| LCHLTD |
LCH is submitting for self-certification revisions to its rules to clarify that the use of electronic signatures is permissible for LCH business. |
08/24/2021 |
Certified |
09/08/2021 |
|
3 |
| CME |
Adoption of a New Framework for Initial Margin Calculations |
05/28/2019 |
Certified |
07/19/2019 |
|
3 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi. |
11/20/2019 |
Certified |
12/05/2019 |
|
3 |
| LX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. |
05/23/2018 |
Certified |
06/07/2018 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: HKD / SGD OIS Clearing and Discounting |
03/06/2020 |
Certified |
03/20/2020 |
|
3 |
| LCHSA |
CDSClear fee schedule change |
07/30/2014 |
Certified |
08/13/2014 |
|
3 |
| ICLREU2 |
ICEU is modifying its CDS Procedures to support clearing of a new single-name CDS transaction type. ICEU is also amending its CDS Risk Policy and CDS Risk Model Description to better address certain risks associated with CDS referencing EU banks. |
02/14/2018 |
Certified |
03/01/2018 |
|
3 |
| ICECC |
ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. |
04/08/2021 |
Certified |
04/22/2021 |
|
3 |
| ICECC |
ICC proposes updates to its fee schedule. |
10/07/2020 |
Certified |
10/22/2020 |
|
3 |
| ICECC |
ICC proposes updates to its fee schedules. |
12/14/2022 |
Certified |
12/29/2022 |
|
3 |
| LCHLTD |
LCH Limited has introduced two new paragraphs to its Rulebook to reflect the requirements in the Japanese Act on Book-Entry Transfer of Corporate Bonds and Shares (Act No. 75 of 2001). |
01/16/2023 |
Certified |
01/27/2023 |
|
3 |
| ICECC |
Proposed Rule 211 governing SDR reporting obligations. |
04/10/2013 |
Certified |
04/25/2013 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 093-21 relating to inclusion of requirements for proof of own fund requirements for entities subject to IFD and IFR, migration of collateral management for Repo and alignment of FCM Default Rules |
11/01/2021 |
Certified |
11/16/2021 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to extend the maximum tenor for certain swaps denominated in Singapore Dollar. |
05/31/2022 |
Certified |
06/14/2022 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to provide for the requirement for annual member testing of contingency payment arrangements. |
05/31/2022 |
Certified |
06/14/2022 |
|
3 |
| LCHLTD |
Pursuant to Commodity Futures Trading Commission ("CFTC") regulation 40.6(a), LCH Limited, a derivatives clearing organization ("DCO") registered with the CFTC is submitting for self-certification proposed clarifications to the ForexClear Opening Hours. |
07/29/2022 |
Certified |
08/12/2022 |
|
3 |
| ICECC |
ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. |
02/19/2016 |
Certified |
03/04/2016 |
|
3 |
| EUREX |
Amendments to the Eurex Clearing DCO Compliance Manual |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| ICE NGX |
Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. |
09/20/2022 |
Certified |
10/04/2022 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 112-20 related to incorporating the core provisions of the new ISDA IBOR Fallbacks Supplement into its rulebooks to keep its fallback logic in line with the developments in the bilateral market |
12/28/2020 |
Certified |
01/12/2021 |
|
3 |
| LCHSA |
LCH SA is submitting for self-certification the Rule Book changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
3 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
4 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
4 |
| LCHLTD |
Weekly Notification of Rule Amendments - Margin Collateral Haircut Schedule |
09/28/2021 |
Notified |
09/28/2021 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 020/24 related to the introduction of the Authorised Manager setup in the FCM Regulations |
03/19/2024 |
Certified |
04/02/2024 |
|
4 |
| OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
11/01/2023 |
Certified |
11/16/2023 |
|
4 |
| ICECC |
Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. |
11/17/2022 |
Certified |
12/02/2022 |
|
4 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to clearing Bloomberg Short-Term Bank Yield swaps. |
11/11/2021 |
Certified |
11/26/2021 |
|
4 |
| LCHLTD |
LCH is submitting to the LCH rules to accommodate accepting Singapore Dollar cash and securities as collateral to meet initial margin requirements. |
10/01/2021 |
Certified |
10/18/2021 |
|
4 |
| OCC |
Proposed rule change to amend the Interpretations and Policies to OCC Rules 602 and 1103. |
01/08/2021 |
Certified |
01/25/2021 |
|
4 |
| LX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
| LX |
LedgerX Digital Currency Custody Manual |
06/14/2021 |
Certified |
06/28/2021 |
|
4 |
| MIAX |
Amendments to MGEX Bylaws and Board Committee Charters |
06/14/2024 |
Certified |
07/01/2024 |
|
4 |
| LCHLTD |
LCH Limited Self-Certification: New Margin Collateral Haircut Schedule |
07/31/2019 |
Certified |
08/14/2019 |
|
4 |
| OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
02/13/2024 |
Certified |
02/28/2024 |
|
4 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
04/23/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
4 |
| EUREX |
Proposed rule amendments in Eurex Cleraing Circular 090-21 related to the introduction of the Non-Deliverable Forwards (NDF) Clearing Service |
10/12/2021 |
Certified |
10/26/2021 |
|
4 |
| CME |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-21 related to the introduction of hedging auctions as a tool to improve the hedging process during a Default Management Process of Eurex Clearing and related adaptation of the Default Fund waterfall |
06/23/2021 |
Certified |
07/08/2021 |
|
4 |
| LCHLTD |
Self-certification for the Audit Committee and Remuneration Committee terms of reference |
02/22/2019 |
Certified |
03/08/2019 |
|
4 |
| FCEX |
Non-substantive revisions to ForecastEx Rulebook including clarifications and terminology changes |
09/17/2024 |
Certified |
10/01/2024 |
|
4 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the attribution of: (i) market profits or losses in a client default management account ("DMA"), and (ii) auction losses during the management of a clearing member default. |
12/01/2021 |
Certified |
12/15/2021 |
|
4 |
| ICLREU2 |
ICEU proposes to modify its Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures to provide for the acceptance of certain emission allowances provided by Clearing Members. |
10/17/2022 |
Certified |
10/31/2022 |
|
4 |
| EUREX |
Amendments to the DCO Compliance Manual |
10/27/2022 |
Certified |
11/10/2022 |
|
4 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures to make various drafting updates, clarifications and corrections. |
10/17/2019 |
Certified |
10/31/2019 |
|
4 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to expand its services to the iTraxx Asia ex Japan Index, Markit CDX Emerging Markets Index and single names that comprise each index, as well as a list of additional sovereign SN. |
09/12/2022 |
Certified |
09/26/2022 |
|
4 |
| OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
| ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 013-290 related to clarifying certain Settled-to-Market variation margin provisions and other minor amendments |
02/07/2020 |
Certified |
02/24/2020 |
|
4 |
