OCC |
Certification to correct The Options Clearing Corporation's schedule of fees |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
ICLR US |
Rule Amendments |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
OCC |
Rule Certification to Amend and Enhance OCC's Model Risk Management Policy |
06/13/2023 |
Certified |
06/28/2023 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 27 November 2017. |
12/07/2017 |
Notified |
12/07/2017 |
|
2 |
ICLR US |
Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. |
12/24/2018 |
Certified |
02/07/2019 |
|
2 |
LCHSA |
LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other |
01/06/2020 |
Certified |
01/21/2020 |
|
2 |
CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 30 December 2019 till 31 December 2019. |
01/07/2020 |
Notified |
01/07/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation |
09/09/2020 |
Certified |
09/23/2020 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. |
06/02/2021 |
Certified |
06/16/2021 |
|
2 |
ICLREU2 |
Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). |
03/07/2022 |
Certified |
03/21/2022 |
|
2 |
ICE NGX |
Contracting Party Information Updates |
09/21/2022 |
Certified |
10/05/2022 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 25 December 2017. |
01/04/2018 |
Notified |
01/04/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
ICE NGX |
Amendments to ICE NGX Risk Management Framework |
04/14/2021 |
Certified |
04/28/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD |
11/04/2021 |
Certified |
11/18/2021 |
|
2 |
NODALCL |
Various Amendments to Nodal Clear Rules |
06/06/2022 |
Certified |
06/21/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered |
03/22/2023 |
Certified |
04/05/2023 |
|
2 |
CME |
Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform |
06/14/2023 |
Certified |
07/12/2024 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 12 June 2017. |
06/18/2017 |
Notified |
06/18/2017 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
06/01/2018 |
Notified |
06/01/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
ICECC |
ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
CME |
Modifications to CME Clearing's Manual of Operations |
12/14/2021 |
Certified |
12/29/2021 |
|
2 |
LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
CME |
Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice |
02/23/2016 |
Certified |
03/08/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies |
06/01/2018 |
Certified |
06/15/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 17 December 2018. |
12/28/2018 |
Notified |
12/28/2018 |
|
2 |
CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
NYMEX |
NYMEX Brent Block Trade Broker Rebate Program |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
MGEX |
Rule amendment to update the membership requirement as it pertains to clearing privileges. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
LCHLTD |
Amendments to rules to admit Futures Commission Merchants to join the EnClear and Nodal service and clear transactions on behalf of their clients. |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
LCHLTD |
Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/08/2017 |
Notified |
12/08/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 21, 2020 |
12/30/2020 |
Notified |
12/30/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to the ForexClear fee schedule. |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
CME |
Performance Bond Deposits Line of Credit |
10/06/2003 |
Certified |
10/06/2003 |
|
1 |
CBT |
Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options |
10/15/2007 |
Certified |
10/17/2007 |
|
1 |
OCC |
Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
NYMEX |
Delisting eleven tanker freight forwards contracts |
07/23/2012 |
Certified |
07/23/2012 |
|
1 |
CME |
Amendments to Chapter 8H of CME Rulebook |
12/04/2014 |
Certified |
12/18/2014 |
|
1 |
LCHLTD |
In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
CMECE |
Weekly Notification of Rule amendments for week of January 30, 2017. |
02/10/2017 |
Notified |
02/10/2017 |
|
1 |
MGEX |
Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. |
07/14/2020 |
Certified |
07/28/2020 |
|
1 |