Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 112-18 related to clarifying that all variation margin payments associated with futures and options transactions concluded at Eurex Deutschland constitute settlement payments 12/21/2018 Certified 02/08/2019 2
SGX-DC Weekly notification of rule amendments for the week of 11 March 2019. 03/19/2019 Notified 03/19/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 017-20 related to choosing an alternative fee currency for FX Derivatives with quote currency Japanese yen 02/14/2020 Certified 03/02/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/16/2020 Notified 10/16/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-23 related to the introduction of an additional functionality, Value Based Average Pricing, applicable for Eurex Deutschland listed transactions 05/01/2023 Certified 05/15/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-23 related to the introduction of EurexOTC Clear Release 16.0 and the automated trade offset functionality to all EurexOTC Clear clients 10/27/2023 Certified 11/09/2023 2
ICLREU2 ICE Clear Europe is amending its delivery fee for ICE Futures Europe Carbon Credit Futures Contracts. 04/30/2024 Certified 05/14/2024 2
ICLR US Rule changes to effect amended Guaranty Fund allocation methodology. 08/28/2019 Certified 09/12/2019 2
MIAX Submitting Risk Management Manual following revisions. 11/04/2019 Certified 11/19/2019 2
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
OCC Proposed rule change related to enhancements to the Vanilla Option Model and Smoothing Algorithm used in OCC's margin methodology. 08/28/2019 Certified 09/12/2019 2
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-19 related to amending the Price List to include 44 physically delivered single stock futures contracts newly introduced at Eurex Deutschland. 03/19/2019 Certified 04/02/2019 2
ICECC ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. 07/10/2020 Certified 07/24/2020 2
OCC Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle 01/18/2024 Certified 02/01/2024 2
LX Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. 12/06/2017 Certified 12/20/2017 2
ICLREU2 ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. 04/13/2021 Certified 04/27/2021 2
NODALCL The Fee Schedule is being revised to provide the fees for new environmental contracts to be launched by Nodal Exchange. 06/03/2022 Certified 06/17/2022 2
ICLREU2 To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. 12/03/2015 Certified 12/17/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 126-17 related to clarifying amendments to the Price List for OTC IRS and including the maintenance fee charge in the rebate scheme for clearing members' own accounts for OTC IRS 12/06/2017 Certified 12/20/2017 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. 03/19/2019 Withdrawn 03/29/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications 12/02/2019 Certified 12/16/2019 2
CME Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products 09/23/2021 Certified 10/07/2021 2
ICLREU2 ICE Clear Europe Limited is submitting its Outsourcing Policy which would set out in a consolidated document how the Clearing House manages outsourcing arrangements with third party providers and affiliates of the Clearing House 08/01/2022 Certified 08/15/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 144-16 relating to introducing a Direct Clearing Member license for OTC IRS and removing the Multiple Clearing Relationship product group restrictions 12/14/2016 Certified 12/29/2016 2
LX Amended Operations Manual 09/21/2017 Certified 10/05/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 12/02/2019 Certified 12/16/2019 2
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 07/10/2020 Certified 07/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-20 related to amending the Price List for new futures contracts and clarifying that a Default Management Committee can be established for one specific or two or more Liquidation Groups 12/25/2020 Certified 01/11/2021 2
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
ICLREU2 ICE Clear Europe is updating its Model Risk Policy to clarify that the timeframe for re-validation of existing models is at least annually. 01/19/2024 Certified 02/02/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-17 related to timing and overnight trading terms for repo transactions and the delivery of margin in execeptional situations 02/09/2017 Certified 02/24/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/10/2019 Notified 05/10/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options 12/25/2020 Certified 01/11/2021 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 09/01/2021 Approved 11/19/2021 2
OCC Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement 11/03/2021 Certified 11/18/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/03/2022 Notified 06/03/2022 2
CME Notification Regarding Changes to the OTC FX Risk Model for OTC FX Options 02/09/2017 Certified 06/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 053-18 related to implementing Eurex Clearing's Pricing Roadmap for certain listed derivatives 05/31/2018 Certified 06/14/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 November 2019. 12/02/2019 Notified 12/02/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/24/2021 Notified 09/24/2021 2
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
ICLR US Rule Amendments 11/15/2022 Certified 11/30/2022 2
OCC Rule Certification to Amend and Enhance OCC's Model Risk Management Policy 06/13/2023 Certified 06/28/2023 2
ICECC Weekly notification of rule amendments 07/18/2024 Notified 07/18/2024 2
LCHSA LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 27 November 2017. 12/07/2017 Notified 12/07/2017 2
ICLR US Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. 12/24/2018 Certified 02/07/2019 2
LCHSA LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument 12/03/2019 Certified 12/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other 01/06/2020 Certified 01/21/2020 2