Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC proposes revising the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 01/15/2015 Certified 01/30/2015 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 09/02/2016 Certified 09/19/2016 2
ICLREU2 To modify the Finance Procedures to expand the permitted use of third-party collateral purchase arrangements. 04/11/2017 Certified 04/25/2017 2
ICLREU2 ICE Clear Europe is amending the CDS Default Management Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management and recovery and wind-down for the CDS Contract Category. 07/30/2019 Certified 08/13/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/15/2021 Notified 01/15/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/29/2023 Notified 06/29/2023 2
SGX-DC Weekly notification of rule amendments for the week of 12 March 2018. 03/19/2018 Notified 03/19/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 013-19 related to new bunched orders functionality for non-U.S. clearing members to facilitate the clearing of OTC Interest Rate Derivative block trades 02/14/2019 Certified 03/01/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/15/2019 Notified 11/15/2019 2
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
ICLREU2 ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. 08/09/2023 Certified 08/22/2023 2
LCHLTD LCH Ltd revised collateral haircut schedule. 12/27/2023 Certified 01/10/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/02/2017 Notified 06/02/2017 2
CME Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 15 October 2018. 10/22/2018 Notified 10/22/2018 2
ICLREU2 ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. 08/09/2023 Certified 08/22/2023 2
ICLREU2 Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. 05/13/2013 Certified 05/29/2013 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF 01/10/2017 Certified 01/25/2017 2
SGX-DC Weekly notification of rule amendments for the week of 10 June 2019. 06/18/2019 Notified 06/18/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 07/31/2019 Certified 08/14/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-21 related to the launch of Micro Futures on the DAXr, EURO STOXX 50r, and SMIr indices on Eurex Deutschland 03/15/2021 Certified 03/29/2021 2
OCC Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. 09/22/2006 Approved 11/06/2006 2
ICLREU2 New Rule 411, which governs SDR reporting pursuant to the Commission's Part 45 regulations. 05/13/2013 Certified 05/29/2013 2
EUREX Proposed rule amendments in Eurex Clearing Circular 014-19 related to considering take-up volumes for rebate calculations to mitigate the negative impacts resulting from new Brexit-related structures that many market participants are implementing 02/14/2019 Certified 03/01/2019 2
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
ICLR US Rule Amendments 01/19/2021 Certified 02/02/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering 06/30/2023 Certified 07/17/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 067-17 relating to amending the Price List for repo transactions 07/07/2017 Certified 07/21/2017 2
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-19 related to changing the service fee for Eligible Margin Assets in the form of cash delivered in Swiss Francs 11/18/2019 Certified 12/03/2019 2
EUREX Proposed amendments to the DCO Compliance Manual 12/05/2020 Certified 12/18/2020 2
CME Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME # 14-165 05/29/2014 Withdrawn 06/04/2014 2
OCC This proposed rule change concerns administrative changes to OCC's Financial Resources Monitoring and Call Procedure. 06/18/2015 Certified 07/02/2015 2
EUREX Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures 07/26/2016 Certified 08/09/2016 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 08/01/2019 Withdrawn 01/16/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-20 related to add the product ZCIS to the OTC IRD High Turnover Pricing Model, the OTC IRD Maintenance Fee and associated rebates, and a transfer fee for OTC IRD bunched order transactions 08/10/2020 Certified 08/24/2020 2
ICLREU2 ICE Clear Europe Limited proposes to modify certain provisions of its CDS Clearing Stress Testing Policy and CDS Clearing Back Testing Policy to make certain clarifications and updates 03/14/2022 Certified 03/28/2022 2
ICLREU2 ICE Clear Europe is revising the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures to provide that the Clearing House's policies for monitoring counterparty credit risk apply to certain linkages with other institutions. 02/16/2023 Certified 03/03/2023 2
ICLREU2 ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. 08/09/2023 Certified 08/23/2023 2
CME Delist Options on Futures for S&P GSCI and Cleared Swaps on S&P GSCI Gold and S&P GSCI Crude Oil 09/29/2014 Certified 09/29/2014 2
SGX-DC Weekly notification of rule amendments for the week of 29 May 2017. 06/04/2017 Notified 06/04/2017 2
LCHLTD LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. 10/24/2018 Certified 11/07/2018 2
LX LedgerX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 2
ICLR US Rule Amendment. 03/11/2020 Certified 03/25/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 041-20 related to decommissioning the Enhanced Risk Solution due to the implementation of Portfolio Based Margining 05/13/2020 Certified 05/28/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 08/10/2020 Certified 08/24/2020 2
ICE NGX NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. 09/07/2016 Certified 09/21/2016 2
ICLREU2 Delivery Procedures amendments in connection with the ICE Futures Abu Dhabi Murban Crude Oil Futures contracts. 01/21/2021 Certified 02/03/2021 2
ICECC ICE Clear Credit proposes changes to its Clearing Rules 09/16/2024 Certified 09/30/2024 2
ICECC ICC proposes changes to ICC Clearing Rules 402 and 802 to clarify ICC's authority to use, and provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource in connection with a CP default. 09/30/2014 Certified 11/04/2014 2