| CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 048-24 related to the launch of Futures and Options contracts on FTSE Ethereum Index denominated in EUR and USD on Eurex Deutschland. |
07/22/2024 |
Certified |
08/02/2024 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 30 December 2019 till 31 December 2019. |
01/07/2020 |
Notified |
01/07/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation |
09/09/2020 |
Certified |
09/23/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. |
06/02/2021 |
Certified |
06/16/2021 |
|
2 |
| ICLREU2 |
Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). |
03/07/2022 |
Certified |
03/21/2022 |
|
2 |
| ICE NGX |
Contracting Party Information Updates |
09/21/2022 |
Certified |
10/05/2022 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 25 December 2017. |
01/04/2018 |
Notified |
01/04/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| ICE NGX |
Amendments to ICE NGX Risk Management Framework |
04/14/2021 |
Certified |
04/28/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD |
11/04/2021 |
Certified |
11/18/2021 |
|
2 |
| NODALCL |
Various Amendments to Nodal Clear Rules |
06/06/2022 |
Certified |
06/21/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered |
03/22/2023 |
Certified |
04/05/2023 |
|
2 |
| CME |
Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform |
06/14/2023 |
Certified |
07/12/2024 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 12 June 2017. |
06/18/2017 |
Notified |
06/18/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
06/01/2018 |
Notified |
06/01/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| ICECC |
ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Manual of Operations |
12/14/2021 |
Certified |
12/29/2021 |
|
2 |
| FCEX |
Temporary expansion of trading hours on Fridays and Sundays between October 25 2024 and November 3, 2024. |
10/09/2024 |
Certified |
10/24/2024 |
|
2 |
| LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
| CME |
Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice |
02/23/2016 |
Certified |
03/08/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies |
06/01/2018 |
Certified |
06/15/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 17 December 2018. |
12/28/2018 |
Notified |
12/28/2018 |
|
2 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| OCC |
Rule Certification Concerning OCC's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear Product Specific Contract Terms and Eligibility Criteria Manual and FCM Product Specific Contract Terms and Eligibility Criteria Manual. |
01/06/2022 |
Certified |
01/21/2022 |
|
3 |
| ICLR US |
Amendment to internal Default Management Procedures |
09/29/2016 |
Certified |
10/14/2016 |
|
3 |
| OCC |
OCC Rule Certification to Update Its Operational Loss Fee for 2022 |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |
| ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. |
04/20/2015 |
Certified |
05/04/2015 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees |
01/20/2023 |
Certified |
02/03/2023 |
|
3 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/15/2019 |
Certified |
09/13/2019 |
|
3 |
| ICLREU2 |
ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. |
02/26/2016 |
Certified |
03/11/2016 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification revisions to align the provisions that address the change of interest rate for determining the Price Alignment Amount in the LCH FCM Procedures with those under LCH Procedure 2C. |
11/08/2021 |
Certified |
11/23/2021 |
|
3 |
| ICECC |
The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
08/12/2014 |
Certified |
08/26/2014 |
|
3 |
| ICLREU2 |
The purpose of the changes is to allow ICE Clear Europe F&O Clearing Members to provide qualifying high grade corporate and other non-sovereign or "semi-government" bonds to satisfy original margin requirements for the F&O product category. |
02/29/2016 |
Certified |
03/14/2016 |
|
3 |
| LCHLTD |
LCH Limited is submitting for self-certification revisions to its rules to withdraw eligibility for certain swaps denominated in Singapore Dollar. |
09/23/2022 |
Certified |
10/07/2022 |
|
3 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Modifications to its Board Charter and Risk Committee Charter to Align with Recently Adopted CFTC Governance Requirements for Derivatives Clearing Organizations. |
05/08/2024 |
Certified |
05/22/2024 |
|
3 |
| OCC |
Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy |
01/06/2021 |
Certified |
01/21/2021 |
|
3 |
| NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
01/10/2020 |
Certified |
01/27/2020 |
|
3 |
| LCHLTD |
LCH is submitting revisions to its rules to accommodate updates to templates provided by the trade association for emerging markets ("EMTA"). These templates include terms for inclusion in NDF and NDO Contract transactions. |
09/30/2021 |
Certified |
10/15/2021 |
|
3 |
| LX |
LedgerX revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
| LX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
3 |
| LX |
Revision of Compliance Manual |
10/03/2022 |
Withdrawn |
10/13/2022 |
|
3 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
