Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 Ice Clear Europe Ltd amends its CDS Clearing Back-Testing Policy. 09/19/2019 Certified 10/02/2019 2
OCC OCC Rule Certification Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility 02/15/2024 Certified 03/01/2024 2
CCD Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. 04/05/2024 Certified 04/19/2024 2
SGX-DC Weekly notification of rule amendments for the week of 24 October 2016. 10/31/2016 Notified 10/31/2016 2
SGX-DC Weekly notification of rule amendments for the week of 7 January 2019. 01/25/2019 Notified 01/25/2019 2
LCHLTD LCH Limited Self-Certification: New Margin Collateral Haircut Schedule 09/19/2019 Certified 10/03/2019 2
ICE NGX CPA, DMP and RMF amendments regarding new environmental products. 02/15/2024 Certified 03/01/2024 2
OCC This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. 03/15/2016 Withdrawn 07/15/2016 2
SGX-DC Weekly notification of rule amendments for the week of 14 January 2019. 01/25/2019 Notified 01/25/2019 2
ICLR US Risk Management Framework Amendments 01/23/2020 Certified 02/06/2020 2
SGX-DC Weekly notification of rule amendments for the week of 20 November 2017. 11/26/2017 Notified 11/26/2017 2
ICECC ICC is proposing to amend Chapter 26 of its rules to add Subchapter 26I and to amend the ICC Risk Management Framework to provide for the clearance of Standard Western European Sovereign CDS contracts. 09/02/2014 Certified 12/15/2014 2
ICECC The purpose of the proposed rule change is to make revisions to the ICC Rules related to the ICC rule enforcementprocess for Missed Submissions. 10/15/2015 Certified 10/29/2015 2
EUREX Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric 10/31/2016 Certified 11/15/2016 2
ICECC ICC proposes changes to its cash investment yield schedule. 06/08/2017 Certified 06/22/2017 2
EUREX Proposed amendments in Eurex Clearing Circular 001-22 relating to the introduction of Eurex Daily Futures on KOSPI 200 Weekly Options 02/04/2022 Certified 02/17/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 022-23 related to the decision of the Management Board of Eurex Deutschland to cancel the admission to trading for Interest Rate Swap Futures. These are listed futures and cleared outside the DCO. 04/06/2023 Certified 04/20/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 009-20 related to an additional representation for CMs with regards to Eurex Transactions for Direct Clients domiciled in the US and the form of agreement for the Direct Margin Transfer under ISA Model 01/24/2020 Certified 02/07/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-23 related to settlement prices, Price List information, and a fee waiver for certain contracts listed on Eurex Deutschland 02/23/2023 Certified 03/09/2023 2
OCC Rule Certification by The Options Clearing Corporation Concerning Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions 02/20/2024 Certified 03/05/2024 2
LCHSA CDSClear Collateral Deposit cut off times extension 01/16/2015 Certified 02/02/2015 2
CME Delisting of AUD Chicago Soft Red Winter Wheat Swap (Cleared Only) and AUD KC Hard Red Winter Wheat Swap (Cleared Only) Contracts on March 30, 2015 03/30/2015 Certified 03/30/2015 2
SGX-DC Weekly notification of rule amendments for the week of 10 April 2017. 04/16/2017 Notified 04/16/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 089-19 related to the introduction of new listed contracts, the delisting of one contract, an exemption for maintaining secs and cash accts for clearing listed contracts, and clarifying the default rules 09/24/2019 Certified 10/08/2019 2
ICE NGX Self-certification to amendments to RMF 10/14/2021 Certified 10/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 050-22 related to implementation of the European Regulation on a framework for the recovery and resolution of CCPs (Regulation (EU) 2021/23) 07/13/2022 Certified 07/27/2022 2
ICLREU2 ICE Clear Europe is amending its Articles to reflect the termination of its credit default swap ("CDS") clearing service, as previously announced. 01/03/2024 Certified 01/18/2024 2
ICLREU2 ICE Clear Europe is amending its Investment Management Procedures to make clarifications as to maximum maturity and requirements for permissible \r\ninvestments and to enhance requirements around concentration limits, investment criteria and market risk. 02/21/2024 Certified 03/05/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-19 related to accounting for the increasing degree of uncertainty Eurex Clearing is facing with respect to cross-border regulation 01/25/2019 Certified 02/08/2019 2
LX Rulebook Amendments for the LedgerX DCM 06/24/2019 Certified 07/09/2019 2
LX Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. 03/16/2020 Certified 03/30/2020 2
EUREX Proposed amendments in Eurex Clearing Circular 031-22 to the Clearing Conditions and Auction Terms regarding the discontinuation of the services of Eurex Securities Transactions Services GmbH. 05/04/2022 Certified 05/18/2022 2
ICE NGX Amendments are primarily to update descriptions to reflect current practices and procedures, and to update or improve drafting. 04/06/2023 Certified 04/20/2023 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 913 ("Withdrawal from Clearing Memberships") and CME Rule 8G913 ("Withdrawal from IRS Clearing Membership); Adoption of New CME Rule 8G18.C. ("Withdraral from IRS Swaptions Clearing Membership") 03/15/2016 Certified 03/29/2016 2
NODALCL Rule Amendment to specifically exclude the appointment of a receiver for purposes or resolution from the definition of "Insolvency" and "Insolvent". 08/02/2018 Certified 08/16/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 009-19 related to Eurex Repo's introduction of a new GC Pooling trading functionality, which would allow settlement of the front leg of non-same day GC Pooling trades early in the morning 01/25/2019 Certified 02/08/2019 2
SGX-DC Weekly notification of rule amendments for the week of 16 September 2019. 09/24/2019 Notified 09/24/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/18/2022 Notified 03/18/2022 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Default Auction Procedures -- Initial Default Auctions. 07/06/2023 Certified 07/20/2023 2
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/08/2017 Certified 06/22/2017 2
ICLREU2 ICE Clear Europe is proposing to amend its Investment Management Procedures and its Treasury and Banking Services Policy, which would be renamed the Liquidity and Investment Management Policy. 06/19/2020 Certified 07/06/2020 2
ICLREU2 ICEU Limited proposes to modify its Delivery Procedures to add a new Part N1 to address ICE Futures US Emissions Futures Contracts which would be settled by delivery through the account of the Clearing House with the relevant registry. 12/01/2021 Certified 12/15/2021 2
ICECC ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. 11/01/2016 Certified 11/16/2016 2
ICLREU2 To modify certain aspects of the ICE Clear Europe CDS End-of-Day Price Discovery Policy to implement a new direct price submission process for Clearing Members. 03/10/2017 Certified 03/24/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 068-18 related to amending the reference time for the determination of daily settlement prices for RDXr EUR futures and RDXr USD futures 08/02/2018 Certified 08/16/2018 2
SGX-DC Weekly notification of rule amendments for the week of 17 June 2019. 06/24/2019 Notified 06/24/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/19/2020 Notified 06/19/2020 2
OCC OCC Rule Certification to Establish A Persistent Minimum Level of Skin-In-The-Game 03/18/2021 Certified 04/01/2021 2
ICLREU2 ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation timing and other requirements relating the delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts 10/15/2021 Certified 10/28/2021 2
NODALCL Fee Schedule Update 12/30/2022 Certified 01/17/2023 2