Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. 08/20/2014 Certified 09/03/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification rule changes which will enable Futurisation of Commodity swap contracts in the Enclear Service. The reclassification is scheduled for the weekend of the 29th and 30th November 2014. 11/14/2014 Certified 11/28/2014 1
LCHLTD LCH is submitting for self certification a) clarification amendments to the Rulebook and b) the fees related to the FX Options service. 04/27/2018 Certified 05/11/2018 1
CME Weekly Notification of Rule Amendments - Week of November 12, 2018 11/20/2018 Notified 11/20/2018 1
LCHLTD LCH Limited Change to its London Deposit Rate (LDR) applied to cash balances held on SwapClear and ForexClear clearing member accounts. 01/16/2019 Notified 01/16/2019 1
CME Weekly Notification of Rule Amendments - Week of June 3, 2019 06/12/2019 Notified 06/12/2019 1
ICE NGX ICE NGX is removing the provisions related to crude products from the ICE NGX Contracting Party Agreement. ICE NGX has not offered trading or clearing in its crude products for several years and has no outstanding open interest in crude oil products. 01/13/2021 Certified 01/28/2021 1
CME Weekly Notification of Rule Amendments - Week of June 27, 2022 07/05/2022 Notified 07/05/2022 1
MIAX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
ICE NGX Adding eight Physically Settled Power Futures Products with delivery points in the Electric Reliability Council of Texas ("ERCOT") region. The New Futures Contracts are for delivery during hours ending 1800-2200 seven days a week. 11/14/2024 10 Day Review 11/14/2024 1
NADEX Amendments to rules to permit the intermediation of trading and clearing 07/08/2009 Certified 07/27/2009 1
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
MIAX Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/19/2012 Certified 05/04/2012 1
NADEX Modification to Demo Account Conversion Program 12/14/2012 Withdrawn 12/17/2012 1
ICLREU2 To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. 11/14/2014 Certified 11/28/2014 1
EUREX Weekly Notification of Rule Amendments - Week of April 23, 2018 04/27/2018 Notified 04/27/2018 1
CME Modification of Cleared OTC GBP, JPY and CHF Interest Rate Swap Products Referencing LIBOR and Limitation of Acceptance for Clearing 11/17/2021 Certified 12/02/2021 1
CCH Removal of guaranty fund from Rules 05/09/2023 Certified 05/23/2023 1
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 11/07/2023 Notified 11/07/2023 1
CCORP New Eurex US Contracts 01/20/2005 Certified 01/20/2005 1
ICE NGX Amendment to Product List of CPA to add nine new products for trading and/or clearing on the NGX tradign system and/or NGX clearing system. 06/02/2009 Certified 06/04/2009 1
OCC Rule change to accommodate OCC's clearance of physically-settled futures contracts on U.S. Treasury Notes and Bonds. 07/01/2009 Certified 07/27/2009 1
CME New Chapter 415E for the clearing of S&P GSCI Excess Return Index 2 Month Forward Swap Contracts (Cleared OTC) 03/09/2010 Certified 03/12/2010 1
KCC Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. 04/20/2012 Certified 05/05/2012 1
NADEX Modifications to Demo Account Program 12/17/2012 Certified 01/03/2013 1
CME Amendments to CME/CBOT/NYMEX Rule 971.C 12/13/2013 Certified 12/30/2013 1
CME This submission contains amendments to position limits and position accountability levels of Cleared Over-the-Counter Foreign Exchange Spot, Forward and Swap Contracts. 14-103R 03/17/2014 Certified 04/01/2014 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. 10/11/2017 Certified 10/24/2017 1
CME Weekly Notification of Rule Amendments - Week of July 15, 2019 07/24/2019 Notified 07/24/2019 1
CME Weekly Notification of Rule Amendments - Week of November 4, 2019 11/12/2019 Notified 11/12/2019 1
CME Weekly Notification of Rule Amendments - Week of May 1, 2023 05/09/2023 Notified 05/09/2023 1
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
ICE NGX Amendments to CPA sections to change the effective period for certain revisions to Terms and Conditions and Schedules, clarify that NAFTA representation relates to North American oil and gas, and reduce notice period required for CPA termination. 06/02/2009 Certified 06/04/2009 1
CCORP Definition of Exchange Market is amended to add IFEX Event Linked, Eastern Seaboard Tropical Wind Events, and Northeast Tropical Wind Events futures contracts traded on CCFE. 07/23/2009 Certified 07/27/2009 1
CME New Chapter 415F for the clearing of S&P GSCI Excess Return Index 3 Month Forward Swap Contracts (Cleared OTC) 03/09/2010 Certified 03/12/2010 1
KCC Risk limits on clearing member positions by house and customer origin 04/20/2012 Certified 05/05/2012 1
NADEX Holiday hour announcement 12/14/2012 Certified 01/01/2013 1
ICE NGX Amending CPA to clarify: a) provisions in the case of an exchange default, and b) that Contracting Parties must represent that they have appropriate risk management policies and procedures. # 2014-01 03/28/2014 Certified 04/12/2014 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
LCHLTD LCH Ltd is submitting for self certification an extension to its discount plan for Approved Proprietary Trading Firms to 30th June 2019, for its Listed Rates Clearing Service. 06/15/2018 Certified 06/28/2018 1
ICLR US Margin Committee 09/23/2005 Certified 09/23/2005 1
OCC Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. 07/01/2009 Certified 07/01/2009 1
OCC Amendment to OCC's Schedule of Fees to set the per contract clearing fee for certain routing trades at $0.01; SR-OCC-2012-18. 09/28/2012 Certified 10/16/2012 1
ICLREU2 ICE Clear Europe is amending its List of Permitted Cover and Limits on Collateral. 01/07/2014 Certified 01/23/2014 1
CME CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 03/28/2014 Certified 04/12/2014 1
LCHLTD Rule changes to allow generation of reports to Clearing Members using the Duo Compression service 01/20/2016 Certified 02/02/2016 1
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
CME Amendments to CME Chapter 300 ("CME WM/Reuters OTC Spot, Forward and Swap Contracts") Appendix ("Contract Specifications") for the U.S. Dollar ("USD")/Swiss Franc ("CHF")/ Currency Pair 06/28/2017 Certified 07/13/2017 1
LCHLTD LCH LTD fees for indirect clearing accounts and trade venue access, for the ForexClear, SwapClear and Listed Interested Rates services. 12/13/2017 Certified 12/28/2017 1
CCD Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. 01/17/2022 Certified 01/31/2022 1