Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. 08/31/2012 Withdrawn 10/12/2012 2
CME Revisions to CME/CBOT/NYMEX/COMEX Rules 770, 853 and 854. 02/21/2014 Certified 03/08/2014 2
EUREX Proposed rule amendments in Eurex Clearing Circular 078-18 related to clarifying amendments to the Statutes for the EMIR Risk Committee 09/10/2018 Certified 09/24/2018 2
SGX-DC Weekly notification of rule amendments for the week of 28 January 2019. 02/08/2019 Notified 02/08/2019 2
ICECC ICE Clear Credit proposes updates to the Treasury Operations Policies and Procedures. 05/04/2020 Certified 05/18/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/19/2022 Notified 08/19/2022 2
ICLREU2 The Clearing House is amending its Collateral and Haircut Procedures to make certain clarifications for collateral eligibility criteria relating to market risk. 04/03/2024 Certified 04/17/2024 2
EUREX Proposed rule changes in Eurex Clearing Circular 126-16 relating to introduction of an option on VSTOXX futures 10/18/2016 Certified 11/01/2016 2
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
LCHSA LCH SA is submitting for self-certification the amendments to its Rules to allow the clearing of iTraxx MSCI ESG Screened Europe index contracts and add a number of clarifications and enhancements to some aspects of the CDSClear risk framework. 07/31/2020 Certified 08/14/2020 2
CME Modifications to the CME Operational Risk Management Framework 02/10/2023 Certified 02/27/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/15/2023 Notified 09/15/2023 2
SGX-DC Weekly notification of rule amendments for the week of 2 September 2019. 09/12/2019 Notified 09/12/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/31/2020 Notified 07/31/2020 2
ICECC ICC proposes changes to the Stress Testing Framework and to formalize the Indirect Participant Risk Monitoring and Review Policy. 10/07/2021 Certified 10/22/2021 2
LCHLTD Rule Changes to extend the Listed Interest Rate Derivatives service and the PortfolioMargining service to FCMs and their clients 02/27/2017 Certified 03/13/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/08/2019 Notified 02/08/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 074-19 related to extending the LSOC service offering to a pure LSOC Without Excess model, extension of swaps product currencies offered under LSOC, and continuing certain fee waivers 07/29/2019 Certified 08/12/2019 2
EUREX Rule amendments in Eurex Clearing Circular 086-22 related to amendments to the Price List re: an additional fee for USD cash deliveries that lead to an overcollateralization on quarter ends and other clarifications 11/22/2022 Certified 12/07/2022 2
OCC Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. 03/22/2010 Non-Approval 06/14/2010 2
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
EUREX Proposed rule changes in Eurex Clearing Circular 057-16 related to CCP Lending Service and other clean-up amendments. Implementation date is May 23, 2016. 04/28/2016 Certified 05/12/2016 2
ICLREU2 Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation 08/30/2016 Certified 09/13/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-19 related to amending the Price List to include nine physically delivered single stock futures contracts newly introduced at Eurex Deutschland 07/29/2019 Certified 08/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 047-20 related to the contribution factor to contributions to the Default Fund and removing the clause that the calculation methodology for the Default Fund Contribution forms part of the Clearing Condit 06/09/2020 Certified 06/23/2020 2
CME Implementation of the Post-Trade Fee Schedule for FEX Products 03/10/2021 Certified 03/24/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-22 related to products cleared outside Eurex Clearing's DCO license (Eurex Deutschland, Repo, Frankfurter Wertpapierbrse) 10/11/2022 Certified 10/25/2022 2
CME Changes to CME's offering for cleared interest rate swaps; 12-204 06/15/2012 Certified 06/30/2012 2
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
ICLREU2 To clarify the account in which positions of affiliates of Clearing Members are to be maintained, in light of applicable US and EU regulatory requirements. 04/28/2016 Certified 05/12/2016 2
ICLREU2 Filing for F&O Stress Testing Policy and Methodology 07/31/2020 Certified 08/14/2020 2
ICECC Weekly notification of changes to risk parameters. 06/14/2024 Notified 06/14/2024 2
NYMEX NYMEX Early Adopter Liquidity Provider Program; 12-207 06/18/2012 Certified 07/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-17 relating to introducing a minimum size for block trades and flexible options in Options Contracts on Euro-OAT Futures 02/27/2017 Certified 03/13/2017 2
SGX-DC Weekly notification of rule amendments for the week of 26 June 2017. 07/02/2017 Notified 07/02/2017 2
SGX-DC Weekly notification of rule amendments for the week of 19 November 2018. 11/25/2018 Notified 11/25/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 April 2019. 04/10/2019 Notified 04/10/2019 2
OCC Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. 07/31/2020 Certified 08/14/2020 2
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 05/04/2021 Certified 05/18/2021 2
ICECC ICC proposes updates to the Governance Playbook. 04/18/2022 Certified 05/02/2022 2
NYMEX Legacy GreenX Broker Broker Member Incentives Program; 12-205 06/18/2012 Certified 07/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC 05/02/2018 Certified 05/16/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
OCC Proposed rule change concerning changes to OCC's management structure. 02/27/2017 Certified 03/13/2017 2
EUREX Stated policy in Eurex Clearing Circular 060-17 regarding compliance with A4ticle 3 of the MIFID regulations (i.e., the 10-second rule) 07/05/2017 Certified 07/19/2017 2
ICLREU2 ICE Clear Europe Changes to F&O Initial Contribution 03/15/2018 Certified 03/29/2018 2
SGX-DC Weekly notification of rule amendments for the week of 23 April 2018. 05/03/2018 Notified 05/03/2018 2
ICE NGX This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. 11/26/2018 Certified 12/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-20 related to changing the the tick sizes and transaction fees for futures for outright or calendar spreads in DAXr, Mini-DAXr, and EURO STOXXr Banks Sector Index Futures 08/01/2020 Certified 08/14/2020 2