Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Notification of Rule Amendments 09/29/2015 Certified 10/13/2015 1
LCHLTD LCH changes to its London Deposit Rate (LDR) paid on clearing member cash balances held within the SwapClear and ForexClear services. These changes became effective on 14 December 2016. 12/16/2016 Notified 12/16/2016 1
LCHLTD LCH Limited Self-Certification: Complaints Procedure 04/17/2020 Certified 05/01/2020 1
CME Weekly Notification of Rule Amendments - Week of February 15, 2021 02/24/2021 Notified 02/24/2021 1
CME Weekly Notification of Rule Amendments - Week of November 7, 2022 11/15/2022 Notified 11/15/2022 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate 06/19/2023 Notified 06/19/2023 1
CBT Deletion of swap product traded and cleared OTC (ethanol previous month) 07/25/2007 Certified 08/14/2007 1
NYMEX New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. 11/19/2008 Approved 11/19/2008 This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. 1
CMECE Expansion of Product Listing Cycle European Ethanol; 11-467 12/02/2011 Certified 12/17/2011 1
CME Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. 09/26/2012 Certified 10/12/2012 1
LCHLLC Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. 11/08/2013 Certified 11/26/2013 1
CME Delisting of Certain Contract Months for the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 11/03/2014 Certified 11/03/2014 1
LCHLTD LCH.Clearnet is clarifying rights exercised under Regulation 46A and Regulation 45, the Clearing House makes a recovery in respect of the Treasury Default, the Clearing House will (after replenishing its own expenses). 06/09/2015 Certified 06/22/2015 1
CMECE Weekly Notification of rule amendments issued from the date of CMECE's DCO Registration (November 30, 2016) through to the week of December 5, 2016. 12/16/2016 Notified 12/16/2016 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. 11/01/2017 Certified 11/16/2017 1
CME Weekly Notification of Rule Amendments - Week of February 19, 2018 03/01/2018 Notified 03/01/2018 1
LCHLTD LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. 04/17/2020 Certified 05/01/2020 1
CME Weekly Notification of Rule Amendments - Week of November 16, 2020 11/23/2020 Notified 11/23/2020 1
OCC Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees 09/28/2021 Certified 10/13/2021 1
CME Weekly Notification of Rule Amendments - May 27, 2024 06/05/2024 Notified 06/05/2024 1
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
LCHLTD Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. 06/06/2012 Certified 06/21/2012 1
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 12/13/2012 Withdrawn 01/09/2013 1
LCHLTD Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. 11/12/2013 Certified 11/27/2013 1
LCHLTD LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. 11/02/2017 Notified 11/02/2017 1
EUREX Weekly Notification of Rule Amendments - Week of December 31, 2018 01/07/2019 Notified 01/07/2019 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. 12/15/2021 Notified 12/15/2021 1
CME Weekly Notification of Rule Amendments - Week of January 3, 2022 01/10/2022 Notified 01/10/2022 1
LCHLTD LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative that offers portfolio margining between deliverable and non-deliverable segments. 01/26/2023 Certified 02/09/2023 1
OCC OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service 05/15/2006 Certified 05/15/2006 1
LCHLTD Amendment to introduce new Collateral Management System 02/09/2012 Certified 02/25/2012 1
ICLREU2 Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. 11/29/2012 Certified 12/13/2012 1
OCC Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. 11/08/2013 Certified 11/26/2013 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. 08/11/2014 Certified 08/25/2014 1
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
LCHLTD LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. 09/29/2017 Certified 10/13/2017 1
MIAX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
CME Weekly Notification of Rule Amendments - Week of May 28, 2018 06/06/2018 Notified 06/06/2018 1
SGX-DC Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. 05/15/2019 Certified 05/29/2019 1
OCC Proposed Rule Change to Modify the Sequence for Processing Options Transactions 04/17/2020 Certified 05/01/2020 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 14 Jan 2022. 01/10/2022 Notified 01/10/2022 1
CME Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) 06/20/2023 Notified 06/20/2023 1
EUREX Weekly Notification of Rule Amendments - Week of December 11, 2023 12/15/2023 Notified 12/15/2023 1
ICE NGX Non-substantive changes, including a move of a definition, and slight amendment to definition. 03/15/2024 Notified 03/15/2024 1
OCC OCC-2006-04, 4.26.06, Policy Statement on Internet Access 04/26/2006 Certified 04/26/2006 1
OCC Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. 12/14/2012 Certified 01/01/2013 1
OCC This proposed rule change concerns updated to clearing member documents. 11/04/2014 Certified 11/19/2014 1
CME Weekly Notification of Rule Amendments - Week of January 26, 2015 02/04/2015 Notified 02/04/2015 1