Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CMECE Weekly Notification of Rule Amendments - week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
ICE NGX CPA Amendments - Omnibus 06/21/2023 Certified 07/06/2023 1
CCD Implementation of clearing fees for margined futures products. 11/01/2023 Certified 11/16/2023 1
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
MGEX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
OCC Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. 05/14/2014 Certified 05/29/2014 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
CME Weekly Notification of Rule Amendments - Week of March 18, 2019 03/27/2019 Notified 03/27/2019 1
ICE NGX Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". 11/06/2019 Certified 11/21/2019 1
CME Weekly Notification of Rule Amendments - Week of February 17, 2019 02/26/2020 Notified 02/26/2020 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 09/16/2020 Certified 09/30/2020 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 11/09/2021 Certified 11/24/2021 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify its Procedures in order to comply with requirements under the European Market infrastructure Regulations that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
CME Weekly Notification of Rule Amendments - Week of July 31, 2017 08/09/2017 Notified 08/09/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning liquidity for same day settlement. 11/03/2017 Certified 11/20/2017 1
LCHLTD LCH is submitting for self-certification fee changes in the SwapClear service. 11/02/2023 Certified 11/17/2023 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. 12/15/2023 Notified 12/15/2023 1
LCHLTD A new set of rules relating to the clearing of OTC interest rate swaps ("FCM SwapClear Contracts) through LCH by registered FCMs that are clearing members of LCH. 02/15/2011 Certified 02/15/2011 1
MGEX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 435. ("Effect of Suspension or Expulsion") 07/17/2019 Certified 07/31/2019 1
CME Weekly Notification of Rule Amendments - Week of May 31, 2021 06/07/2021 Notified 06/07/2021 1
ICE NGX Non-substantive changes to description of Alliance Pipeline 01/12/2022 Notified 01/12/2022 1
CME Modification of Cleared Over-the-Counter ("OTC") U.S. Dollar ("USD") Denominated Interest Rate Swap Products Referencing the London Interbank Offered Rate ("LIBOR") and Limitation of Acceptance for Clearing and Modification and Withdrawal of Clearing ... 01/30/2023 Approved 03/17/2023 1
LCHLTD Weekly notification which outlines that the SwapClear service will amend its fees in relation to the Swiss Average Rate Overnight ("SARON") index administrator fees. 05/09/2024 Notified 05/09/2024 1
ICE NGX Addition of four physically settled natural gas futures contracts 06/06/2024 Certified 06/21/2024 1
CCORP CCFE as Exchange Market 11/24/2004 Certified 11/24/2004 1
LCHLLC Rule amendment to reflect changes to the Risk Committee charter, the creation of a Nominating committee, and to make other conforming changes. 05/28/2010 Certified 06/04/2010 1
LCHLLC Introduction of SwapClear US's annual clearing member fees, client fee structure, and the volume discount plan. 04/19/2013 Certified 05/04/2013 1
CME Changes to IRS contracts; 13-315 08/09/2013 Certified 08/24/2013 1
ICLR US Amendment and clarification re: original margin and treatment of confidential information 01/31/2014 Certified 02/15/2014 1
CME Weekly Notification of Rule Amendments - Week of October 23, 2017 11/03/2017 Notified 11/03/2017 1
CME Weekly Notification of Rule Amendments - Week of September 19, 2022 09/26/2022 Notified 09/26/2022 1
LCHLTD LCH Limited is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate for clearing members collateral cash balances. 11/17/2022 Certified 12/02/2022 1
CME Chapters 7 and 8 Clearing et al. 03/22/2006 Certified 03/22/2006 1
CME Changes to IRS Manual; 13-313 08/12/2013 Certified 08/27/2013 1
LCHLTD LCH.Clearnet Limited is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
CME Weekly Notification of Rule Amendments - Week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
LCHLTD LCH Limited self certifies changes to its rules to enable SwapClear Clearing Members ("SCMs") to register SwapClear Contracts subject to post-registration allocation, subject to certain conditions. 08/10/2017 Certified 08/24/2017 1
CME Weekly Notification of Rule Amendments - Week of January 1, 2018 01/10/2018 Notified 01/10/2018 1
LCHSA LCH SA is submitting for self-certification an incentive fee programme (CCP Switch Programme) proposed to existing and new potential clearing members and clients of its CDSClear service. 08/10/2022 Certified 08/23/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and the RepoClear Deposit Rate. 09/27/2022 Notified 09/27/2022 1
EUREX Weekly Notification of Rule Amendments - Week of September 4, 2023 09/08/2023 Notified 09/08/2023 1
OCC Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 08/15/2013 Certified 08/30/2013 1
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
CME Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program 03/11/2014 Certified 03/25/2014 1
CME Revisions to Rule 814 (Settlement Variation) 12/31/2014 Certified 01/15/2015 1
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
CME Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") 02/16/2017 Certified 03/03/2017 1
EUREX Weekly Notification of Rule Amendments - Week of August 7, 2017 08/10/2017 Notified 08/10/2017 1