| OCC |
Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 |
10/04/2010 |
Certified |
10/04/2010 |
|
1 |
| ICLREU2 |
Amendments to Delivery Procedures |
08/15/2011 |
Certified |
08/30/2011 |
|
1 |
| CME |
Weekly notification of Rule Amendments |
03/01/2012 |
Certified |
03/01/2012 |
|
1 |
| LCHLTD |
Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rulebook regarding non cash collateral acceptability criteria. |
01/20/2020 |
Certified |
01/31/2020 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification amendments to its rules regarding an extension to the payment window in the LCH-CLS settlement session used for the deliverable FX products cleared via the ForexClear service. |
06/16/2020 |
Certified |
06/30/2020 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 March 2022. |
03/15/2022 |
Notified |
03/15/2022 |
|
1 |
| NADEX |
Market Makers |
09/08/2004 |
Certified |
09/08/2004 |
|
1 |
| NYPC |
Amendments re: Transfers of Contracts |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
| LCHSA |
The clearing notice "Means of Access and Reporting mechanism" is being modified to remove the mentionto LCAP technology as a mean of access to CDS Clearing System reports and files. |
05/09/2016 |
Certified |
05/20/2016 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. |
06/08/2016 |
Certified |
06/22/2016 |
|
1 |
| LCHLTD |
LCH LTD Rulebook changes in respect of MiFID II |
11/20/2017 |
Certified |
12/04/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of March 12, 2018 |
03/21/2018 |
Notified |
03/21/2018 |
|
1 |
| SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. |
09/18/2019 |
Certified |
10/01/2019 |
|
1 |
| CCORP |
CCX Options on Sulfur and Nitrogen Financial Instrument Futures |
03/28/2007 |
Certified |
03/28/2007 |
|
1 |
| CBT |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
| NYPC |
Amendment to Disciplinary Proceedings |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 3, 2018 |
09/13/2018 |
Notified |
09/13/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Listed Rates fee holiday |
03/16/2021 |
Certified |
03/30/2021 |
|
1 |
| MIAX |
Amendment to rules related to Bitnomial delivery accounts |
10/13/2022 |
Certified |
10/27/2022 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Duo compression removal |
09/20/2023 |
Certified |
10/03/2023 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its non-cash collateral concentration limits. |
01/02/2024 |
Certified |
01/16/2024 |
|
1 |
| NYMEX |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
| NYPC |
Amendment re: Waiver of Rules |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
| NYPC |
Amend Rule 410 re transfer of customer positions |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| ICLREU2 |
Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
| LCHLTD |
The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. |
07/29/2016 |
Certified |
08/11/2016 |
|
1 |
| LCHLTD |
LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. |
10/17/2017 |
Certified |
10/30/2017 |
|
1 |
| LCHLTD |
LCH Limited's change to its London Deposit Rate (LDR) applicable to cash balances (excluding default fund) held on SwapClcear and ForexClear services clearing member accounts. |
01/25/2018 |
Notified |
01/25/2018 |
|
1 |
| ICE NGX |
Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. |
05/08/2018 |
Certified |
05/22/2018 |
|
1 |
| ICE NGX |
Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement |
11/09/2018 |
Certified |
11/27/2018 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear Clearing Members to set their respective Settlement Position Limits, under certain conditions. |
09/18/2019 |
Certified |
10/02/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 4, 2021 |
10/11/2021 |
Notified |
10/11/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of March 27, 2023 |
04/03/2023 |
Notified |
04/03/2023 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification several minor proposed rule changes within its Rulebook. |
01/02/2024 |
Certified |
01/17/2024 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - May 13, 2024 |
05/21/2024 |
Notified |
05/21/2024 |
|
1 |
| NADEX |
Financing et al. |
07/15/2004 |
Certified |
07/15/2004 |
|
1 |
| OCC |
OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options |
03/07/2007 |
Certified |
03/07/2007 |
|
1 |
| CME |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
| CME |
Additions to USD Interest Rate Swap offering |
08/19/2011 |
Certified |
08/20/2011 |
|
1 |
| NYPC |
Amend Rule 506 (close out netting) action taken in event of insolvency |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| LCHLTD |
Amend ForexClear margin multiplier to capture currency regime risk |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
| ICECC |
The purpose of proposed rule change is to revise the ICC Risk Management Framework to clarify language related to ICC's forced allocation procedures. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| LCHLTD |
Introduction of OIS-IBOR Basis Swaps |
07/11/2014 |
Certified |
07/25/2014 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of November 28, 2016 |
12/02/2016 |
Notified |
12/02/2016 |
|
1 |
| LCHLTD |
The SwapClear list of Approved Trade Source Systems (ATSS), publicly available on LCH's website has been updated to include the full legal names of each ATSS currently connected to the service. |
03/23/2018 |
Notified |
03/23/2018 |
|
1 |
| CME |
Notification of Rule Amendments - Week of October 15, 2018 |
10/26/2018 |
Notified |
10/26/2018 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. |
06/20/2019 |
Certified |
07/05/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 9, 2019 |
09/18/2019 |
Notified |
09/18/2019 |
|
1 |
