Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the CME Liquidity Risk Management Framework 06/14/2021 Certified 06/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committee's flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics 08/03/2023 Certified 08/17/2023 2
CCD Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. 06/13/2024 Certified 06/28/2024 2
EUREX Proposed rule changes in Eurex Clearing Circular 095-16 relating to introduction of new currency pairs and changes to existing currency pairs 07/20/2016 Certified 08/03/2016 2
SGX-DC Weekly notification of rule amendments for the week of 26 December 2016. 01/02/2017 Notified 01/02/2017 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 06/28/2017 Certified 07/13/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/01/2020 Notified 05/01/2020 2
CME Modifications to the CME Clearing Collateral Policy 06/14/2021 Certified 06/28/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 059-22 related to the introduction of five new FX Futures on Emerging Markets currency pairs on Eurex Deutschland 08/17/2022 Certified 08/31/2022 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign Single Name CDS contracts. 11/07/2023 Certified 11/22/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 157-16 relating to the admission of EURO STOXX 50r Index Total Return Futures to the EFPI Service, which is the service for Exchange for Physical transactions. 01/03/2017 Certified 01/18/2017 2
SGX-DC Weekly notification of rule amendments for the week of 27 August 2018. 09/06/2018 Notified 09/06/2018 2
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its risk policies related to CDS Contracts. 11/21/2018 Certified 12/06/2018 2
LCHSA LCH SA is submiting for self-certification the amendments to the CDSClear fee grid to be effective from Januray 1st, 2020 12/13/2019 Certified 12/30/2019 2
CME Modifications to the CME Model Validation Framework 06/14/2021 Certified 06/28/2021 2
EUREX Proposed rule changes in Eurex Clearing Circular 070/16 05/31/2016 Certified 06/14/2016 2
LCHLTD Clarification Change on the Allocation of the ForexClear Default Fund to ForexClear Clearing Members 05/01/2020 Certified 05/15/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046-20 related to withdrawing the admission of three equity index futures, two equity index options, and nine property index futures listed on Eurex Deutschland 06/08/2020 Certified 06/22/2020 2
CME Modifications to the CME Risk Management Framework 06/14/2021 Withdrawn 06/22/2021 2
EUREX Proposed rule changes in Eurex Clearing Circular 071/16 05/31/2016 Certified 06/14/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 124-16 relating to Eurex Clearing Prisma Release 5.0 10/17/2016 Certified 10/31/2016 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology. 12/13/2017 Certified 12/28/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/07/2018 Notified 09/07/2018 2
ICLREU2 ICE Clear Europe is amending its Finance Procedures to align the timing for payment of the return on cash margin and Guaranty Fund deposits of Clearing Members with that for payment of monthly transaction fees. 11/22/2022 Certified 12/07/2022 2
CME Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
ICECC ICC proposes revising its Risk Management Framework to incorporate certain risk model enhancements. 01/13/2015 Certified 01/28/2015 2
EUREX Eurex Clearing Circular 055-16 Amendments. Implementation dates are May 6, 2016, May 11, 2016, and June 6, 2016. 04/22/2016 Certified 05/06/2016 2
ICLREU2 ICE Clear Europe is adopting amendments to its delivery procedures relating to containerised white sugar futures contracts. 06/01/2016 Certified 06/15/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 125-16 relating to new currencies for Eurex Repo, allowing give-ups to m-accounts, clarifying the Price List, clarifying settlement finality, conversion of flex contracts, TES migration, and waiving a fee 10/17/2016 Certified 10/31/2016 2
ICECC ICC proposes to update its Liquidity Risk Management Framework. 08/17/2017 Certified 08/31/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 037-19 related to extending the scope of the STM model to client-related OTC IRD Transactions (note: this does not affect FCM Regulations; all such transactions for FCM Clearing Members are STM) 04/09/2019 Certified 04/23/2019 2
ICLREU2 ICE Clear Europe is amending its Price Submission Disciplinary Procedure. 03/09/2021 Certified 03/23/2021 2
CCD CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. 05/14/2024 Certified 05/29/2024 2
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules which will allow SwapClear Clearing Members to change the characterisation of their SwapClear Contracts from Collateralised to Market to Settled to Market. 11/19/2015 Certified 12/03/2015 2
SGX-DC Weekly notification of rule amendments for the week of 13 March 2018. 03/13/2018 Notified 03/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 038-19 related to introducing functionality to facilitate the clearing of bunched orders with respect to OTC Interest Rate Derivative transactions for FCM Clearing Members under the FCM Regulations 04/09/2019 Certified 04/23/2019 2
ICECC ICC proposes amending the Stress Testing Framework and the Liquidity Risk Management Framework. 07/06/2022 Certified 07/20/2022 2
KCC Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 12/26/2012 Certified 01/11/2013 2
ICECC ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. 03/13/2018 Certified 03/27/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 039-19 related to determination of final settlement price for certain MSCI products, providing settlement information to KRX, and granting of access to reports 04/09/2019 Certified 04/23/2019 2
ICLREU2 ICE Clear Europe is now retiring it's CDS Documents, which consist of policies and procedures that were relevant only to CDS clearing and are no longer applicable following the termination of the CDS clearing service. 02/07/2024 Certified 02/22/2024 2
ICLREU2 ICE Clear Europe is amending its Liquidity and Investment Management Policy and Liquidity Management Procedures with certain updates relating to liquidity risk management, as well as other minor clarifications. 04/02/2024 Certified 04/16/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/09/2018 Notified 11/09/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-19 related to clearing for Total Return Futures on Shares of EUR denominated equities and Basket Trades of Equity Total Return Futures 04/09/2019 Certified 04/23/2019 2
OCC OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model 04/30/2021 Certified 05/14/2021 2
OCC Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description 10/06/2021 Certified 10/21/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions 09/15/2023 Certified 09/29/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circualr 012-19 related to reflect the migration of the Irish Stock Exchange's trading and other services, previously provided by Deutsche Brse AG, to the systems of Euronext Group 02/07/2019 Certified 02/22/2019 2
OCC Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. 06/09/2020 Certified 06/23/2020 2
ICE NGX RMF amendments - enhancements of documentation of Portfolio Margin Model 12/21/2021 Certified 01/06/2022 2