06/24/2024 1
CME Weekly Notification of Rule Amendments - October 7, 2024 10/16/2024 Notified 10/16/2024 1
CME Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement 01/11/2005 Certified 01/12/2005 1
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
NADEX Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts 06/08/2007 Certified 06/22/2007 1
NYMEX Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding 11/24/2008 Certified 12/01/2008 1
CCORP Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. 08/26/2009 Certified 08/27/2009 1
CME Weekly Notification of Rule Amendments - Week of November 2, 2015 11/12/2015 Notified 11/12/2015 1
NADEX Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. 11/23/2016 Certified 12/08/2016 1
MIAX Weekly notification of rule amendments regarding spot month margin add-on charges. 02/16/2017 Notified 02/16/2017 1
OCC Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. 01/11/2018 Certified 01/26/2018 1
CME Weekly Notification of Rule Amendments - Week of July 13, 2020 07/21/2020 Notified 07/21/2020 1
LCHLTD LCH Limited Self-Certification: Open Access 01/08/2021 Certified 01/22/2021 1
LCHLTD Notification of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate for cash balances held for clearing members. 04/19/2021 Notified 04/19/2021 1
CME Weekly Notification of Rule Amendments - Week of January 23, 2023 02/01/2023 Notified 02/01/2023 1
NADEX Market Makers 01/05/2006 Certified 01/05/2006 1
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
CME Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1
CME Weekly Notification of Rule Amendments - Week of February 6, 2017 02/16/2017 Notified 02/16/2017 1
OCC Proposed rule change to amend the definition of Flexibly Structured Options. 07/16/2018 Certified 07/30/2018 1
MIAX Amendments to Bylaws 05/28/2020 Certified 06/11/2020 1
CME Weekly Notification of Rule Amendments - Week of July 12, 2021 07/19/2021 Notified 07/19/2021 1