SGX-DC |
Weekly notification of rule amendments for the week of 3 July 2017. |
07/12/2017 |
Notified |
07/12/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies |
10/16/2017 |
Certified |
10/30/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 007-18 related to the introduction of four additional futures on Bloomberg commodity indices |
01/24/2018 |
Certified |
02/07/2018 |
|
2 |
ICLR US |
ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. |
03/22/2018 |
Withdrawn |
04/04/2018 |
|
2 |
ICLREU2 |
ICEU hereby submits notification of a non-substantive revision to ICE Clear Europe's Business Continuity Procedures. |
11/30/2018 |
Notified |
11/30/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 016-19 related to updating the Force Majeure Clause amendments set forth in Rule Certification 007-19 and accompanying Eurex Clearing Circular 007-19 |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
ICECC |
ICC proposes amendments to its Clearing Rules relating to membership requirements. |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
OCC |
Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 050-17 relating to the dispute resolution procedure and settlement of UK equities in securities lending transactions |
06/05/2017 |
Certified |
06/19/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 080-17 related to introduction of Eurex Market-on-Close Futures on EURO STOXX 50r Futures |
08/28/2017 |
Certified |
09/12/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 101-18 related to the issuance of OTC direct debit margin calls and clearing members' cash account infrastructure for euro and Swiss franc |
11/30/2018 |
Certified |
12/14/2018 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Risk Parameter Setting and Review Policy. |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-20 related to supporting all master agreement types (i.e. ISDA, DRV, AFB/FBF, EMA, "sterreichischer Rahmenvertrag fr Finanztermingeschfte", etc.) for OTC IRD, XCCY, and original Swap transactions |
01/21/2020 |
Certified |
02/04/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. |
12/08/2020 |
Certified |
12/22/2020 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification some amendments to its Liquidity Risk Modeling Framework (Operational Target...). |
02/23/2023 |
Certified |
03/08/2023 |
|
2 |
NYMEX |
NYMEX COMEX Energy and Metals Products Cross-Venue Incentive Program 11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
2 |
OCC |
Changes to ensure technical compliance with final CFTC Part 39 regulations |
12/19/2011 |
Certified |
01/05/2012 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 076-16 related to delisting derivatives on the Dow Jones Global Titans and Dow Jones Sector Titans indices |
06/08/2016 |
Certified |
06/22/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 2 January 2017 |
01/13/2017 |
Notified |
01/13/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes to amend certain provisions of its Clearing Rules (and specifically its Continuing CDS Rule Provisions) relating to termination by the Clearing House of the membership of a CDS Clearing Member. |
01/24/2019 |
Certified |
02/07/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 025-21 related to supporting the Eurex EnLight product scope extension for FX derivatives |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees |
05/10/2021 |
Certified |
05/24/2021 |
|
2 |
CME |
Incentive Program for OTC interest rate swaps |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
CME |
Modifications to the CME Incentive Program for Over-The-Counter Interest Rate Swaps |
12/02/2016 |
Certified |
12/16/2016 |
|
2 |
ICECC |
ICC proposes revising its End-of-Day Price Discovery Policies and Procedures to make changes related to the implementation of ICC's new Clearing Participant direct price submission process. |
03/08/2017 |
Certified |
03/22/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee |
05/08/2018 |
Certified |
05/22/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 3 September 2018. |
09/13/2018 |
Notified |
09/13/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting a new Model Risk Governance Framework (the "MRGF"), which is intended to establish overall standards and principles for managing and mitigating model risk, for all product categories. |
02/19/2019 |
Certified |
03/05/2019 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification updates to the ForexClear fee schedule that will be effective not earlier than April 1, 2021. |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
OCC |
OCC Rule Certification Concerning Changes to its Governance Arrangements |
08/09/2021 |
Certified |
08/23/2021 |
|
2 |
CME |
Founding Members OTC interest rate swaps incentive program |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 22 January 2018. |
01/28/2018 |
Notified |
01/28/2018 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 016-22 relating to updating the daily settlement price determination provisions for future contracts |
03/16/2022 |
Certified |
03/30/2022 |
|
2 |
NYMEX |
OTC Broker Incentive Program |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
ICLR US |
Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts |
05/23/2019 |
Certified |
06/07/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 December 2019. |
12/17/2019 |
Notified |
12/17/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/22/2021 |
Notified |
01/22/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe modifies its Articles of Association. |
06/22/2021 |
Certified |
07/07/2021 |
|
2 |
OCC |
Rule change to specify auction process as one possible way to liquidate a defaulting clearing member |
06/30/2011 |
Certified |
06/30/2011 |
|
2 |
NYMEX |
Incentive program for OTC Natural Gas products |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
SGX-DC |
Rule amendments to clarify the scope of Clearing Members' obligation to provide information to SGX-DC for trade reporting purposes. |
03/07/2014 |
Certified |
03/22/2014 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
01/13/2017 |
Notified |
01/13/2017 |
|
2 |
OCC |
Proposed rule change concerning The Options Clearing Corporation's System for Theoretical Analysis and Numerical Simulation ("STANS") Methodology Documentation. |
01/22/2021 |
Certified |
02/05/2021 |
|
2 |
CME |
Modifications to the CME Risk Management Framework |
06/22/2021 |
Certified |
07/07/2021 |
|
2 |
OCC |
Proposed rule change by The Options Clearing Corporation concerning a new Stock Options and Futures Settlement Agreement ("New Accord") between OCC and the National Securities Clearing Corporation. |
06/06/2017 |
Certified |
06/20/2017 |
|
2 |
OCC |
Proposed rule change by The Options Clearing Corporation concerning enhanced and new tools for recovery scenarios. |
07/31/2018 |
Certified |
08/14/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 11 February 2019. |
02/21/2019 |
Notified |
02/21/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 September 2019. |
09/19/2019 |
Notified |
09/19/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 28 November 2016. |
12/04/2016 |
Notified |
12/04/2016 |
|
2 |