| LCHLTD |
Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 27, 2017 |
03/10/2017 |
Notified |
03/10/2017 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
06/08/2017 |
Certified |
06/22/2017 |
|
1 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/31/2018 |
Certified |
02/14/2018 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") |
08/11/2021 |
Withdrawn |
08/25/2021 |
|
1 |
| MGEX |
Update to procedures with regard to financial oversight of FCM Clearing Members |
04/30/2012 |
Certified |
05/15/2012 |
|
1 |
| OCC |
This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. |
07/16/2014 |
Certified |
07/29/2014 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of March 6, 2017 |
03/10/2017 |
Notified |
03/10/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 22, 2018 |
01/31/2018 |
Notified |
01/31/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 23, 2018 |
08/02/2018 |
Notified |
08/02/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 16, 2019 |
09/25/2019 |
Notified |
09/25/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX, and COMEX Bylaws and Rules to Delete Obsolete References to the Term "President" |
08/11/2021 |
Certified |
08/25/2021 |
|
1 |
| NADEX |
Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. |
10/14/2021 |
Certified |
10/28/2021 |
|
1 |
| CME |
Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. |
07/10/2007 |
Certified |
07/12/2007 |
|
1 |
| CME |
Implementation of the U.S. Dollar Swaptions Incentive Program |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 30, 2021 |
09/08/2021 |
Notified |
09/08/2021 |
|
1 |
| MGEX |
Notification of margin changes made prior week |
03/18/2022 |
Notified |
03/18/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 7, 2023 |
08/14/2023 |
Notified |
08/14/2023 |
|
1 |
| NADEX |
Real-Time Account Funding Program |
02/01/2007 |
Certified |
02/01/2007 |
|
1 |
| LCHLTD |
Harmonization of SCM and FCM client clearing operating models. |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 10, 2017 |
04/20/2017 |
Notified |
04/20/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 9, 2019 |
12/18/2019 |
Notified |
12/18/2019 |
|
1 |
| OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
| ICLR US |
Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
| SGX-DC |
Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules |
01/27/2016 |
Certified |
02/10/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 29, 2017 |
06/08/2017 |
Notified |
06/08/2017 |
|
1 |
| CME |
Implementation of the OTC FX Options Fee Waiver Program |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 26, 2018 |
12/05/2018 |
Notified |
12/05/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 17, 2019 |
06/26/2019 |
Notified |
06/26/2019 |
|
1 |
| MGEX |
Notice of margin rate changes made previous week |
05/06/2022 |
Notified |
05/06/2022 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - 2024 Fallback and Conversion Fees |
02/22/2024 |
Certified |
03/07/2024 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - April 1, 2024 |
04/09/2024 |
Notified |
04/09/2024 |
|
1 |
| LCHLTD |
Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Extension of LCH Spider |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of April 8, 2019 |
04/12/2019 |
Notified |
04/12/2019 |
|
1 |
| MGEX |
The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. |
06/26/2019 |
Certified |
07/11/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - SGD SOR and THB THBFIX conversion |
05/17/2023 |
Certified |
06/01/2023 |
|
1 |
| OCC |
Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. |
05/15/2008 |
Certified |
05/19/2008 |
|
1 |
| NYMEX |
New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
| CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
| NADEX |
Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CCH |
Removal of Treasury securities from accepted collateral for margin; 2013-1. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| ICLR US |
Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
| ICLR US |
Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) |
08/04/2016 |
Certified |
08/17/2016 |
|
1 |
| ICLR US |
Rule amendments related to EU Equivalence Determination |
11/02/2016 |
Certified |
11/17/2016 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. |
05/14/2018 |
Certified |
05/29/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: NZD maturity extension to 21 Years |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of November 29, 2021 |
12/02/2021 |
Notified |
12/02/2021 |
|
1 |
| ICLR US |
Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members |
11/12/2003 |
Certified |
11/13/2003 |
|
1 |
