Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member 03/23/2018 Certified 04/06/2018 11
OCC Rule Certification by The Options Clearing Corporation Concerning Modifications to its Governance Documents to Align with Recently Adopted SEC Governance Rules. 11/07/2024 10 Day Review 11/07/2024 11
OCC Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index 09/27/2011 Approved 06/13/2013 12
EUREX Proposed amendments in Eurex Clearing Circular 081/21 relating to the transition of cleared OTC transactions referencing EONIA or LIBOR and the support of OTC transactions concluded under the 2021 ISDA Definitions. 09/16/2021 Certified 09/29/2021 12
EUREX Proposed amendments in Eurex Clearing Circular 053-22 to the Clearing Conditions, Pledge Agreement relating to pledges by an ISA Direct Light License Holder and Price List in relation to C7 SCS; Xemac Decommissioning Project and further measures. 08/04/2022 Certified 08/18/2022 19
EUREX Proposed amendments in Eurex Clearing Circular 034-22 relating to the introduction of the ISA Direct Indemnified Model, which expands the current ISA Direct Model to an additional client scope 05/12/2022 Certified 05/26/2022 20
OCC Rule amendment to obtain legal certainty with respect to options and security futures on Sprott Physical Gold Shares. 06/07/2010 Approved 05/27/2014 28
OCC Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Palladium and ETFS Platinum Shares 03/01/2010 Approved 05/27/2014 28