OCC |
This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. |
06/18/2015 |
Certified |
07/02/2015 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures |
07/26/2016 |
Certified |
08/09/2016 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. |
08/01/2019 |
Withdrawn |
01/16/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. |
02/16/2023 |
Certified |
03/03/2023 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. |
08/09/2023 |
Certified |
08/23/2023 |
|
2 |
CME |
Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil |
09/29/2014 |
Certified |
09/29/2014 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 29 May 2017. |
06/04/2017 |
Notified |
06/04/2017 |
|
2 |
LCHLTD |
LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. |
10/24/2018 |
Certified |
11/07/2018 |
|
2 |
LX |
LedgerX Revised Enterprise Risk Management Plan |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
ICLR US |
Rule Amendment. |
03/11/2020 |
Certified |
03/25/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 041-20 related to decommissioning the Enhanced Risk Solution due to the implementation of Portfolio Based Margining |
05/13/2020 |
Certified |
05/28/2020 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
ICE NGX |
NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. |
09/07/2016 |
Certified |
09/21/2016 |
|
2 |
ICLREU2 |
Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. |
01/21/2021 |
Certified |
02/03/2021 |
|
2 |
ICECC |
ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. |
09/30/2014 |
Certified |
11/04/2014 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 037-7 relating to the introduction of futures on four additional MSCI indexes |
04/12/2017 |
Certified |
04/26/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 30 April 2018. |
05/06/2018 |
Notified |
05/06/2018 |
|
2 |
EUREX |
Amendments for Eurex Clearing Circular 030-10 |
03/14/2016 |
Certified |
03/28/2016 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. |
11/17/2017 |
Notified |
11/17/2017 |
|
2 |
OCC |
Proposed rule change concerning OCC's Model Risk Management Policy. |
01/23/2018 |
Certified |
02/06/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/06/2021 |
Notified |
08/06/2021 |
|
2 |
ICLR US |
Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures |
12/21/2022 |
Certified |
01/06/2023 |
|
2 |
ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. |
03/31/2023 |
Certified |
04/14/2023 |
|
2 |
CME |
Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees |
05/20/2024 |
Certified |
06/04/2024 |
|
2 |
CME |
Amendments to CME Rule 204A04. ("Daily Settlement Price") and Expansion of Listing Schedule of the Malaysian Palm Oil Calendar Swap (Cleared Only) Contract |
05/03/2016 |
Certified |
05/17/2016 |
|
2 |
ICLR US |
ICUS is amending Chapter 2 of the Rules to revise, reorganize andclarify various membership requirementsRule Numbers: |
07/10/2017 |
Certified |
07/24/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 15 January 2018. |
01/23/2018 |
Notified |
01/23/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 050-20 related to allowing USD OIS with a maximum remaining term of 50 years and 10 business days, SOFR-based OIS, SOFR-USD LIBOR basis swaps and SOFR-EFFR basis swaps, and other |
06/15/2020 |
Certified |
06/29/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
ICE NGX |
amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. |
01/31/2022 |
Certified |
02/14/2022 |
|
2 |
CME |
Modifications to the CME Operational Risk Management Framework |
03/14/2022 |
Certified |
03/28/2022 |
|
2 |
ICECC |
Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. |
06/24/2014 |
Withdrawn |
08/08/2014 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 27 February 2017. |
03/06/2017 |
Notified |
03/06/2017 |
|
2 |
CME |
Amendment to List of Acceptable Collateral. |
11/17/2017 |
Certified |
03/20/2018 |
|
2 |
OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/24/2018 |
Certified |
02/07/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 21 August 2017. |
08/28/2017 |
Notified |
08/28/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 13 November 2017. |
11/19/2017 |
Notified |
11/19/2017 |
|
2 |
ICECC |
ICC proposes amendments to its Clearing Rules to incorporate changes to the ISDA 2014 Credit Derivatives Definitions that are intended to address narrowly tailored credit events. |
12/17/2019 |
Certified |
01/02/2020 |
|
2 |
CME |
Termination of Trading, Conversion and Delisting of Standard-Size S&P 500 Index Contracts |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is revising Appendix A to the Collateral and Haircut Procedures to modify the eligibility criteria for accepting gold as collateral. |
07/03/2023 |
Certified |
07/18/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 130-16 related to amending the Price List to change the categorization and introduce new thresholds for volume rebates in equity index options |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-17 relating to amending the fees for Eurex Daily Futures on KOSPI-200 derivatives and announcing a one day trading and clearing suspension |
03/06/2017 |
Certified |
03/20/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 068-17 relating to discontinuing clearing in Swiss francs for TOIS swaps and introducing clearing for SARON overnight indexed swaps |
07/11/2017 |
Certified |
07/25/2017 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. |
01/20/2020 |
Certified |
03/09/2020 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/29/2022 |
Notified |
04/29/2022 |
|
2 |
CME |
Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments |
02/18/2015 |
Certified |
03/04/2015 |
|
2 |