Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland 06/05/2023 Certified 06/20/2023 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 10/13/2023 Notified 10/13/2023 2
OCC Rule Certification Concerning Updates to OCCs Collateral Risk Management Policy and Margin Policy 12/04/2023 Certified 12/18/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-24 related to the introduction of Total Return Futures on STOXX Europe 600 Index and delisting of iSTOXX Collateral Index Total Return Futures on Eurex Deutschland 09/06/2024 Certified 09/19/2024 2
SGX-DC Weekly notification of rule amendments for the week of 23 January 2017. 01/31/2017 Notified 01/31/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, andClearing Fund and Stress Testing Methodology. 11/19/2019 Certified 12/04/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 082/21 relating to the introduction of new group IDs IE22, IE23, CH23, DE23 and NL22 for single stock dividend futures. 09/15/2021 Certified 09/28/2021 2
ICE NGX Certification of Investment Guidelines 12/10/2021 Certified 12/27/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/22/2022 Notified 07/22/2022 2
MIAX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange 12/05/2023 Certified 12/18/2023 2
ICECC Weekly Notification of rule amendment 09/06/2024 Notified 09/06/2024 2
ICECC ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. 09/22/2015 Certified 10/06/2015 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 03/24/2016 Certified 04/06/2016 2
OCC Proposed rule change to enhance OCC's Stock Loan/Hedge Program and Market Loan Program. 03/23/2017 Certified 04/06/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/05/2017 Notified 05/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 December 2017. 12/25/2017 Notified 12/25/2017 2
OCC Proposed rule change concerning enhancements to The Options Clearing Corporation's Rules, Margin Policy,Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology toaddress Specific Wrong-Way Risk. 11/19/2019 Certified 12/04/2019 2
EUREX Proposed stated policy in Eurex Clearing Circular 080-22 related to OTC IRD Client Activation Program 2023 for Disclosed Direct Clients, FCM Clients, and ISA Direct Clearing Members 11/01/2022 Certified 11/16/2022 2
SGX-DC Weekly notification of rule amendments for the week of 5 February 2018. 02/11/2018 Notified 02/11/2018 2
ICLREU2 ICE Clear Europe is proposing to amend its F&O Risk Procedures. 10/22/2019 Certified 11/04/2019 2
EUREX Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures 11/09/2020 Certified 11/24/2020 2
EUREX Proposed amendments in Eurex Clearing Circular 076/21 relating to a new contract naming convention for 3M SARON Futures (FSR3). 08/26/2021 Certified 09/10/2021 2
OCC Proposed rule change to revise The Options Clearing Corporation's Schedule of Fees. 03/12/2019 Certified 03/26/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions 05/28/2019 Certified 06/11/2019 2
SGX-DC Weekly notification of rule amendments for the week of 11 November 2019. 11/20/2019 Notified 11/20/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-20 related to the introduction of a fee for non-disclosed block trades in index options on the DAXr (ODAX), EURO STOXXr Banks (OESB) or SMIr (OSMI) 03/31/2020 Certified 04/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments 11/09/2020 Certified 11/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-21 related to launch of Daily Futures on KOSPI 200 Futures on Eurex Deutschland 02/10/2021 Certified 02/25/2021 2
MIAX Revisions to Risk Manual 09/15/2021 Withdrawn 09/30/2021 2
ICECC ICE Clear Credit proposes amending Chapter 26 of its Rulebook. 04/05/2022 Certified 04/19/2022 2
OCC Amend Bylaws to allow OCC to approve OCC's form of clearing member application and form of clearing agreement; SR-OCC-2012-12 07/10/2012 Withdrawn 07/16/2012 2
ICLREU2 To modify the ICEU Rules to clarify the application of certain default-related provisions in the context of resolution proceedings with respect to the Clearing House or a Clearing Member. 02/01/2017 Certified 02/15/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures 11/09/2020 Certified 11/24/2020 2
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
NODALCL Transaction Fee Schedule update for Nodal Exchange products 11/02/2022 Certified 11/17/2022 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules. Specifically, ICC purposes to add a Single Name Sovereign CDS Contract, the Dominican Republic to the ICC Clearing Rules to be cleared. 04/18/2023 Certified 05/02/2023 2
LCHSA LCH SA is proposing to expand the eligible collateral (CADES...) to be posted by a clearing member to satisfy the margin requirements. 07/17/2023 Certified 07/28/2023 2
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures U.S. RIN and RVO Futures and Option on Futures Contracts. 01/15/2024 Certified 01/29/2024 2
CME Introduction of FX spot, forward and swap transactions 09/23/2011 Certified 10/08/2011 2
SGX-DC Weekly notification of rule amendments for the week of 20 May 2019. 05/29/2019 Notified 05/29/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 096-20 related to clearing for clients domiciled in the People's Republic of China, extending the cut-off time for EUR cash collateral, and directly debiting fees with permission 11/09/2020 Certified 11/24/2020 2
OCC Proposed rule change concerning the implementation of new Sufficiency Scenarios in The Options Clearing Corporation's stress testing inventory. 12/16/2020 Certified 12/31/2020 2
EUREX Proposed amendments in Eurex Clearing Circular 022-22 to the Clearing Conditions and Price List relating to discontinuation of clearing services for equity and equity index on derivatives on Russian underlyings. 04/06/2022 Certified 04/20/2022 2
EUREX Proposed amendments in Eurex Clearing Circular 036-22 to the Clearing Conditions and the Price List with regard to the implementation of a new equity index derivatives. 05/20/2022 Certified 06/06/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 066-23 related to the launch of DAX Index End-of-Day Options Contracts on Eurex Deutschland 10/17/2023 Certified 10/30/2023 2
OCC This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director. 10/21/2014 Certified 11/04/2014 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 09/13/2017 Certified 09/27/2017 2
SGX-DC Weekly notification of rule amendments for the week of 14 May 2018. 05/23/2018 Notified 05/23/2018 2
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures 08/20/2018 Certified 09/04/2018 2