Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICEU proposes to modify its Collateral and Haircut Procedures to include explicitly the formula used for calculating Permitted Cover value, and provide further details on the ICEU's procedures for monitoring data related to collateral valuations 10/29/2021 Certified 11/15/2021 2
ICLREU2 ICE Clear Europe Limited proposes to modify its Futures & Options Guaranty Fund Policy to make certain clarifications and updates 04/08/2022 Certified 04/22/2022 2
ICECC The principal purpose of the proposed changes to the New Initiatives Approval Policy and Procedural Framework is to add additional details to the Approvals Matrix review and the Risk assessment review and approval process. 06/08/2023 Certified 06/23/2023 2
CME Modifications to the Post-Trade Fee Schedule for FEX Large-scale Generation Certificates (LGC) Monthly Futures 12/08/2023 Certified 12/22/2023 2
SGX-DC Weekly notification of rule amendments for the week of 2 July 2018. 07/09/2018 Notified 07/09/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 062/21 related to the introduction of a simplified security collateral fee scheme, JPY as a additional cash collateral currency, alignment of fee to USD, rejection right re: Eligible Margin Assets 07/12/2021 Certified 07/26/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 025-22 related to the composition of the Equity (Index) Derivatives Liquidation Group and the discontinuation of the MSCI Dividend Futures Liquidation Group within the Default Management Process 04/09/2022 Certified 04/22/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/01/2023 Notified 09/01/2023 2
CME Advance notice of proposed rules relating to liquidity risk management. 12/18/2013 Withdrawn 03/28/2014 2
SGX-DC Weekly notification of rule amendments for the week of 11 September 2017. 09/18/2017 Notified 09/18/2017 2
SGX-DC Weekly notification of rule amendments for the week of 25 June 2018. 07/09/2018 Notified 07/09/2018 2
ICECC ICC proposes updates to its fee schedule. 11/16/2020 Certified 12/01/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/08/2022 Notified 04/08/2022 2
SGX-DC Weekly notification of rule amendments for the week of 29 April 2019. 05/06/2019 Notified 05/06/2019 2
ICLR US Changes to Risk Management Framework 02/16/2016 Certified 03/01/2016 2
ICLREU2 ICE Clear Europe is amending its CDS End-of-Day Price Discovery Policy to change the calculation of firm trade notional limits for single-name CDS Contracts. ICEU is also amending its Price Submission Disciplinary Framework. 05/11/2017 Certified 05/25/2017 2
SGX-DC Weekly notification of rule amendments for the week of 10 December 2018. 12/19/2018 Notified 12/19/2018 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 07/10/2018 Certified 07/24/2018 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2
SGX-DC Weekly notification of rule amendments for the week of 27 May 2019. 06/07/2019 Notified 06/07/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 083/21 relating to the transition of the reference Funding Rate for EURO STOXX 50 Index Total Return Futures from `?STR + EONIA transition spread' to ?STR flat. 09/21/2021 Certified 10/04/2021 2
ICLREU2 ICE Clear Europe Limited proposes to amend Part HH of its Delivery Procedures to to make certain corrections and clarifications with respect to the ICE Endex French PEG Natural Gas Contracts. 06/09/2023 Certified 06/26/2023 2
ICLREU2 ICEU is amending its Rules to address more consistently the treatment of certain losses that do not arise from the default of a Clearing Member, generally referred to as non-default losses, including certain investment losses and custodial losses. 07/19/2023 Certified 08/02/2023 2
OCC Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R 11/22/2011 Certified 12/08/2011 2
SGX-DC Weekly notification of rule amendments for the week of 21 May 2018. 05/27/2018 Notified 05/27/2018 2
ICECC ICC proposes amendments to its Clearing Rules. 10/14/2020 Certified 10/28/2020 2
ICLREU2 ICE Clear Europe is amending Part Q, Part R and Part B of its Delivery Procedures to make clarifications and updates with respect to certain delivery specifications. 11/18/2020 Certified 12/02/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 040-23 related to amending the Porting Period for NOSA Undisclosed Direct Clients Transaction Accounts Groups in the Elementary Clearing Model 06/09/2023 Certified 06/26/2023 2
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/07/2019 Notified 06/07/2019 2
ICLR US Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. 11/01/2019 Certified 11/18/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established byICC in consultation with the ICC Risk Committee, Trading Advisory Group and/orRisk Working Group. 03/17/2023 Notified 03/17/2023 2
LX Operations Manual amendment 09/19/2017 Certified 10/03/2017 2
SGX-DC Weekly notification of rule amendments for the week of 16 December 2019. 12/26/2019 Notified 12/26/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement 11/01/2021 Certified 11/16/2021 2
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin 06/10/2019 Certified 06/24/2019 2
ICLR US Amendments to the ICUS Risk Management Framework and Default Management Procedures. 12/22/2020 Withdrawn 01/07/2021 2
ICLREU2 ICE Clear Europe is amending Part 12 of the Rules to implement certain account and settlement finality arrangements applicable to the settlement of Euro-denominated payments by the Clearing House through the European Union ("EU") TARGET2 payment system. 02/18/2021 Certified 03/04/2021 2
ICECC ICC proposes to implement amendments to its Clearing Rules to permit it to take advantage of certain additional settlement finality protections under applicable UK and EU law. 07/29/2022 Certified 08/12/2022 2
MIAX Language amendments relating to the MGEX Risk Manual and Exhibit A. 04/28/2023 Certified 05/12/2023 2
ICECC ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. 10/30/2014 Certified 11/14/2014 2
EUREX Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing 05/12/2017 Certified 05/26/2017 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. 02/22/2018 Certified 03/08/2018 2
CME Notification of Rule Amendments - Week of July 2, 2018 07/10/2018 Notified 07/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to amending the Price List to reduce Service Fees for certain Eligible Margin Assets and add repo transactions to the exemption limit for free online requests 03/18/2019 Certified 04/01/2019 2
SGX-DC Weekly notification of rule amendments for the week of 19 August 2019. 08/28/2019 Notified 08/28/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 037-22 relating to clarifying the Hedging Auction Default Management Tool. 06/01/2022 Certified 06/15/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/29/2022 Notified 07/29/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/28/2023 Notified 04/28/2023 2
SGX-DC Weekly notification of rule amendments for the week of 8 May 2017. 05/14/2017 Notified 05/14/2017 2