| NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process |
07/08/2016 |
Certified |
07/22/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 9 April 2018. |
04/19/2018 |
Notified |
04/19/2018 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/05/2022 |
Notified |
08/05/2022 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
| ICLREU2 |
The amendments to the Clearing Membership Policy and Clearing Membership Procedures are intended principally to reflect the termination of CDS clearing at ICEU and therefore remove references to CDS Clearing Members, among other clarifications. |
06/05/2024 |
Certified |
06/20/2024 |
|
2 |
| LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
| CME |
Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR |
04/14/2014 |
Certified |
04/29/2014 |
|
2 |
| OCC |
Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. |
11/02/2017 |
Certified |
11/17/2017 |
|
2 |
| ICLREU2 |
ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. |
06/07/2018 |
Certified |
06/21/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes |
01/07/2019 |
Certified |
02/08/2019 |
|
2 |
| OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. |
07/16/2019 |
Certified |
07/30/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/17/2020 |
Notified |
07/17/2020 |
|
2 |
| ICECC |
ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. |
02/04/2015 |
Certified |
02/19/2015 |
|
2 |
| ICECC |
ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. |
07/27/2015 |
Certified |
08/10/2015 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 2 November 2015. |
11/09/2015 |
Notified |
11/09/2015 |
|
2 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's Fee Policy. |
01/09/2018 |
Certified |
01/24/2018 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
07/13/2018 |
Notified |
07/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 011-19 related to implementing, for open positions in Total Return Futures on STOXXr Indices, a daily accrued maintenance fee in addition to transaction fees for matching and registration of transactions |
01/31/2019 |
Certified |
02/14/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/17/2020 |
Notified |
04/17/2020 |
|
2 |
| NODALCL |
Transaction Fee Schedule Update |
07/27/2023 |
Certified |
08/10/2023 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Risk Policies and Risk Management Framework |
01/24/2024 |
Certified |
02/07/2024 |
|
2 |
| SGX-DC |
SGX-DC Clearing Rule amendments for an increase in clearing fund size |
07/22/2015 |
Certified |
08/04/2015 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 6 February 2017. |
02/13/2017 |
Notified |
02/13/2017 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. |
07/16/2019 |
Certified |
07/30/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 019-20 related to the introduction of Related Security Spread Futures on Eurex Deutschland |
02/24/2020 |
Certified |
03/09/2020 |
|
2 |
| CME |
Amendments to the Credit Risk Management Assessment Methodology and Counterparty Exposure Methodology |
01/24/2024 |
Certified |
02/07/2024 |
|
2 |
| ICLREU2 |
Proposed changes to adopt a new Collateral and Haircut Policy applicable to Permitted Cover posted by Clearing Members to meet the Clearing House's Margin and Guaranty Fund requirements. |
04/24/2015 |
Certified |
05/08/2015 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 26 September 2016. |
10/02/2016 |
Notified |
10/02/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 8 July 2019. |
07/16/2019 |
Notified |
07/16/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 044-21 related to supporting additional compression methodologies with TriOptima AG, front stub periods, clarifying PAI and PAA for T+2 currencies, and clarifying backloading conditions |
06/05/2021 |
Certified |
06/18/2021 |
|
2 |
| OCC |
Rule changes related to the change of expiration date from the Saturday following the third Friday of the specified expiration month to the third Friday of the specified expiration month; SR-OCC-2013-04 and SR-OCC-2013-802. |
04/17/2013 |
Certified |
05/02/2013 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 064-16 related to changes to EurexOTC Clear IRS Release 6.1 and Clearing Member request to split ICM collateral pools. |
05/19/2016 |
Certified |
06/03/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 092-16 related to allowing accounts with certain commercial banks for cash obligations, introduction of the British pound, allowing cash balances to be held in pounds, and introducing a settlement bank fee |
07/11/2016 |
Certified |
07/25/2016 |
. |
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 October 2019. |
11/05/2019 |
Notified |
11/05/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is adopting the amendments to the Procedures to clarify the requirements for investment of customer funds provided by FCM/BD Clearing Members. |
11/27/2020 |
Certified |
12/10/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its F&O Risk Policy and F&O Risk Procedures. |
02/25/2021 |
Certified |
03/11/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Collateral Policy |
11/08/2021 |
Certified |
11/23/2021 |
|
2 |
| CME |
Notification Regarding Amendments to CME Rule 743. ("Delivery Infractions") to Adopt New CME Rule 743.C. ("Final Settlement Finality Rule Applicable in Delivery Obligation Failure") for FX Delivery |
05/18/2017 |
Certified |
06/02/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 25 September 2017. |
10/01/2017 |
Notified |
10/01/2017 |
|
2 |
| ICLREU2 |
To amend ICEU's Clearing Rules, Clearing Procedures and CDS Procedures to implement certain requirements under MiFID II and MiFIR, and relating implementing regulations and technical standards relating to indirect clearing. |
12/11/2017 |
Certified |
12/26/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to its Liquidity Risk Modelling Framework. |
02/25/2020 |
Certified |
03/10/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/24/2022 |
Notified |
06/24/2022 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies |
08/09/2022 |
Certified |
08/23/2022 |
|
2 |
| ICLR US |
Change to Concentration Charge for Agricultural Products |
03/31/2017 |
Certified |
04/14/2017 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. |
01/09/2018 |
Certified |
01/24/2018 |
|
2 |
| CME |
Termination of the OTC FX Non-Deliverable Forwards Incentive Program |
10/04/2018 |
Certified |
10/19/2018 |
|
2 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to its cash investment yield schedule. |
03/26/2019 |
Certified |
04/09/2019 |
|
2 |
| CME |
Administrative Modifications to CME Clearing's Liquidity Risk Management Framework |
11/09/2021 |
Certified |
11/24/2021 |
|
2 |
