Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited'sLondon Deposit Rate, RepoClear Deposit Rate and the ForexClear default fund effective from 22 Aug 2022. 08/12/2022 Notified 08/12/2022 1
NYMEX Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. 01/14/2008 Certified 02/04/2008 1
CME Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts 04/29/2008 Certified 05/01/2008 1
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap 10/04/2017 Certified 10/19/2017 1
OCC Proposed rule change concerning an Agreement for Clearing and Settlement Services between The Options ClearingCorporation and Small Exchange, Inc. 12/06/2019 Certified 12/20/2019 1
MIAX Notification of margin changes made during the prior week 06/10/2021 Notified 06/10/2021 1
CME Weekly Notification of Rule Amendments - Week of June 20, 2022 06/28/2022 Notified 06/28/2022 1
CME Weekly Notification of Rule Amendments - November 4, 2024 11/11/2024 Notified 11/11/2024 1
CMECE Launch of 8 new financiallly settled swaps; 4 propane and 4 light-end 10/18/2011 Certified 11/02/2011 1
CME Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
SGX-DC Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 02/06/2015 Certified 02/23/2015 1
ICLREU2 Amendments to Finance Procedures Relating to FATCA Reporting and Information Requirements 03/16/2015 Certified 03/30/2015 1
CCH This Rule change amends the bank account requirements for applicants. 06/11/2015 Certified 06/25/2015 1
OCC The purpose of this proposed rule change is to simplify OCC's fee structure. 03/02/2016 Certified 03/16/2016 1
CME Revision to Liquidity Charge Computation in IRS Guaranty Fund Stress Testing 02/16/2017 Withdrawn 03/02/2017 1
EUREX Weekly Notification of Rule Amendments - Week of January 8, 2018 01/12/2018 Notified 01/12/2018 1
LCHSA Pursuant to CFTC Regulation 40.6(d), LCH SA is submitting a Weekly Notification of a clearing notice amendment made effective during the week of April 23rd, 2018 in order to update the list of ATSS participants. 04/23/2018 Notified 04/23/2018 1
CME Weekly Notification of Rule Amendments - Week of August 26, 2019 09/04/2019 Notified 09/04/2019 1
LCHLTD LCH Ltd notification of non-substantive rule changes in various section of its Rulebook. 02/28/2020 Notified 02/28/2020 1
EUREX Weekly Notification of Rule Amendments - Week of May 25, 2020 05/29/2020 Notified 05/29/2020 1
KKL DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/16/2024 Certified 10/30/2024 1
OCC Rule 309 amended to permit expedited review of facilities management agreements proposed to be entered into by existing clearing members that desire to become a managed clearing member 01/09/2008 Certified 02/04/2008 1
CBT Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
ICLREU2 ICE Clear Europe is adopting amendments to its Delivery Procedures in connection with certain ICE Endex natural gas futures contracts. 03/16/2015 Certified 03/30/2015 1
CMECE Weekly Notification of Rule Amendments - Week of February 6, 2017 02/17/2017 Notified 02/17/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX North Asia Sling LNG Swap Contract. In particular, the Amendments specify the methodology of the final settlement price of the Contract in the SGX-DC Clearing Rules. 04/05/2017 Certified 04/18/2017 1
EUREX Weekly Notification of Rule Amendments - Week of March 25, 2019 03/29/2019 Notified 03/29/2019 1
EUREX Weekly Notification of Rule Amendments - Week of November 8, 2021 11/11/2021 Notified 11/11/2021 1
MIAX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
CCH Governance arrangements in accordance with CFTC Regulation 39.24(b) 06/07/2024 Certified 06/24/2024 1
ICLR US Settlement Premiums 07/13/2006 Certified 07/13/2006 1
MIAX Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. 01/14/2008 Certified 02/04/2008 1
OCC Rule change to permit dividend equivalent payments to be principally effected through the facilities of the DTC with respect to OCC's Market Loan Program. 09/28/2009 Certified 09/28/2009 1
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/01/2013 Certified 10/31/2013 1
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
CME Weekly Notification of Rule Amendments - Week of September 25, 2017 10/05/2017 Notified 10/05/2017 1
EUREX Weekly Notification of Rule Amendments - Week of February 24, 2020 03/02/2020 Notified 03/02/2020 1
ICE NGX To make amendments relating to the ability to facilitate the listing for trading and clearing of a full load regulated rate option ("RRO") product. 05/29/2020 Certified 06/12/2020 1
ICLR US Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 1
MIAX Notice of margin changes 11/11/2021 Notified 11/11/2021 1
CME Acceptance of Short-Term U.S. Treasury Exchange-Traded Funds as Performance Bond 06/28/2022 Certified 07/13/2022 1
LX Rulebook updates to reflect new d/b/a MIAX Derivatives Exchange 06/07/2024 Notified 06/07/2024 1
ICLR US NYBOT Pass Through Letters of Credit 07/13/2006 Certified 07/13/2006 1
NYMEX Resubmission of rule accidentally omitted from rulebook: 2.32 - allows primary clearing members to issue a temporary 30 day guarantee to lease members who had their trading equity fall below the required minimums. 01/23/2008 Certified 02/04/2008 1
ICLREU2 List of additional cleared OTC contracts 05/20/2011 Certified 05/20/2011 1
CME Change in mark to market performance bond for Cleared OTC USD/CLP spot, forward and swap transactions 10/14/2011 Certified 10/29/2011 1
CME Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 04/12/2012 Certified 04/27/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. 07/15/2016 Certified 07/29/2016 1