OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
01/09/2013 |
Certified |
01/25/2013 |
|
1 |
LCHLTD |
Changes to default rules re: clearing of futures. |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
SGX-DC |
Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. Amendment to a previous self-certification filed by SGX-DC on 2-27-14. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
CME |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
SGX-DC |
Self-certification of Amendment to SGX-DC Clearing Rules in relation to membership fees for SGX-DC Clearing Members and Registered & Approved Traders for implementation on 2 January 2018. |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
ICLR US |
ICE Clear US is amending the Rules to provide for contributions from Listing Exchanges as additional default resources. |
03/15/2018 |
Certified |
03/29/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear Default Management Groups |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to offer clearing of Non-Deliverable Forwards ("NDFs") in the USD/New Zealand Dollar (NZD) currency pair. |
03/12/2021 |
Certified |
03/26/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 21, 2022 |
11/29/2022 |
Notified |
11/29/2022 |
|
1 |
LCHLTD |
LCH proposes changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. |
02/09/2024 |
Withdrawn |
03/07/2024 |
|
1 |
OCC |
Amendment to ByLaw to permit the clearing and settling of options on the realized variance and realized volatility of an index. |
07/30/2008 |
Certified |
07/31/2008 |
|
1 |
CCORP |
Definition of Exchange Market is amended to add four new renewable energy certificates futures contracts. |
04/15/2009 |
Certified |
04/16/2009 |
|
1 |
CME |
Introduction of the price, plus accrued interest, to value securities on deposit at CME Clearing; 12-345. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
MGEX |
Housekeeping deletion to Rule 760 (Margins). |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
CME |
Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
OCC |
This rule filing will make a non-material housekeeping change so that OCC's membership qualifications accurately reflect current operational practices. |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
LCHLTD |
Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
LCHSA |
LCH.Clearnet SA and the CDS Dealers have modified the CDS Agreement in order to comply with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories ("EMIR") |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
SGX-DC |
Rule amendments to specify the methodology for calculation of final settlement prices of the SGX coal swaps contracts, which are intended to be accepted for clearing in July 2014. |
05/27/2014 |
Certified |
06/11/2014 |
|
1 |
LCHLTD |
Rulebook amendments to provide for LCH's change to pricing used when valuing securities collateral delivered to it by clearing members. |
03/01/2017 |
Certified |
03/15/2017 |
|
1 |
LCHLTD |
LCH Ltd is self certifying changes to its rules allowing a Clearing Member (who is not a Futures Commission Merchant) to request that LCH automatically replays any Collateral that has been posted in excess of the margin requirement by that Clearing Member |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
LCHLTD |
Change to margin collateral haircut schedule. Certain Issuers that were only able to be pledged as collateral on a bi-lateral basis can, from 15 March 2021, be pledged as collateral on a tri-party basis. |
03/12/2021 |
Notified |
03/12/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 12, 2022 |
12/19/2022 |
Notified |
12/19/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 8, 2023 |
05/15/2023 |
Notified |
05/15/2023 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of December 18, 2023 |
12/22/2023 |
Notified |
12/22/2023 |
|
1 |
ICLR US |
Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
1 |
CME |
Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. |
04/02/2009 |
Certified |
04/16/2009 |
|
1 |
LCHLTD |
SwapClear service new standard pricing plan for client clearing fees |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
CME |
Changes to rules to comply with Part 22 (LSOC); 12-347. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
SGX-DC |
Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
CME |
Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
MGEX |
Notification of changes to outright and spread margin rates |
10/12/2017 |
Notified |
10/12/2017 |
|
1 |
LCHLTD |
LCH Ltd is self certifying minor changes to its rule regarding the payment of USD denominated variation settlement by Futures Commissions Merchants of its SwapClear service. |
12/14/2017 |
Certified |
12/28/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 17, 2022 |
01/24/2022 |
Notified |
01/24/2022 |
|
1 |
OCC |
Rule change to charge clearing fees for trades executed on OneChicago one side of which are cleared by CME equal to fees charged for trades both sides of which are cleared by OCC clearing members. |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
OCC |
Change to method by which clearing fund size is determined |
08/03/2011 |
Certified |
08/18/2011 |
|
1 |
CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
CME |
Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
MGEX |
Notification of changes to clearing and exchange margin requirements |
07/06/2017 |
Notified |
07/06/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
LX |
LedgerX Amended Rulebook |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's ("LCH") London Deposit Rate ("LDR") and RepoClear Deposit Rate ("RDR\"). |
03/29/2023 |
Notified |
03/29/2023 |
|
1 |
ICLR US |
Amendment to the ICE Clear U.S. Rules |
12/22/2023 |
Certified |
01/09/2024 |
|
1 |
CBT |
Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options |
11/20/2007 |
Certified |
11/29/2007 |
|
1 |
OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
ICE NGX |
Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points |
08/04/2011 |
Certified |
08/19/2011 |
|
1 |
KCC |
Risk Management Policies |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |