| LCHLTD |
LCH is submitting changes to its rulebook related to rate changes for the ForexClear service. |
07/09/2021 |
Certified |
07/23/2021 |
|
5 |
| LCHLTD |
LCH is submitting for self-certification revisions to the LCH rules to accommodate the 2021 International Swaps and Derivatives Association, Inc. ("ISDA") Interest Rate Derivatives Definitions. |
09/17/2021 |
Certified |
10/01/2021 |
|
5 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards |
04/27/2023 |
Certified |
05/11/2023 |
|
5 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
4 |
| CME |
Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt |
06/08/2015 |
Certified |
06/22/2015 |
|
4 |
| LCHLTD |
Weekly Notification of Rule Amendments - Margin Collateral Haircut Schedule |
09/28/2021 |
Notified |
09/28/2021 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 020/24 related to the introduction of the Authorised Manager setup in the FCM Regulations |
03/19/2024 |
Certified |
04/02/2024 |
|
4 |
| OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
11/01/2023 |
Certified |
11/16/2023 |
|
4 |
| ICECC |
Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. |
11/17/2022 |
Certified |
12/02/2022 |
|
4 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to clearing Bloomberg Short-Term Bank Yield swaps. |
11/11/2021 |
Certified |
11/26/2021 |
|
4 |
| LCHLTD |
LCH is submitting to the LCH rules to accommodate accepting Singapore Dollar cash and securities as collateral to meet initial margin requirements. |
10/01/2021 |
Certified |
10/18/2021 |
|
4 |
| OCC |
Proposed rule change to amend the Interpretations and Policies to OCC Rules 602 and 1103. |
01/08/2021 |
Certified |
01/25/2021 |
|
4 |
| LX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
| LX |
LedgerX Digital Currency Custody Manual |
06/14/2021 |
Certified |
06/28/2021 |
|
4 |
| MIAX |
Amendments to MGEX Bylaws and Board Committee Charters |
06/14/2024 |
Certified |
07/01/2024 |
|
4 |
| LCHLTD |
LCH Limited Self-Certification: New Margin Collateral Haircut Schedule |
07/31/2019 |
Certified |
08/14/2019 |
|
4 |
| OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
02/13/2024 |
Certified |
02/28/2024 |
|
4 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
04/23/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
4 |
| EUREX |
Proposed rule amendments in Eurex Cleraing Circular 090-21 related to the introduction of the Non-Deliverable Forwards (NDF) Clearing Service |
10/12/2021 |
Certified |
10/26/2021 |
|
4 |
| CME |
Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 |
02/28/2012 |
Certified |
03/14/2012 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-21 related to the introduction of hedging auctions as a tool to improve the hedging process during a Default Management Process of Eurex Clearing and related adaptation of the Default Fund waterfall |
06/23/2021 |
Certified |
07/08/2021 |
|
4 |
| LCHLTD |
Self-certification for the Audit Committee and Remuneration Committee terms of reference |
02/22/2019 |
Certified |
03/08/2019 |
|
4 |
| FCEX |
Non-substantive revisions to ForecastEx Rulebook including clarifications and terminology changes |
09/17/2024 |
Certified |
10/01/2024 |
|
4 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the attribution of: (i) market profits or losses in a client default management account ("DMA"), and (ii) auction losses during the management of a clearing member default. |
12/01/2021 |
Certified |
12/15/2021 |
|
4 |
| ICLREU2 |
ICEU proposes to modify its Clearing Rules, Collateral and Haircut Procedures, Collateral and Haircut Policy and Finance Procedures to provide for the acceptance of certain emission allowances provided by Clearing Members. |
10/17/2022 |
Certified |
10/31/2022 |
|
4 |
| EUREX |
Amendments to the DCO Compliance Manual |
10/27/2022 |
Certified |
11/10/2022 |
|
4 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures to make various drafting updates, clarifications and corrections. |
10/17/2019 |
Certified |
10/31/2019 |
|
4 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to expand its services to the iTraxx Asia ex Japan Index, Markit CDX Emerging Markets Index and single names that comprise each index, as well as a list of additional sovereign SN. |
09/12/2022 |
Certified |
09/26/2022 |
|
4 |
| OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
| ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
| NODALCL |
Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory |
12/16/2020 |
Certified |
12/31/2020 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 013-290 related to clarifying certain Settled-to-Market variation margin provisions and other minor amendments |
02/07/2020 |
Certified |
02/24/2020 |
|
4 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes related to the proposed acceptation of clients' self-referencing transactions on their clearing broker. |
01/02/2018 |
Certified |
01/16/2018 |
|
4 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its rules in order to incorporate new terms and to make conforming, clarifying and changes to permit the clearing of options on index credit default swap in respect of North American indices. |
11/16/2020 |
Certified |
11/30/2020 |
|
4 |
| CME |
Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 |
05/24/2012 |
Approved |
10/12/2012 |
|
4 |
| LX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 043-22 to the Clearing Conditions, DM Auction Rules, and Price List to reflect the Management Board of Eurex Clearing's decision to terminate certain OTC Currency Clearing Services |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
| OCC |
Rule Certification Concerning OCC's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear Product Specific Contract Terms and Eligibility Criteria Manual and FCM Product Specific Contract Terms and Eligibility Criteria Manual. |
01/06/2022 |
Certified |
01/21/2022 |
|
3 |
| ICLR US |
Amendment to internal Default Management Procedures |
09/29/2016 |
Certified |
10/14/2016 |
|
3 |
| OCC |
OCC Rule Certification to Update Its Operational Loss Fee for 2022 |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |
| ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. |
04/20/2015 |
Certified |
05/04/2015 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees |
01/20/2023 |
Certified |
02/03/2023 |
|
3 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/15/2019 |
Certified |
09/13/2019 |
|
3 |
| ICLREU2 |
ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. |
02/26/2016 |
Certified |
03/11/2016 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification revisions to align the provisions that address the change of interest rate for determining the Price Alignment Amount in the LCH FCM Procedures with those under LCH Procedure 2C. |
11/08/2021 |
Certified |
11/23/2021 |
|
3 |
| ICECC |
The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
08/12/2014 |
Certified |
08/26/2014 |
|
3 |
| ICLREU2 |
The purpose of the changes is to allow ICE Clear Europe F&O Clearing Members to provide qualifying high grade corporate and other non-sovereign or "semi-government" bonds to satisfy original margin requirements for the F&O product category. |
02/29/2016 |
Certified |
03/14/2016 |
|
3 |
| LCHLTD |
LCH Limited is submitting for self-certification revisions to its rules to withdraw eligibility for certain swaps denominated in Singapore Dollar. |
09/23/2022 |
Certified |
10/07/2022 |
|
3 |
