Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Please accept this notification pursuant to CFTC regulation 40.6(d) of the below-described changesto the LCH Limited's ("LCH") London Deposit Rate, Client Deposit Rate, FCM LondonDeposit Rate and RepoClear Deposit Rate. 02/16/2023 Notified 02/16/2023 1
CME Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate 12/28/2023 Certified 01/12/2024 1
LCHLTD Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. 03/06/2014 Certified 03/21/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. 02/16/2015 Certified 03/02/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 12/14/2015 Certified 12/29/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2017 Certified 12/29/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 03/21/2018 Certified 04/03/2018 1
CME Weekly Notification of Rule Amendments - Week of February 4, 2019 02/14/2019 Notified 02/14/2019 1
CME Weekly Notification of Rule Amendments - Week of December 18, 2023 12/29/2023 Notified 12/29/2023 1
CCORP OTC Treasury Futures 05/08/2006 Certified 05/08/2006 1
NADEX Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. 08/03/2012 Certified 08/18/2012 1
OCC This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. 06/18/2015 Certified 07/02/2015 1
LCHLTD LCH is amending its Rulebook to implement its PPS Reform initiative which is - 1) make more currencies same-day value (1st changes are to CHF and NOK); and 2) PPS calls in an alternative same-day currency when another currency has a currency holiday. 09/07/2016 Certified 09/20/2016 1
CME Weekly Notification of Rule Amendments - Week of August 14, 2017 08/23/2017 Notified 08/23/2017 1
CME Weekly Notification of RuleAmendments - Week of January 11, 2021 01/20/2021 Notified 01/20/2021 1
MGEX Amendments to transfer trade rules 06/18/2021 Certified 07/02/2021 1
LCHLTD LCH Limited Self-Certification: Rates Reform - LIBOR Fallback and Conversion Fees 08/06/2021 Certified 08/20/2021 1
CME Weekly Notification of Rule Amendments - Week of June 26, 2023 07/03/2023 Notified 07/03/2023 1
NADEX Amended Order of Registration 12/01/2004 Certified 12/01/2004 1
ICECC Addition of fourteen investment grade indices to Schedule 502 of ICE Clear Credit Rules. 08/09/2012 Certified 08/24/2012 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules with respect to the provision of a client buffer sub-account in the SwapClear service for clients of SCMs. This functionality is not available to FCMs or to US customers. 02/17/2015 Certified 03/03/2015 1
ICLR US ICE Clear US proposes to adopt a Rule 509, which is intended to mitigate liquidity risks (and related liquidity management costs of the clearing house) in connection with foreign currency variation margin settlements. 06/18/2015 Certified 07/02/2015 1
ICE NGX Amendments to the CPA with respect to Confidentiality, Notice of Default and Cure Period 08/02/2019 Certified 08/16/2019 1
CME Weekly Notification of Rule Amendments - Week of March 2, 2020 03/11/2020 Notified 03/11/2020 1
CME Weekly Notification of Rule Amendments - Week of March 8, 2021 03/15/2021 Notified 03/15/2021 1
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
KCC New rule providing for the close-out of member positions and netting of member obligations in event of DCO insolvency. 06/17/2010 Certified 06/28/2010 1
LCHLTD Introduction of non-deliverable forward FX contracts 11/04/2011 Certified 11/22/2011 1
CME Weekly Notification of Rule Amendments - Week of December 4, 2017 12/14/2017 Notified 12/14/2017 1
CCD Weekly notification of rule amendments for the week of March 9, 2020 03/11/2020 Notified 03/11/2020 1
CME Weekly Notification of Rule Amendments - Week of August 3, 2020 08/10/2020 Notified 08/10/2020 1
CME Extension of the CME OTC FX Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Weekly Notification of Rule Amendments - Week of September 11, 2023 09/19/2023 Notified 09/19/2023 1
CCORP ChemConnect Ethane and Propane Forwards 08/28/2006 Certified 08/29/2006 1
ICLR US Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. 11/12/2008 Certified 04/20/2009 1
LCHLLC Amendment to Rule 405 providing for the offset of certain contracts with same settlement date, fixed rate payment, and account . 06/23/2010 Certified 06/28/2010 1
ICLREU2 Minor rule amendments to certain OTC contract specifications relating to extension of the length of contract series, changes to the last trading day, and the re-decimilisation of the Settlement Price Quotation and Minimum Price Fluctuation. 08/13/2012 Certified 08/28/2012 1
ICLREU2 ICE Clear Europe is adopting amendments to modify the ICE Clear Europe Delivery Procedures for certain emissions allowance and cocoa futures contracts traded on ICE Futures Europe and cleared by ICE Clear Europe. 06/19/2015 Certified 07/02/2015 1
OCC Proposed rule change to facilitate reporting under Commodity Futures Trading Commission regulations applicable to Derivatives Clearing Organizations. 06/18/2018 Certified 07/02/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Weekly Notification of Rule Amendments - Week of March 7, 2022 03/14/2022 Notified 03/14/2022 1
CME Weekly Notification of Rule Amendments - Week of July 4, 2022 07/11/2022 Notified 07/11/2022 1
CME Weekly Notification of Rule Amendments - Week of February 13, 2023 02/21/2023 Notified 02/21/2023 1
CME Weekly Notification of Rule Amendments - June 17, 2024 06/25/2024 Notified 06/25/2024 1
CME Amended and Restated Non-Proprietary Cross-Margining Agreement with addition of security futures on two ETFs based on broad-based securities indices as new eligible contracts. 04/17/2009 Certified 04/20/2009 1
ICLREU2 Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. 02/23/2012 Certified 03/09/2012 1
ICLREU2 ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. 08/29/2014 Certified 09/15/2014 1
OCC This proposed rule change sets forth a proposed Capital Plan for raising additional capital that would support OCC's function as a systemically important financial market utility. 01/15/2015 Certified 01/30/2015 1
LCHLTD LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications. 03/25/2015 Certified 04/08/2015 1
CME Weekly Notification of Rule Amendments - Week of November 21, 2016 12/01/2016 Notified 12/01/2016 1