| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
08/17/2022 |
Certified |
08/31/2022 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification of the ForexClear fee holiday for NDOs and compression service, as well as a removal of a monthly fee discount related to non-deliverable products. |
11/18/2022 |
Certified |
12/02/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - June 3, 2024 |
06/11/2024 |
Notified |
06/11/2024 |
|
1 |
| OCC |
Futures Trade Matching |
12/19/2006 |
Certified |
01/08/2007 |
|
1 |
| OCC |
Adjustment to Futures and Futures Options |
12/23/2005 |
Certified |
12/23/2005 |
|
1 |
| NYMEX |
Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions |
08/21/2007 |
Certified |
08/28/2007 |
|
1 |
| ICE NGX |
Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Temporary delisting of certain contract months for cleared-only commodity index swaps. |
09/30/2013 |
Certified |
09/30/2013 |
|
1 |
| ICECC |
The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| CMECE |
Weekly notification of rule amendments |
05/25/2017 |
Notified |
05/25/2017 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. |
11/13/2017 |
Certified |
11/28/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 8, 2021 |
11/15/2021 |
Notified |
11/15/2021 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of October 30, 2023 |
11/03/2023 |
Notified |
11/03/2023 |
|
1 |
| LCHLTD |
LCH Limited ("LCH") self-certification: LCH rulebook amendments related to Clearing Members in Resolution |
02/02/2024 |
Certified |
02/16/2024 |
|
1 |
| OCC |
STANS Clearing Fund |
12/12/2005 |
Certified |
12/12/2005 |
|
1 |
| CCORP |
Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange |
08/22/2007 |
Certified |
08/28/2007 |
|
1 |
| ICLR US |
Delisting Iron Ore Swaps |
10/26/2011 |
Certified |
10/27/2011 |
|
1 |
| NADEX |
Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing |
06/13/2012 |
Certified |
06/13/2012 |
|
1 |
| ICLR US |
Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| ICLREU2 |
Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 15, 2017 |
05/25/2017 |
Notified |
05/25/2017 |
|
1 |
| LCHLTD |
LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. |
11/13/2017 |
Certified |
11/28/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 4, 2018 |
06/14/2018 |
Notified |
06/14/2018 |
|
1 |
| LCHLTD |
LCH Limited ("LCH") self-certification: Sale of collateral in default management |
02/02/2024 |
Certified |
02/16/2024 |
|
1 |
| CCD |
Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. |
03/27/2024 |
Certified |
04/10/2024 |
|
1 |
| NYMEX |
Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing |
08/16/2007 |
Certified |
08/28/2007 |
|
1 |
| CME |
Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. |
05/26/2009 |
Certified |
06/01/2009 |
|
1 |
| ICECC |
Addition of 4 security based swaps |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
| LCHLTD |
WCI Cash Settled Container Freight Swap Contracts |
02/14/2012 |
Certified |
03/01/2012 |
|
1 |
| LCHLLC |
Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
| OCC |
This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
| SGX-DC |
Submission for SGX Iron Ore Swaps (Clearing Fees) |
08/06/2015 |
Certified |
08/19/2015 |
|
1 |
| LCHSA |
Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure |
03/03/2016 |
Certified |
03/17/2016 |
|
1 |
| LCHLTD |
LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. |
11/14/2017 |
Certified |
11/29/2017 |
|
1 |
| CME |
Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps |
12/12/2017 |
Certified |
12/27/2017 |
|
1 |
| LCHLTD |
LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. |
05/22/2019 |
Certified |
06/06/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 2, 2019 |
09/11/2019 |
Notified |
09/11/2019 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited London Deposit Rate. |
07/24/2020 |
Notified |
07/24/2020 |
|
1 |
| ICLR US |
Rule Amendments. |
07/26/2021 |
Certified |
08/09/2021 |
|
1 |
| OCC |
Amendment to close out netting procedures with respect to FIN 39 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
| OCC |
Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. |
05/22/2009 |
Certified |
06/01/2009 |
|
1 |
| CMECE |
11-394 Waiver of Sovereign Immunity |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
| LCHLTD |
Fee Incentive Scheme for Iron Ore options and Coal Swaps |
02/15/2012 |
Certified |
03/02/2012 |
|
1 |
| ICLR US |
ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
| NYPC |
Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
| LCHLTD |
Self-certification for the removal of the BDI product from the EnClear service. |
05/21/2014 |
Certified |
06/06/2014 |
|
1 |
| ICLR US |
Weekly Notification of Rule Amendments |
05/22/2019 |
Notified |
05/22/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear fee holiday for Pension Funds related to backloaded trades |
04/30/2020 |
Certified |
05/13/2020 |
|
1 |
| OCC |
Rule change to reduce ancillary service fees charged to Tier I, II, III and IV clearing members and to reduce leased line charges for subscribing clearing members. |
05/28/2009 |
Certified |
06/01/2009 |
|
1 |
| CMECE |
Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
