Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. 12/14/2012 Certified 01/01/2013 1
CME REVISED-Extension of the CME OTC FX Fee Waiver Program. 12/04/2013 Certified 12/19/2013 1
LCHLTD LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member 12/10/2014 Certified 12/23/2014 1
LCHLTD Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. 10/13/2016 Certified 10/26/2016 1
EUREX Weekly Notification of Rule Amendments - Week of October 26, 2020 10/30/2020 Notified 10/30/2020 1
CME Weekly Notification of Rule Amendments - Week of November 14, 2022 11/21/2022 Notified 11/21/2022 1
CME Deletion of the text of CME, CBOT, NYMEX/COMEX Rule 956.D. ("Position Limits") 09/12/2024 Certified 09/26/2024 1
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1
MIAX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
ICLREU2 Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. 11/09/2012 Certified 11/28/2012 1
MIAX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
CME Weekly Notification of Rule Amendments - Week of October 3, 2016 10/13/2016 Notified 10/13/2016 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 19 2016. 12/30/2016 Notified 12/30/2016 1
MIAX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
CME Modifications to Singapore Dollar IRS to Support Transition to SORA Price Alignment and Discounting 02/08/2023 Certified 02/23/2023 1
CME Weekly Notification of Rule Amendments - Week of October 30, 2023 11/06/2023 Notified 11/06/2023 1
CME Weekly Notification of Rule Amendments - July 29, 2024 08/06/2024 Notified 08/06/2024 1
CCORP Definition of Exchange Market in Chapter 1 is amended to add options on Certified Emission Reduction Futures traded on Chicago Climate Futures Exchange, LLC. 11/15/2007 Certified 11/16/2007 1
MIAX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. 08/18/2014 Certified 09/02/2014 1
LCHSA LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). 11/18/2015 Certified 12/03/2015 1
CME Notification of Rule Amendments - Week of April 16, 2018 04/26/2018 Notified 04/26/2018 1
LCHLTD Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. 07/22/2019 Notified 07/22/2019 1
CME Weekly Notification of Rule Amendments - Week of January 4, 2021 01/13/2021 Notified 01/13/2021 1
MIAX New Clearing System Rule Amendments 05/09/2023 Certified 05/23/2023 1
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 02/06/2024 Notified 02/06/2024 1
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
CCORP Definition of Exchange Market amended to add new Global Clearing Link contracts; Appendix 9B amended to add settlement procedures and minimum block size for such contracts; 9B sections re-referenced re original contracts' settlement price rules 01/09/2008 Certified 02/12/2008 1
CCORP Definition of Exchange Market is amended to add options on Nitrogen Financial Instrument Futures traded on CCFE 03/12/2008 Certified 03/21/2008 1
CME Contract specifications and market information relating to the listing of ten new wet tanker freight forward contracts on CME ClearPort for clearing only. 06/01/2010 Certified 06/10/2010 1
LCHLTD Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances 02/16/2012 Certified 03/03/2012 1
CME New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 11/13/2012 Withdrawn 12/06/2012 1
CME Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. 12/27/2012 Certified 01/12/2013 1
CME Weekly Notification of Rule Amendments - Week of August 7, 2017 08/16/2017 Notified 08/16/2017 1
LCHLTD LCH Ltd is notifying the CFTC of the addition of a new Approved Compression Service Provider (ACSP), which will be eligible to provide compression services to LCH's SwapClear service. 10/10/2017 Notified 10/10/2017 1
LCHLTD Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. 04/27/2018 Certified 05/11/2018 1
CME Weekly Notification of Rule Amendments - Week of August 27, 2018 09/06/2018 Notified 09/06/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 06/12/2019 Certified 06/26/2019 1
CME Weekly Notification of Rule Amendments - Week of July 20, 2020 07/27/2020 Notified 07/27/2020 1
CME Weekly Notification of Rule Amendments - Week of June 7, 2021 06/14/2021 Notified 06/14/2021 1
CME Weekly Notification of Rule Amendments - Week of July 19, 2021 07/27/2021 Notified 07/27/2021 1
CME Weekly Notification of Rule Amendments - January 29, 2024 02/06/2024 Notified 02/06/2024 1
CCORP CCX Sulfur & Nitrogen Financial Futures 03/21/2005 Certified 03/21/2005 1
CBT Reduction in minimum price increments for CBT cleared-only OTC Denatured Fuel Ethanol Swap products 01/04/2008 Certified 02/12/2008 1
LCHLTD Amendments to Rules and Agreements and Procedures governing defaults of SwapClear Clearing Members and new Deed of Assignment to grant security interest to clients of such clearing members to allow LCH to return margin directly to the clients. 12/02/2009 Certified 12/03/2009 1
OCC Rule change to provide that futures on CBOE Gold ETF Volatility Index will be treated as security futures 03/18/2011 Certified 03/18/2011 1
ICLREU2 New Cleared OTC Products 02/16/2012 Certified 03/03/2012 1
ICLREU2 Change to initial payment date on CDS Contracts to be T+1; change to daily calculation and payment of interest on mark to market margin on CDS Contracts 04/17/2012 Certified 05/02/2012 1
ICLR US Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. 12/27/2012 Certified 01/12/2013 1
CME Changes related to introduction of new IRS contracts and additional specs to existing IRS contracts within CME's rulebook and Manual of Operations for CME Cleared Interest Rate Swaps; 13-164. 04/28/2013 Certified 05/11/2013 1