Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
ICLREU2 ICE Clear Europe Limited is amending its CDS Procedures and CDS Default Management Policy. 01/25/2021 Certified 02/05/2021 3
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
ICECC ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. 01/29/2018 Certified 02/12/2018 3
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
CME Changes to CDS Product Terms for Acceptance of iTraxx 11/20/2014 Certified 12/05/2014 3
ICLREU2 Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. 01/31/2018 Certified 02/14/2018 3
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. 06/18/2020 Certified 07/02/2020 3
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
ICLREU2 ICE Clear Europe Limited proposes to modify Parts C, D, F, H, K, L, AA, EE, and HH of its Delivery Procedures and Part I of its Clearing Procedures to implement the use of Contingent Variation Margin for certain UK / European energy futures contracts 09/01/2022 Certified 09/16/2022 3
ICE NGX CPA & RMF Amendments re Same-Day Guarantee Fund and Change in Escrow Agent 11/30/2022 Certified 12/14/2022 3
LX DCO Rulebook Revisions 08/20/2024 Certified 09/04/2024 3
LX Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
ICE NGX Non-substantive and non-materials amendments to the ICE NGX Contracting Party Agreement. 03/19/2021 Notified 03/19/2021 3
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 12/02/2021 Certified 12/16/2021 3
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework. 06/23/2020 Certified 07/08/2020 3
ICECC ICC proposes updates to its fee schedules. 02/07/2022 Certified 02/22/2022 3
EUREX Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license 02/27/2023 Certified 03/13/2023 3
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3
LCHLLC Self Certification of a new schedule of Securities Acceptable for Margin Cover Purposes with associated haircut information. 09/04/2014 Certified 09/18/2014 3
LX Operations manual amendment 10/18/2017 Withdrawn 10/31/2017 3
NODALCL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. 11/01/2018 Certified 11/16/2018 3
ICECC ICC proposes amending the Clearing Rules and End-of-Day Price Discovery Policies and Procedures to permit the establishment of an additional class of clearing participant. 07/15/2022 Certified 07/29/2022 3
OCC This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). 12/11/2020 Certified 12/28/2020 3
MIAX Amendments to MGEX's Risk Management Manual 09/23/2020 Certified 10/07/2020 3
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
LCHLTD LCH will make one correction to its ForexClear Fee Schedule. Additionally, LCH will correct an error in its Rules related to the maximum settlement date for a ForexClear non-deliverable option contract. 10/21/2021 Certified 11/04/2021 3
OCC This proposed rule change would modify the current process for systematically monitoring market conditions and performing adjustments to OCC's margin coverage when current market volatility increases beyond historically observed levels. 01/19/2017 Certified 02/02/2017 3
LX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 076-20 related to enhancing the novation criteria and clearing eligibility for certain swaps, the discounting switch for certain swaps, a new clearing currency, and a new portfolio transfer functionality 09/23/2020 Certified 10/07/2020 3
CME Changes to the CDS Risk Model 07/18/2014 Certified 09/18/2014 3
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
ICLR US ICUS is amending its Rulebook to incorporate use of a direct banking model and to clarify governing law. ICUS is amending its Default Management Procedures to make certain clarifying changes. 12/16/2014 Certified 12/31/2014 3
LCHLTD LCH is submitting for self-certification revisions to its rules regarding ForexClear's use of the EMTA Inc. template terms within certain contracts. 05/12/2022 Certified 05/26/2022 3
LCHSA LCH SA is submitting for self-certification the proposed amendments to its CDS Clearing Rules to incorporate new terms and to make conforming, clarifying and clean-up changes to offer the triparty collateral solution to CDSClear clearing members. 05/30/2023 Certified 06/13/2023 3
ICLR US Amendment to By-law 5.6 Supermargin and Position Risk 07/08/2015 Certified 07/22/2015 3
ICECC The principal purpose of the purposed rule change is to make changes to the ICC Governance Playbook, ICC Risk Management Framework, ICC Rulebook and ICC Operating Agreement 07/03/2024 Certified 07/18/2024 3
LCHLTD LCH is submitting for self-certification clarifications to its Business Continuity Procedures. These revisions are in Section 6 (Business Continuity) of the LCH Procedures and the Section 5 (Business Continuity) of the LCH FCM Procedures. 08/17/2021 Certified 08/31/2021 3
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/01/2019 Withdrawn 07/02/2019 3
ICECC Proposed rule amendments to permit clearing participants to use the "LSOC with excess" model, under which clearing participants may provide for excess customer related collateral to be transferred to and held at ICC under the LSOC regulations. 03/18/2014 Withdrawn 04/09/2014 3
ICLREU2 ICEU is updating Part N2 of its Delivery Procedures to update provisions relating to the delivery timetable for ICE Deliverable Carbon Contracts and Part Q to update certain requirements relating to delivery of hard copies of relevant delivery documents. 04/17/2024 Certified 05/01/2024 3
OCC Rule Certification Concerning The Options Clearing Corporation's Backtesting Framework and to Establish a Resource Backtesting Margin Charge 08/30/2024 Certified 09/16/2024 3
EUREX Proposed rule amendments in Eurex Clearing Circular 052-20 related to public notice of a default on the website, clarifying amendments to the FCM Regulations, buy-in procedures for securities lending transactions, and other 06/26/2020 Certified 07/13/2020 3
LX Compliance Manual Amendments 10/27/2021 Certified 11/10/2021 3
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 09/08/2017 Certified 09/22/2017 3
ICE NGX Amendments relating to Early Delivery and Physical Invoice Available Date. 05/29/2024 Certified 06/12/2024 3
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain swaps and to add additional swaps. 04/01/2022 Certified 04/15/2022 3