| EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-17 relating to the Price List for transactions on Xetra |
06/09/2017 |
Certified |
06/23/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
05/15/2020 |
Notified |
05/15/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
02/04/2022 |
Notified |
02/04/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions |
03/23/2018 |
Certified |
04/06/2018 |
|
2 |
| ICE NGX |
Amendments to RMF re Enhance Financial Resources |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| OCC |
Proposed amendments to OCC's settlement times for margin and Clearing Fund deposits. |
05/06/2022 |
Certified |
05/20/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. |
07/07/2023 |
Certified |
07/20/2023 |
|
2 |
| ICECC |
ICE Clear Credit LLC submits notice of its intent to migrate its data center. |
09/27/2023 |
Certified |
11/20/2023 |
|
2 |
| ICLREU2 |
The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. |
12/07/2016 |
Certified |
12/21/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 036-17 relating to migration of Eurex Trade Entry Services to the Eurex Exchanges' rules |
04/20/2017 |
Certified |
05/04/2017 |
|
2 |
| OCC |
Proposed rule change concerning enhancements to The Options Clearing Corporation's stress testing and Clearing Fund methodology. |
08/06/2018 |
Certified |
08/20/2018 |
|
2 |
| CME |
Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. |
04/12/2019 |
Certified |
04/26/2019 |
|
2 |
| ICE NGX |
RMF changes re annual review |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/02/2022 |
Notified |
12/02/2022 |
|
2 |
| ICLR US |
Rule Amendments |
02/22/2024 |
Certified |
03/07/2024 |
|
2 |
| NADEX |
Nadex is amending its membership rule in order to include Entities (as defined in Chapter 1 of the Nadex Rulebook) who are validly organized in a Non-US jurisdiction to be eligible for Nadex Membership as a Trading Member. |
11/21/2024 |
10 Day Review |
11/21/2024 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 19 March 2018. |
03/26/2018 |
Notified |
03/26/2018 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland |
05/14/2018 |
Certified |
05/29/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 018-19 related to amending the Participation Agreement/Appendix 1 of the Default Management Committee Rules to cover affiliated Disclosed Direct Clients and other minor, clarifying amendments |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 019-19 related to amending the Price List to introduce an alternative version of the existing Standard Pricing Model for Disclosed Clients with System Access or Basic Disclosed Clients with Reports |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| ICLR US |
Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. |
09/27/2019 |
Certified |
10/11/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits applicable to all Clearing Members for house and customer accounts. |
10/17/2022 |
Certified |
10/31/2022 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. |
09/28/2023 |
Certified |
10/12/2023 |
|
2 |
| CME |
Conversion of the Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) Futures Contract to the Three-Month SOFR Futures Contract and the Subsequent Delisting of the Three-Month Bloomberg Short-Term Bank Yield Index (BSBY) Futures Contract |
09/19/2024 |
Certified |
10/03/2024 |
|
2 |
| ICECC |
New rule governing SDR reporting obligations. |
03/14/2013 |
Withdrawn |
03/22/2013 |
|
2 |
| LCHLTD |
Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. |
09/04/2014 |
Certified |
09/18/2014 |
|
2 |
| ICLREU2 |
To amend certain of the ICE Clear Europe risk margin and other policies relating to credit default swaps (CDS) and certain liquidity policies in order to facilitate compliance with requirements under the European Market Infrastructure Regulation. |
11/24/2014 |
Certified |
12/09/2014 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 30 July 2018. |
08/07/2018 |
Notified |
08/07/2018 |
|
2 |
| ICLREU2 |
Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. |
02/25/2019 |
Certified |
03/11/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-23 related to extension of Eurex Clearing's clearing offering with respect to Eurex Repo Transactions (outside the DCO scope) to U.S.-based entities that are registered as broker-dealers |
05/19/2023 |
Certified |
06/05/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. |
11/16/2023 |
Certified |
12/01/2023 |
|
2 |
| ICLREU2 |
New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. |
03/15/2013 |
Withdrawn |
03/21/2013 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 11 June 2018. |
06/20/2018 |
Notified |
06/20/2018 |
|
2 |
| SGX-DC |
The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. |
10/31/2018 |
Certified |
11/15/2018 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/06/2020 |
Notified |
11/06/2020 |
|
2 |
| CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
| ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
06/30/2015 |
Withdrawn |
07/10/2015 |
|
2 |
| CME |
Implementation of the OTC FX Non-Deliverable Forwards Incentive Program |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
| LCHLTD |
LCH LTD changes to its Margin Collateral Haircut Schedule. |
03/27/2018 |
Certified |
04/09/2018 |
|
2 |
| NODALCL |
Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) |
10/01/2019 |
Certified |
10/16/2019 |
|
2 |
| CME |
Modifications to CME Risk Management Framework |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
| EUREX |
Proposed amendments to the Price List in Eurex Clearing Circular 072/21 relating to the launch of the new securities clearing platform "C7 Securities Clearing Service." |
08/13/2021 |
Certified |
08/26/2021 |
|
2 |
| ICE NGX |
Amendments to the ICE NGX Default Management Procedures |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 046-23 related to the discontinuation of the infrastructure for portfolio compression service providers to offer compression services to Exchange Participants for listed derivatives |
07/10/2023 |
Certified |
07/24/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
02/23/2024 |
Notified |
02/23/2024 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 026-24 related to updated reporting according to Article 9 of EMIR for ETD contracts |
04/10/2024 |
Certified |
04/24/2024 |
|
2 |
| ICECC |
Weekly notification of rule amendments. |
08/23/2024 |
Notified |
08/23/2024 |
|
2 |
| OCC |
OCC is amending the proposed definition of "Section 871(m) Implementation Date" in its By-Laws to revise the date by which certain of OCC's Clearing Members must provide documentation to OCC showing that they are Qualified Derivatives Dealers. |
12/08/2016 |
Notified |
12/08/2016 |
|
2 |
