Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe is amending its Capital Replenishment Plan principally to reflect certain requirements under EMIR Regulatory Technical Standards. The amendments will also remove a reference to the SEC as a regulator that supervises ICE Clear Europe. 07/16/2024 Certified 07/29/2024 2
EUREX Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc 08/09/2016 Certified 08/23/2016 2
OCC Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options Clearing Corporation's margin methodology. 05/01/2019 Withdrawn 05/06/2019 2
ICLREU2 ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. 05/31/2019 Certified 06/13/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/12/2019 Notified 07/12/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/18/2020 Notified 12/18/2020 2
ICLREU2 ICE Clear Europe is amending its Operational Risk and Resilience Policy to rename its "Three Lines of Defence Model" for managing risks as the "Three Lines Model", as well as make various conforming changes. 07/16/2024 Certified 07/29/2024 2
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 01/13/2012 Certified 01/31/2012 2
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees in accordance with its new Fee Policy. 12/31/2015 Certified 01/15/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 047-18 related to allowin for consolidated calculation of volume rebates in futures products for Non-Clearing Members or Clearing Members that opt to have Multiple Clearing Relationships 05/24/2018 Certified 06/08/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/07/2020 Notified 02/07/2020 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- ICE Risk Model 1 Concentration Charges 10/04/2024 Certified 10/21/2024 2
NYMEX NYMEX European and Asian Petroleum Products Incentive Program, 12-014 01/13/2012 Certified 01/31/2012 2
NYMEX International Crude and Refined Products Incentive Program; 12-243 07/20/2012 Certified 08/04/2012 2
EUREX Proposed rule changes in Eurex Clearing Circular 080-16 related to clarifying transaction fees for OTC Interest Rate Derivative transactions, the pledge agreement for certain securities accounts, and responsibilities for Clearing Fund contributions 06/23/2016 Certified 07/08/2016 2
ICECC ICC proposes revising the ICC Risk Management Model Description document to incorporate risk model enhancements. 08/10/2016 Certified 08/24/2016 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/14/2018 Notified 12/14/2018 2
LX Revised Enterprise Risk Management Plan 05/31/2019 Withdrawn 06/13/2019 2
ICLR US Amendments to ICUS's Risk Management Framework 10/25/2019 Certified 11/08/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/27/2021 Notified 08/27/2021 2
LX Amendment of Rulebook. 07/27/2022 Withdrawn 08/04/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- Clarifications to the Description of Qualifying Liquidity Resources 10/04/2024 Certified 10/21/2024 2
SGX-DC Weekly notification of rule amendments for the week of 22 April 2019. 05/02/2019 Notified 05/02/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group 07/09/2021 Notified 07/09/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 082-22 related to introduction of Micro-Options on the DAXr index on Eurex Deutschland and discontinuation of clearing services for futures and options on the MDAXr index 11/07/2022 Certified 11/22/2022 2
EUREX Proposed stated policy in Eurex Clearing Circular 093-22 related to a temporary fee waiver regarding Trade Entry Services (i.e., off-book)transactions in FX futures and suspension of an additional fee for FX futures 12/13/2022 Certified 12/28/2022 2
ICLREU2 ICEU is amending the Investment Management Procedures in the Table of Authorised Investments and Concentration Limits for ICEU's Regulatory Capital to change the maximum maturity of certain investments in sovereign and government agency bonds. 04/25/2023 Certified 05/09/2023 2
ICLR US Proposed amendments to the ICE Clear U.S. Risk Management Framework. 07/16/2024 Certified 07/30/2024 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/31/2019 Notified 05/31/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 059-20 related to the delisting of Inter-Product Spreads listed on Eurex Deutschland and a fee waiver on certain products listed on Eurex Deutschland 07/08/2020 Certified 07/22/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/16/2022 Notified 09/16/2022 2
LCHLTD LCH Limited a new schedule of securities acceptable for margin cover purposes. 11/08/2022 Certified 11/23/2022 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 03/14/2023 Certified 03/28/2023 2
ICE NGX Amendments to rules of the Contracting Party's Agreement primarily for the purpose of adding crude oil products to those offered by NGX. 04/30/2009 Certified 05/04/2009 2
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/03/2017 Notified 02/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 097-19 related to discontinuation of the product offerings with the reference interest rate of the 12M GBP LIBOR, changes to the VM formula, the change from EONIA to ?STR, and trigger events 10/28/2019 Certified 11/12/2019 2
LCHLTD LCH Limited Self Certification: Rule changes related to a FCM customer's default in the ForexClear service 09/03/2020 Certified 09/18/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 033-21 related to revoking the clearing eligibility of FRAs referencing CHF, GBP, JPY LIBOR with an expiry on or after October 1, 2021, and referencing USD LIBOR with an expiry on or after April 1, 2023 04/09/2021 Certified 04/23/2021 2
ICLR US Amendment to the shortfall margin methodology contained in the ICE Clear U.S. Risk Management Framework 08/27/2021 Certified 09/13/2021 2
ICLREU2 ICE Clear Europe is adopting a new Clearing Membership Policy and Procedures to consolidate and summarize its existing clearing membership criteria and to document certain existing processes and procedures concerning the membership application process. 09/17/2021 Certified 10/01/2021 2
LCHLTD LCH is re-filing proposed changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. 03/07/2024 Certified 03/21/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system 02/15/2018 Certified 03/02/2018 2
SGX-DC Weekly notification of rule amendments for the week of 13 August 2018. 08/22/2018 Notified 08/22/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. 06/03/2019 Certified 06/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 010-21 related to the introduction of Clearstream Banking S.A., Luxembourg (CBL) as an additional settlement location for Eurex Clearing for the settlement of Repo transactions 02/11/2021 Certified 02/26/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/09/2021 Notified 04/09/2021 2
CME Amendments to CME, CBOT, and NYMEX/COMEX Rules in Connection with the Closure of CME and CBOT Trading Pits Except for the CME Eurodollar and SOFR Options Pit. 08/27/2021 Certified 09/13/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares 10/28/2021 Certified 11/12/2021 2
LX Amendments to Participant Agreement 07/28/2022 Withdrawn 08/04/2022 2