Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA LCH SA is updating its fee grid following the proposed extension of the scope of instruments eligible to margin collateral 10/08/2021 Certified 10/25/2021 1
OCC By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. 07/24/2008 Certified 07/29/2008 1
ICLREU2 Technical changes to rules to reflect ICE Clear Europe Limited's clearing of certain energy futures and options contracts to be listed on ICE Futures U.S., Inc. 09/07/2012 Certified 09/22/2012 1
LCHLTD Rule changes clarifying ForexClear and EnClear's rights to eject cleared contracts. 04/29/2013 Certified 05/14/2013 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing 01/10/2014 Certified 01/28/2014 1
SGX-DC SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. 08/30/2016 Certified 09/14/2016 1
SGX-DC The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. 01/08/2017 Certified 01/23/2017 1
MGEX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
LCHLTD Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. 03/15/2018 Certified 03/29/2018 1
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
CME Weekly Notification of Rule Amendments - Week of November 15, 2021 11/22/2021 Notified 11/22/2021 1
EUREX Weekly Notification of Rule Amendments - Week of December 20, 2021 12/23/2021 Notified 12/23/2021 1
OCC Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options 07/23/2008 Certified 07/29/2008 1
ICLR US Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. 06/08/2009 Certified 06/09/2009 1
ICE NGX Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement 01/13/2010 Certified 01/20/2010 1
NYMEX Legacy Green X CPC Incentive Program; 12-206 06/18/2012 Certified 07/03/2012 1
LCHLTD Amendments to post-default rules and methodology. 11/14/2012 Certified 11/14/2012 1
CME Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. 01/03/2013 Certified 01/18/2013 1
LCHLTD Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. 05/01/2013 Certified 05/16/2013 1
OCC This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. 02/26/2014 Certified 03/13/2014 1
LCHSA Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules 11/19/2014 Certified 12/04/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services 09/08/2015 Certified 09/22/2015 1
ICLR US Amendment to By-Law Section 5.4 re: custodial failures 04/28/2016 Certified 05/12/2016 1
MGEX Notification of changes to margin rates 05/07/2020 Notified 05/07/2020 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/11/2021 Certified 03/25/2021 1
MGEX Rule certification that add Corporate Tax Futures to the MGEX reporting deadlines. 05/04/2021 Certified 05/18/2021 1
ICE NGX Amendment to fee schedule of the Contracting Party's Agreement to remove fees for one-leg location and calendar spreads in natural gas swap products. 01/12/2010 Certified 01/20/2010 1
ICLREU2 Amendments to add DCM Customer Account structure 05/27/2011 Certified 05/27/2011 1
OCC Changes clarify when OCC may refuse a margin withdrawal request or request additional intra-day margin. SR-OCC-2012-21. 11/13/2012 Certified 11/29/2012 1
LCHLTD Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. 05/01/2013 Certified 05/16/2013 1
CME Weekly Notification of Rule Amendments - Week of April 26, 2021 05/05/2021 Notified 05/05/2021 1
CME Weekly Notification of Rule Amendments - Week of April 11, 2022 04/20/2022 Notified 04/20/2022 1
EUREX Weekly Notification of Rule Amendments - Week of July 4, 2022 07/08/2022 Notified 07/08/2022 1
CME Weekly Notification of Rule Amendments - May 6, 2024 05/15/2024 Notified 05/15/2024 1
OCC ByLaw V, VIII, Margin Committee to Risk Committee 07/19/2006 Certified 07/19/2006 1
CCORP Definition of Exchange Market is amended to inlcude mini$DAX Index Futures 09/12/2008 Certified 09/29/2008 1
OCC Change to By-Laws and Rules to accomodate options for which the premium and exercise price are expressed on other than a per unit basis. 01/14/2010 Certified 01/20/2010 1
NYMEX European Union Allowance and Certified Commission Production futures and spread contracts Market Making program; 12-210 06/18/2012 Certified 07/03/2012 1
OCC Rule amendment eliminates potential ambiguity as to OCC's right to use margin credited to Liquidating Settlement Account to settle mark-to-market payments arising from stock loan and borrow positions in customer accounts; SR-OCC-2012-22. 11/13/2012 Certified 11/29/2012 1
LCHLLC Self-certification in support of the introduction of the LSOC with Excess model. 02/27/2014 Certified 03/14/2014 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that limit the use of non-USD collateral for original margin requirements by FCM/BD Clearing Members in connection with customer transactions in the F&O product category. 05/23/2014 Certified 06/10/2014 1
SGX-DC Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014 09/23/2014 Certified 10/06/2014 1
LCHLTD LCH.Clearnet Limited is proposing rule changes to include a definition of the term `Applicable Law' and a requirementfor Clearing Members with clearing clients incorporated in Singapore to provide a disclosure notice tothose clients. 01/21/2016 Certified 02/04/2016 1
LCHSA Self Certification of amendments to CDS clearing rules relating to extension of CDS clearing service to the clearing of CDX investment grade indices and related US Single Names 03/09/2016 Certified 03/23/2016 1
LCHLTD LCH Limited Self-Certification: SwapClear Initial Margin parameter update 06/14/2019 Certified 06/28/2019 1
CME Weekly Notification of Rule Amendments - Week of July 27, 2020 08/03/2020 Notified 08/03/2020 1
EUREX Weekly Notification of Rule Amendments - Week of July 26, 2021 08/02/2021 Notified 08/02/2021 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate 05/15/2023 Notified 05/15/2023 1
MGEX MGEX Rulebook Amendments 06/14/2024 Certified 07/01/2024 1
ICLR US Amendments to increase the minimum required deposit to the Guaranty Fund and eliminate the defunct category of self-clearing member 11/21/2007 Certified 11/27/2007 1