Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Portfolio margining program for CME Eurodollar futures together with Eris Exchange Interest Rate Swap futures, for both customer and house accounts; 12-114 04/12/2012 Certified 04/27/2012 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the Monte Carlo Bootstrap Replacement to be implemented on 29 July 2016. 07/15/2016 Certified 07/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an update of CDSClear fees as a consequence of the launch of the Select Membership initiative to take effect no earlier than 7th September 2016. 08/23/2016 Certified 09/07/2016 1
CME Weekly Notification of Rule Amendments - Week of March 27, 2017 04/06/2017 Notified 04/06/2017 1
CME Weekly Notification of Rule Amendments - Week of June 12, 2017 06/23/2017 Notified 06/23/2017 1
ICLR US ICE Clear US is amending Rule 701 as part of a broader program to comply with the recently implemented European Union General Data Protection Regulation. 06/11/2018 Certified 06/25/2018 1
CCH Policy and procedure for Public Director qualification as market participant 06/07/2024 Certified 06/24/2024 1
ICLR US Liability, Options premiums, Default 07/12/2006 Certified 07/12/2006 1
OCC Rule amendments to improve definitions of and establishing consistent usage for, the terms "settlement price" and "final settlement price" as applied to futures contracts cleared by OCC as well as to reflect a change in a service offered by OCC. 01/24/2008 Certified 02/04/2008 1
CME Fee waiver program for OTC Credit Default Swap Clearing fees 10/14/2011 Certified 10/29/2011 1
CME Change to fees in S&P GSCI-ER cleared swap contracts; 12-119 04/13/2012 Certified 04/28/2012 1
NADEX Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. 10/28/2013 Certified 11/12/2013 1
OCC This proposed rule change would provide OCC with expanded delegated authority to review and approve certain business expansion requests and facilities management agreements. 03/28/2014 Certified 04/12/2014 1
SGX-DC Introduction of Titan-OTC, a new trade registration system - Amendments to SGX-DC Clearing Rules . This is a modification of submission 1511-0220-3851-31. 05/20/2016 Certified 06/03/2016 1
LCHLTD LCH proposes to amend its rules to allow the transfer of positions between FCM Clearing Members' Proprietary accounts and from an FCM Clearing Member to a SCM, provided that the SCM and FCM Clearing Member are affiliated. 07/15/2016 Withdrawn 07/26/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the proposed minor change for CDSClear not to apply the recovery risk margin to indices going forward. 02/20/2017 Certified 03/06/2017 1
LCHLTD LCH LTD is filing a self certification for changes to the ForexClear tariffs. 02/01/2019 Certified 02/15/2019 1
LCHLTD LCH Limited is submitting for self-certification changes to the ForexClear fee schedule to allow Clearing Members to receive a volume based discount on the applicable monthly fees. 04/01/2019 Certified 04/12/2019 1
CME Extension the CME OTC FX Fee Waiver Program 12/09/2019 Certified 12/23/2019 1
CME Weekly Notification of Rule Amendments - Week of November 23, 2020 11/30/2020 Notified 11/30/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 July 07/20/2021 Notified 07/20/2021 1
MIAX Notification of margin changes made prior week 09/30/2022 Notified 09/30/2022 1
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
CME Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse 02/06/2009 Approved 03/23/2009 1
CME New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index 10/14/2009 Certified 11/02/2009 1
LCHLTD Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. 09/01/2010 Certified 09/01/2010 1
CME Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members 10/17/2011 Certified 11/01/2011 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
LCHLTD LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. 01/05/2015 Certified 01/20/2015 1
ICLREU2 The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. 07/31/2015 Certified 08/14/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 07/15/2016 Certified 07/29/2016 1
CME Weekly Notification of Rule Amendments - Week of December 12, 2016 12/21/2016 Notified 12/21/2016 1
OCC Proposed rule change concerning changes to The Options Clearing Corporation's management structure. 02/01/2019 Certified 02/15/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to introduce a fee rebate regarding the CDSClear Index Swaptions clearing service. 04/01/2019 Certified 04/12/2019 1
ICE NGX The addition of four physically-settled natural gas futures transactions in the U.S. natural gas market with delivery points at Pine Prairie Hub (Evangeline Parish, LA). 09/05/2019 Certified 09/19/2019 1
CME Weekly Notification of Rule Amendments - Week of June 19, 2023 06/26/2023 Notified 06/26/2023 1
LCHLTD LCH Limited self-certification: Clearing of Mexican Peso overnight interest rate swaps that reference the MXN-TIIE ON-OIS Compound index 10/17/2024 Certified 10/31/2024 1
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
ICLR US Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." 02/10/2009 Certified 02/12/2009 1
CME New CME Chapter 415C setting forth the terms and conditions and the rules for clearing cleared-only OTC-traded S&P/GSCI Excess Return Index Swap Contracts 10/15/2009 Certified 11/02/2009 1
ICLREU2 Addition of new cleared OTC products 10/20/2011 Certified 11/04/2011 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
LCHLLC Change to Client Deposit and Default Fund Rates 04/30/2015 Certified 05/14/2015 1
MIAX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
LCHLTD Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members 02/12/2009 Certified 02/12/2009 1
CME New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts 10/15/2009 Certified 11/02/2009 1
CME New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps 11/12/2009 Certified 11/30/2009 1
CME Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. 10/29/2012 Certified 12/24/2012 1
OCC This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. 03/28/2014 Certified 04/12/2014 1