ICLREU2 |
ICE Clear Europe is amending its Operational Risk and Resilience Policy to rename its "Three Lines of Defence Model" for managing risks as the "Three Lines Model", as well as make various conforming changes. |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
OCC |
The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. |
12/31/2015 |
Certified |
01/15/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-18 related to allowin for consolidated calculation of volume rebates in futures products for Non-Clearing Members or Clearing Members that opt to have Multiple Clearing Relationships |
05/24/2018 |
Certified |
06/08/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
02/07/2020 |
Notified |
02/07/2020 |
|
2 |
NYMEX |
NYMEX European and Asian Petroleum Products Incentive Program, 12-014 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
NYMEX |
International Crude and Refined Products Incentive Program; 12-243 |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 080-16 related to clarifying transaction fees for OTC Interest Rate Derivative transactions, the pledge agreement for certain securities accounts, and responsibilities for Clearing Fund contributions |
06/23/2016 |
Certified |
07/08/2016 |
|
2 |
ICECC |
ICC proposes revising the ICC Risk Management Model Description document to incorporate risk model enhancements. |
08/10/2016 |
Certified |
08/24/2016 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
12/14/2018 |
Notified |
12/14/2018 |
|
2 |
LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
ICLR US |
Amendments to ICUS's Risk Management Framework |
10/25/2019 |
Certified |
11/08/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/27/2021 |
Notified |
08/27/2021 |
|
2 |
LX |
Amendment of Rulebook. |
07/27/2022 |
Withdrawn |
08/04/2022 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 22 April 2019. |
05/02/2019 |
Notified |
05/02/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group |
07/09/2021 |
Notified |
07/09/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 082-22 related to introduction of Micro-Options on the DAXr index on Eurex Deutschland and discontinuation of clearing services for futures and options on the MDAXr index |
11/07/2022 |
Certified |
11/22/2022 |
|
2 |
EUREX |
Proposed stated policy in Eurex Clearing Circular 093-22 related to a temporary fee waiver regarding Trade Entry Services (i.e., off-book)transactions in FX futures and suspension of an additional fee for FX futures |
12/13/2022 |
Certified |
12/28/2022 |
|
2 |
ICLREU2 |
ICEU is amending the Investment Management Procedures in the Table of Authorised Investments and Concentration Limits for ICEU's Regulatory Capital to change the maximum maturity of certain investments in sovereign and government agency bonds. |
04/25/2023 |
Certified |
05/09/2023 |
|
2 |
ICLR US |
Proposed amendments to the ICE Clear U.S. Risk Management Framework. |
07/16/2024 |
10 Day Review |
07/16/2024 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
05/31/2019 |
Notified |
05/31/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 059-20 related to the delisting of Inter-Product Spreads listed on Eurex Deutschland and a fee waiver on certain products listed on Eurex Deutschland |
07/08/2020 |
Certified |
07/22/2020 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/16/2022 |
Notified |
09/16/2022 |
|
2 |
LCHLTD |
LCH Limited a new schedule of securities acceptable for margin cover purposes. |
11/08/2022 |
Certified |
11/23/2022 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
03/14/2023 |
Certified |
03/28/2023 |
|
2 |
ICE NGX |
Amendments to rules of the Contracting Party's Agreement primarily for the purpose of adding crude oil products to those offered by NGX. |
04/30/2009 |
Certified |
05/04/2009 |
|
2 |
NYMEX |
Energy Products Cross-Venue Incentive Program, 12-015 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
02/03/2017 |
Notified |
02/03/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 097-19 related to discontinuation of the product offerings with the reference interest rate of the 12M GBP LIBOR, changes to the VM formula, the change from EONIA to ?STR, and trigger events |
10/28/2019 |
Certified |
11/12/2019 |
|
2 |
LCHLTD |
LCH Limited Self Certification: Rule changes related to a FCM customer's default in the ForexClear service |
09/03/2020 |
Certified |
09/18/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-21 related to revoking the clearing eligibility of FRAs referencing CHF, GBP, JPY LIBOR with an expiry on or after October 1, 2021, and referencing USD LIBOR with an expiry on or after April 1, 2023 |
04/09/2021 |
Certified |
04/23/2021 |
|
2 |
ICLR US |
Amendment to the shortfall margin methodology contained in the ICE Clear U.S. Risk Management Framework |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting a new Clearing Membership Policy and Procedures to consolidate and summarize its existing clearing membership criteria and to document certain existing processes and procedures concerning the membership application process. |
09/17/2021 |
Certified |
10/01/2021 |
|
2 |
LCHLTD |
LCH is re-filing proposed changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. |
03/07/2024 |
Certified |
03/21/2024 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system |
02/15/2018 |
Certified |
03/02/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 13 August 2018. |
08/22/2018 |
Notified |
08/22/2018 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. |
06/03/2019 |
Certified |
06/17/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 010-21 related to the introduction of Clearstream Banking S.A., Luxembourg (CBL) as an additional settlement location for Eurex Clearing for the settlement of Repo transactions |
02/11/2021 |
Certified |
02/26/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/09/2021 |
Notified |
04/09/2021 |
|
2 |
CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rules in Connection with the Closure of CME and CBOT Trading Pits Except for the CME Eurodollar and SOFR Options Pit. |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
LX |
Amendments to Participant Agreement |
07/28/2022 |
Withdrawn |
08/04/2022 |
|
2 |
NODALCL |
Rule change filing. |
05/08/2017 |
Certified |
05/22/2017 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
08/04/2017 |
Notified |
08/04/2017 |
|
2 |
CME |
Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
CME |
Modifications to CME Clearing Credit Policy |
04/09/2021 |
Certified |
04/23/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to amend the rate of return paid by ICE Clear Europe on Euro and Pound Sterling cash margin and Guaranty Fund deposits |
02/25/2022 |
Certified |
03/10/2022 |
|
2 |
ICECC |
ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. |
12/04/2017 |
Certified |
12/18/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-19 related to ending the offering of the ICM and value-based allocation under the ECM, increasing setup flexibility for Basic DCs and Undisclosed DCs, and introducing dealer-to-client currency prods |
10/29/2019 |
Certified |
11/12/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 110-19 related to the introduction of futures on the EURO STOXX 50r Realized Dispersion Index |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |