Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited Self-Certification: Clearing Membership and Non-Clearing Participant Requirements 01/21/2020 Certified 02/04/2020 1
LCHLTD LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. 08/11/2023 Certified 08/24/2023 1
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
CME Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. 04/21/2009 Certified 04/21/2009 1
CME Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. 05/30/2014 Certified 06/14/2014 1
LCHLTD Introduction of JPY OIS up to 30 years 07/11/2014 Certified 07/25/2014 1
CME Implementation of the USD IRS House Liquidity Program 06/20/2019 Certified 07/05/2019 1
CME Weekly Notification of Rule Amendments - Week of November 30, 2020 12/08/2020 Notified 12/08/2020 1
CME Weekly Notification of Rule Amendments - Week of June 14, 2021 06/21/2021 Notified 06/21/2021 1
ICLR US Weekly Notification of Non-Substantive Rule Amendments. 08/09/2021 Notified 08/09/2021 1
MIAX Notice of margin changes made prior week 02/23/2023 Notified 02/23/2023 1
CME Weekly Notification of Rule Amendments - Week of December 25, 2023 01/02/2024 Notified 01/02/2024 1
MIAX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
LCHLTD Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. 05/30/2014 Certified 06/14/2014 1
LCHLTD LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. 01/13/2017 Certified 01/27/2017 1
CME Weekly Notification of Rule Amendments - Week of January 15, 2018 01/25/2018 Notified 01/25/2018 1
CME Weekly Notification of Rule Amendments - Week of June 10, 2019 06/20/2019 Notified 06/20/2019 1
EUREX Weekly Notification of Rule Amendments - Week of August 10, 2020 08/14/2020 Notified 08/14/2020 1
CME Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks 12/08/2020 Approved 01/25/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 June 2021. 06/22/2021 Notified 06/22/2021 1
EUREX Weekly Notification of Rule Amendments - Week of April 25, 2022 05/02/2022 Notified 05/02/2022 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 01/02/2024 Certified 01/17/2024 1
ICLREU2 ICE Clear Europe is amending its margin methodology for credit default swap transactions to address specific wrong way risk and certain other matters. 09/06/2013 Certified 09/21/2013 1
ICECC The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. 07/11/2014 Certified 09/11/2014 1
LCHLTD LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. 02/19/2015 Certified 03/05/2015 1
CME Weekly Notification of Rule Amendments - Week of October 17, 2016 10/28/2016 Notified 10/28/2016 1
LCHLTD Change to the LCH London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear service Clearing Member accounts. 01/13/2017 Notified 01/13/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1
CME Weekly Notification of Rule Amendments - Week of January 14, 2019 01/24/2019 Notified 01/24/2019 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. 06/21/2019 Certified 07/05/2019 1
CME Weekly Notification of Rule Amendments - Week of November 22, 2021 11/29/2021 Notified 11/29/2021 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") United States Dollar ("USD") Forward Rate Agreements Interest Swap Products Referencing the London Interbank Offered Rate ("LIBOR") with an Effective Date Post June 30, 2023 05/02/2022 Certified 05/02/2022 1
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1
LCHLTD LCH is submitting for self-certification revisions to its rules related to the CAD Canadian Dollar Offered Rate ("CDOR") conversion for benchmark reform. 05/21/2024 Certified 06/05/2024 1
NYMEX Voiding OTC Contract Submissions Clearport 03/18/2004 Certified 03/18/2004 1
OCC Elimination or reduction of fees to clearing members for theoretical profit and loss values 09/18/2007 Certified 09/19/2007 1
LCHLTD LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. 03/13/2013 Certified 03/28/2013 1
OCC SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. 03/06/2014 Certified 03/21/2014 1
SGX-DC The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. 06/22/2015 Certified 07/06/2015 1
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps 08/30/2017 Certified 09/13/2017 1
EUREX Weekly Notification of Rule Amendments - Week of June 17, 2019 06/21/2019 Notified 06/21/2019 1
LX LedgerX Fee Filing 12/09/2020 Notified 12/09/2020 1
CME Weekly Notification of Rule Amendments - Week of August 2, 2021 08/09/2021 Notified 08/09/2021 1
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
NYMEX OTC Look-Alike Contract Position Limits 03/19/2004 Certified 03/19/2004 1
CCORP Definition of Exchange Market amended to include new products traded on USFE 09/12/2007 Certified 09/19/2007 1
CME Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
OCC Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. 03/08/2013 Certified 03/23/2013 1
LCHLTD LCH Limited is self-certifying rule changes to reflect a reporting obligation of certain non-Yen SwapClear transactions to the Japanese Financial Services Agency and to add a reference to the appointment of an administrator in its Default Rules. 06/09/2016 Certified 06/23/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. 07/29/2016 Certified 08/12/2016 1