Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Notification of margin changes made effective prior week 08/18/2022 Notified 08/18/2022 1
ICLR US Margin Committee Members 06/16/2005 Certified 06/16/2005 1
CME IRS Clearing Member Obligations and Qualifications; 12-123 04/20/2012 Certified 05/05/2012 1
NADEX Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. 03/28/2014 Certified 04/12/2014 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 08/21/2014 Certified 09/05/2014 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
LCHLTD Weekly Notification of Rule Amendment for the week of 20 December 2019. 12/13/2019 Notified 12/13/2019 1
CME Weekly Notification of Rule Amendments - Week of March 1, 2021 03/08/2021 Notified 03/08/2021 1
MIAX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
OCC Rule Certification Concerning One Multiplier Options 08/18/2022 Certified 09/01/2022 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2024. 11/09/2023 Certified 11/27/2023 1
CME Amendments to Rule 26002.B. ("Cash Settlement") of the Russian Ruble/U.S. Dollar (RUB/USD) Futures Contract and the Temporary Suspension of Trading and Clearing of all Russian Ruble Contracts 06/13/2024 Certified 06/28/2024 1
OCC Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. 08/28/2009 Certified 09/02/2009 1
CME CDS Clearing Member Obligations and Qualifications; 12-124 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. 10/01/2012 Certified 10/17/2012 1
MIAX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
CMECE Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
CME Weekly Notification of Rule Amendments - Week of December 13, 2021 12/20/2021 Notified 12/20/2021 1
CME Weekly Notification of Rule Amendments - Week of January 10, 2022 01/18/2022 Notified 01/18/2022 1
CME Weekly Notification of Rule Amendments - March 25, 2024 04/02/2024 Notified 04/02/2024 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. 10/01/2012 Certified 10/17/2012 1
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
CME Weekly Notification of Rule Amendments - Week of June 1, 2020 06/08/2020 Notified 06/08/2020 1
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
CCH New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. 10/01/2012 Certified 10/17/2012 1
OCC Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. 10/18/2012 Certified 11/02/2012 1
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
LCHSA The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. 04/25/2014 Certified 05/10/2014 1
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
LCHLTD LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. 08/26/2016 Certified 09/12/2016 1
CME Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901. 08/17/2017 Certified 08/31/2017 1
CME Weekly Notification of Rule Amendments - Week of January 28, 2019 02/06/2019 Notified 02/06/2019 1
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
NYPC Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/20/2012 Certified 05/05/2012 1
CCH New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. 10/01/2012 Certified 10/17/2012 1
LCHLTD Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. 10/18/2012 Certified 11/02/2012 1
OCC Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. 01/09/2014 Certified 01/25/2014 1
CME Weekly Notification of Rule Amendments - Week of June 19, 2017 06/29/2017 Notified 06/29/2017 1
CME Weekly Notification of Rule Amendments - Week of April 23, 2018 05/01/2018 Notified 05/01/2018 1
LCHLTD LCH Limited Self-Certification: Supplementary client clearing requirements 03/10/2021 Certified 03/24/2021 1
LCHLTD LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes 11/18/2021 Certified 12/03/2021 1
ICLR US Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 04/20/2012 Certified 05/05/2012 1