Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CCH New rule outlines the proper and improper uses of non-public information; 2012-5. 10/01/2012 Certified 10/17/2012 1
LCHLTD LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. 10/18/2012 Certified 11/02/2012 1
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
EUREX Weekly Notification of Rule Amendments - Week of August 15, 2022 08/19/2022 Notified 08/19/2022 1
CME Weekly Notification of Rule Amendments - Week of July 31, 2023 08/07/2023 Notified 08/07/2023 1
KKL Amendment to the DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/20/2024 Certified 11/01/2024 1
MIAX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
CCH Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. 10/01/2012 Certified 10/17/2012 1
ICLR US New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. 10/19/2012 Certified 11/03/2012 1
SGX-DC Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. 11/17/2014 Certified 12/01/2014 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Supramax Time Charter Basket (10 routes) FFA and Option Contracts. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 06/29/2017 Certified 07/14/2017 1
CME Weekly Notification of Rule Amendments - Week of March 5, 2018 03/14/2018 Notified 03/14/2018 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/10/2021 Withdrawn 03/10/2021 1
LCHSA LCH SA as a DCO is submitting for CFTC self-certification the proposed amendments to the Terms of Reference of its Board of Directors and of the Nomination Committee. 10/07/2021 Certified 10/22/2021 1
CME Weekly Notification of Rule Amendments - November 11, 2024 11/18/2024 Notified 11/18/2024 1
CCORP CCFE Product rules 11/24/2004 Certified 11/24/2004 1
CBT Modify procedures for determining the daily settlement price for 30 year T-Bonds 08/28/2007 Certified 09/04/2007 1
CME CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps 09/17/2010 Certified 09/17/2010 1
ICLREU2 Minimum capital requirements of CDS Clearing Members 04/20/2012 Certified 05/05/2012 1
CME Updates to IRS Manual; 12-274S. 08/30/2012 Certified 09/15/2012 1
CCH New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. 10/01/2012 Certified 10/17/2012 1
CME Weekly Notification of Rule Amendments - Week of September 14, 2020 09/22/2020 Notified 09/22/2020 1
MIAX Lien on Collateral Rule Addition 10/07/2021 Certified 10/22/2021 1
CME Weekly Notification of Rule Amendments - Week of October 3, 2022 10/10/2022 Notified 10/10/2022 1
MIAX Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. 05/14/2024 Notified 05/14/2024 1
CCORP General Guaranty Fund ChemConnect CXX Participant Member Guaranty 11/01/2004 Certified 11/02/2004 1
CCORP Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures 04/18/2007 Certified 04/18/2007 1
CMECE Changes to detail composition of Disciplinary Panel; CMECE 11-397 10/27/2011 Certified 11/11/2011 1
LCHLLC Rule changes to comply with CFTC Rules applicable to DCOs that become effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
OCC Rule changes related to the central clearing of OTC index options on the S&P 500 Index. 08/30/2012 Certified 09/15/2012 1
MIAX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
ICECC The purpose of proposed rule change is to update the ICC End-of-Day Price Discovery Policies and Procedures to revise the expectations surrounding the unwind of any Firm Trade transaction. 05/22/2014 Certified 06/07/2014 1
LCHLTD Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) 03/20/2015 Certified 04/02/2015 1
LCHLTD LCH is proposing to change its rules to recognise unallocated excess collateral as FCM's buffer and to recognise margin posted by the FCM as FCM's buffer, subject to certain conditions. 10/19/2016 Certified 11/01/2016 1
LCHLTD LCH Limited is submitting for self-certification changes to its non-cash collateral concentration limits and corresponding changes to the LCH website. 02/13/2023 Certified 02/28/2023 1
ICE NGX Amendment of the CPA to lengthen the time period in which a participant may notifty NGX of early termination in the event of an Exchange Bankruptcy Event of Default (a defined term) and to update the definition of Crude Month Accounts Net Payable. 11/06/2009 Certified 11/09/2009 1
CMECE Minor changes to wording, numbering, and dates 10/27/2011 Certified 11/11/2011 1
LCHLTD Amendments re ForexClear Default Management Process and membership criteria, changes to SwapClear Membership criteria, changes to comply with CFTC regulations applicable to DCOs effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
ICECC New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) 09/28/2012 Certified 02/14/2013 1
LCHLLC LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
LCHLTD LCH is submitting for self-certification changes to its rules to allow portfolio margining between its SwapClear and Listed Rates clearing services. 04/28/2016 Certified 05/11/2016 1
OCC This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. 10/19/2016 Certified 11/02/2016 1
CME Weekly Notification of Rule Amendments - Week of December 26, 2016 01/05/2017 Notified 01/05/2017 1
LCHLTD LCH Ltd self-certifies changes to its rules to support LCH's compliance with the revised requirement on Swap Data Reporting Requirements under Part 45. 06/30/2017 Certified 07/17/2017 1
CME Weekly Notification of Rule Amendments - Week of April 27, 2020 05/05/2020 Notified 05/05/2020 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien on...) 08/19/2022 Certified 09/02/2022 1
CCORP Eurex Phase I Memorandum and Order 10/21/2004 Certified 10/29/2004 1
CBT Cleared-only Fuel Ethanol Basis Swaps traded OTC 09/04/2007 Certified 09/05/2007 1